| B53 | FIDELIS CAPITAL, LLC CRD 141341 | AL | $18.3M | — | Charles Schwab→ |
| C44 | MAUNEY-PITT FINANCIAL MANAGEMENT, INC. CRD 337870 | NC | $0 | 2 | Raymond James→ |
| C42 | US FINANCIAL PLANNERS, LLC CRD 337484 | NC | $0 | — | E*Trade→ |
| C41 | CYNOSURE PORTFOLIO ADVISORS LLC CRD 337747 | UT | $5.8M | 6 | Charles Schwab→ |
| C39 | COLAB CAPITAL, LLC CRD 338182 | UT | $1.4M | 1 | Charles Schwab→ |
| C39 | INNOVATION PARTNERS LLC. CRD 146344 | NC | $21.7M | 50 | E*Trade→ |
| C39 | IFC INVESTMENT MANAGEMENT, LLC CRD 305377 | NC | $0 | — | E*Trade→ |
| C37 | TANARA WEALTH MANAGEMENT LLC CRD 340174 | UT | $0 | 6 | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
| C31 | NAVIGATE PRIVATE FUND ADVISORS LLC CRD 313687 | AL | $0 | 3 | E*Trade→ |
| C30 | LYONS VIEW CAPITAL, LLC CRD 324582 | AL | $0 | 2 | E*Trade→ |
| C29 | SANDLOT PRIVATE WEALTH LLC CRD 335925 | UT | $305K | 2 | E*Trade→ |
| C26 | HAVEN CAPITAL ADVISORS, LLC CRD 338419 | NC | $5.4M | 1 | E*Trade→ |
| C25 | VESTED FINANCE INC. CRD 299272 | NC | $0 | 1 | E*Trade→ |
| C24 | SCHOLAR FINANCIAL ADVISING, LLC CRD 298968 | NC | $0 | 4 | E*Trade→ |
