| A68 | GLASS RETIREMENT STRATEGIES, INC. CRD 172610 | MI | $20.1M | 1 | E*Trade→ |
| B54 | ARMADA ETF ADVISORS LLC CRD 317979 | MI | $10.2M | — | E*Trade→ |
| C45 | TRUSTEE EMPOWERMENT & PROTECTION, INC. CRD 108249 | MI | $10.3M | 4 | E*Trade→ |
| C44 | MAUNEY-PITT FINANCIAL MANAGEMENT, INC. CRD 337870 | NC | $0 | 2 | Raymond James→ |
| C44 | RM INVESTMENT STRATEGIES, LLC CRD 322828 | MI | $21.9M | 2 | Charles Schwab→ |
| C42 | US FINANCIAL PLANNERS, LLC CRD 337484 | NC | $0 | — | E*Trade→ |
| C39 | INNOVATION PARTNERS LLC. CRD 146344 | NC | $21.7M | 50 | E*Trade→ |
| C39 | IFC INVESTMENT MANAGEMENT, LLC CRD 305377 | NC | $0 | — | E*Trade→ |
| C36 | JENNY WEAVER CAPITAL LLC CRD 336311 | MI | $0 | — | E*Trade→ |
| C34 | WILLIAMS & ASSOCIATES, INC. CRD 338196 | MD | $0 | 6 | LPL Financial→ |
| C32 | MARKETOCRACY MASTERS INC. CRD 314667 | MI | $4.5M | 2 | E*Trade→ |
| C31 | AILERON LTD CRD 109174 | MI | $0 | — | E*Trade→ |
| C31 | ADAMS FUNDS ADVISERS, LLC CRD 226613 | MD | $0 | — | E*Trade→ |
| C29 | THE PICKLE PROS L.L.C. CRD 325575 | MI | $0 | 1 | E*Trade→ |
| C28 | TAMARISK CAPITAL MANAGEMENT CRD 339175 | MI | $0 | — | E*Trade→ |
| C28 | LFN ADVISORS INC. CRD 169361 | MI | $23.7M | 4 | Charles Schwab→ |
| C26 | HAVEN CAPITAL ADVISORS, LLC CRD 338419 | NC | $5.4M | 1 | E*Trade→ |
| C25 | VESTED FINANCE INC. CRD 299272 | NC | $0 | 1 | E*Trade→ |
| C25 | NEA MEMBER BENEFITS CRD 138196 | MD | $0 | 2 | E*Trade→ |
| C24 | SCHOLAR FINANCIAL ADVISING, LLC CRD 298968 | NC | $0 | 4 | E*Trade→ |
| C24 | INSTITUTIONAL SHAREHOLDER SERVICES INC. CRD 111940 | MD | $0 | — | E*Trade→ |
