| A68 | EMERALD SEPARATE ACCOUNT MANAGEMENT LLC CRD 150202 | PA | $21.3M | — | E*Trade→ |
| B55 | BRYAN ADVISORY SERVICES, LLC CRD 153659 | PA | $2.4M | 1 | E*Trade→ |
| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C42 | MOSAIC WEALTH MANAGEMENT LLC CRD 340681 | IN | $0 | 2 | Raymond James→ |
| C41 | ST. LOUIS FINANCIAL PLANNERS INC. CRD 105511 | MO | $5.7M | 3 | E*Trade→ |
| C41 | WEALTHN LLC CRD 285915 | PA | $1.5M | 1 | E*Trade→ |
| C40 | CAPITAL CITIES, LLC CRD 122916 | IN | $0 | 11 | E*Trade→ |
| C38 | CHRONOMETER PARTNERS LP CRD 339929 | PA | $0 | — | E*Trade→ |
| C38 | PRECIDIAN FUNDS LLC CRD 156974 | PA | $17.0M | — | E*Trade→ |
| C36 | KEYSTONE IMPERIAL LLC CRD 338785 | PA | $0 | 1 | E*Trade→ |
| C35 | CXI ADVISORS, LLC CRD 301321 | IN | $0 | — | E*Trade→ |
| C35 | WEALTH MORE ENTERPRISE, INC. CRD 324763 | PA | $100K | 6 | E*Trade→ |
| C34 | HUNTER PRIVATE CAPITAL ADVISORS, LLC CRD 333651 | PA | $16.4M | — | E*Trade→ |
| C33 | STOCK SNIPS, INC. CRD 322544 | PA | $0 | 2 | E*Trade→ |
| C32 | TRUEDGE ASSET MANAGEMENT LLC CRD 323442 | IN | $0 | 3 | E*Trade→ |
| C32 | U.S. INSTITUTIONAL CORPORATION CRD 135555 | MO | $0 | 1 | E*Trade→ |
| C31 | ISQ CAPITAL LLC CRD 340355 | PA | $0 | — | E*Trade→ |
| C31 | QUEEQUEG & MUNGER, LLC CRD 341573 | MO | $0 | 9 | E*Trade→ |
| C31 | FIDEM CREDIT ADVISORS, LLC CRD 335175 | PA | $0 | — | E*Trade→ |
| C31 | EXCORDE CAPITAL LLC CRD 337589 | PA | $0 | — | E*Trade→ |
| C31 | FOURNORTH CAPITAL LLC CRD 340927 | PA | $0 | — | E*Trade→ |
| C29 | UMB FINANCIAL SERVICES, INC. CRD 17073 | MO | $5.0M | 50 | E*Trade→ |
| C29 | MINDSET ASSET MANAGEMENT, LLC CRD 338530 | IN | $0 | 4 | E*Trade→ |
| C28 | COMMERCIAL TRUST WEALTH MANAGEMENT, LLC CRD 337704 | MO | $0 | 5 | E*Trade→ |
| C27 | HERBEIN FINANCIAL GROUP, LLC CRD 322194 | PA | $0 | — | E*Trade→ |
| C26 | INTYCE, LLC CRD 291897 | MO | $0 | — | E*Trade→ |
| C26 | NI ACQUISITIONS COMPANY LLC CRD 340590 | PA | $0 | 6 | E*Trade→ |
| C25 | DUNCAN FINANCIAL GROUP LLC CRD 309454 | PA | $0 | 27 | E*Trade→ |
| C25 | VANGUARD ALTERNATIVE ASSETS ADVISER, LLC CRD 341357 | PA | $0 | — | E*Trade→ |
| C23 | LOCKTON INVESTMENT ADVISORS, LLC CRD 144133 | MO | $0 | 23 | E*Trade→ |
| C23 | FEDERATED SECURITIES CORP. CRD 5009 | PA | $0 | 50 | E*Trade→ |
| C20 | AWH FINANCIAL, LLC CRD 285183 | PA | $0 | 15 | E*Trade→ |
| C16 | FEDERATED ADVISORY SERVICES COMPANY CRD 128611 | PA | $0 | — | E*Trade→ |
