| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B56 | PRIMETRUST ADVISORS LLC CRD 141625 | SC | $421.6M | 2 | E*Trade→ |
| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B53 | EVEN HERD LLC CRD 329728 | OK | $55.9M | — | E*Trade→ |
| B52 | ARCHAMBO FINANCIAL ADVISORS, INC. CRD 129927 | OK | $163.1M | 7 | E*Trade→ |
| B51 | ACCESS FINANCIAL RESOURCES INC. CRD 109495 | OK | $410.6M | 7 | E*Trade→ |
| B50 | SPUR CAPITAL PARTNERS, LLC CRD 115959 | OK | $879.9M | — | E*Trade→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| C49 | DRAWBRIDGE CAPITAL, LLC CRD 128636 | OK | $224.6M | 6 | E*Trade→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C41 | CORPORATE CONSULTING GROUP, INC. CRD 123761 | OK | $240.8M | 1 | E*Trade→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C38 | F.I.G. FINANCIAL ADVISORY SERVICES, INC. CRD 105506 | OK | $162.4M | 3 | E*Trade→ |
| C38 | BISON CAPITAL GROUP, LLC CRD 315170 | OK | $306.2M | — | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C37 | 360 FINANCIAL PARTNERS, LLC CRD 169280 | SC | $206.5M | 3 | E*Trade→ |
| C36 | PERFORMA LIMITED (US), LLC CRD 154232 | SC | $4.49B | — | E*Trade→ |
| C35 | TAO PRIVATE WEALTH, LLC CRD 340979 | OK | $0 | — | E*Trade→ |
| C33 | VOLOFIN CAPITAL MANAGEMENT (US) LLC CRD 309922 | SC | $1.01B | — | E*Trade→ |
| C33 | GOEPPER BURKHARDT LLC CRD 127896 | SC | $380.3M | 3 | E*Trade→ |
| C32 | HUMPHREYS CAPITAL, LLC CRD 309323 | OK | $252.4M | — | E*Trade→ |
| C27 | MATTY AI INC. CRD 317016 | SC | $39K | 1 | E*Trade→ |
| C27 | ALTRIARCH ASSET MANAGEMENT, LLC CRD 328482 | SC | $349.1M | — | E*Trade→ |
| C26 | WEALTH INTELLIGENTLY NAVIGATED, LLC CRD 340998 | SC | $0 | 2 | E*Trade→ |
| C23 | RETIREMENT INVESTMENT ADVISORS INC CRD 106316 | OK | $1.49B | 8 | E*Trade→ |
| C19 | ROBERT WILLIAM GAY CRD 168880 | OK | — | — | E*Trade→ |
| C19 | WARWICK INVESTMENT GROUP, LLC CRD 226670 | OK | $2.05B | — | E*Trade→ |
| C15 | GAMBIT SECURITIES, INC. CRD 149584 | SC | — | — | E*Trade→ |
| C14 | AZALEA CAPITAL CRD 164102 | SC | — | 2 | E*Trade→ |
| C14 | KJLK & CO. CRD 329634 | OK | — | — | E*Trade→ |
| C13 | COMPASS COACHING AND CONSULTING, LLC CRD 327213 | OK | — | 1 | E*Trade→ |
| C12 | AMERICAN VALUE CAPITAL CRD 174345 | OK | — | — | E*Trade→ |
| C12 | VARSITY FINANCIAL CRD 323366 | OK | — | — | E*Trade→ |
| C12 | CAVANAL HILL INVESTMENT MANAGEMENT, INC. CRD 110774 | OK | $15.23B | 33 | E*Trade→ |
| C9 | CAPTION MANAGEMENT, LLC CRD 173841 | OK | $3.41B | — | E*Trade→ |
