| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| C45 | SHEFFIELD ASSET MANAGEMENT, L.L.C. CRD 137065 | IL | $151.7M | — | Morgan Stanley→ |
| C44 | COZAD ASSET MANAGEMENT INC CRD 104764 | IL | $2.62B | 20 | Pershing→ |
| C43 | TRADELINK CAPITAL LLC CRD 161971 | IL | $267.8M | — | Morgan Stanley→ |
| C40 | QRG CAPITAL MANAGEMENT, INC. CRD 305277 | IL | $11.41B | 2 | Pershing→ |
| C39 | SAVANT INVESTMENT ADVISERS, INC. CRD 121794 | IL | $162.5M | 3 | Pershing→ |
| C38 | CALAMOS ADVISORS LLC CRD 105758 | IL | $43.89B | 41 | Morgan Stanley→ |
| C38 | FDX ADVISORS, INC. CRD 104601 | IL | $832.8M | — | Pershing→ |
| C37 | NEW VERNON WEALTH MANAGEMENT LLC CRD 164775 | IL | $781.0M | 1 | Pershing→ |
| C36 | PRECISE INVESTMENT MANAGEMENT, INC. CRD 282557 | IL | $186.3M | 8 | Pershing→ |
| C36 | PORT CAPITAL LLC CRD 206517 | IL | $2.85B | 1 | Pershing→ |
| C35 | ENVESTNET ASSET MANAGEMENT, INC. CRD 111694 | IL | $614.93B | 50 | Pershing→ |
| C33 | TENET WEALTH PARTNERS, LLC CRD 339818 | IL | $0 | 3 | Pershing→ |
| C32 | BENCHMARK INVESTMENT ADVISORS LLC CRD 159705 | IL | $329.2M | 3 | Pershing→ |
| C31 | ARCHFORD CAPITAL STRATEGIES, LLC CRD 164482 | IL | $1.49B | 16 | Pershing→ |
| C28 | GILLSON CAPITAL LP CRD 284079 | IL | $2.07B | — | Morgan Stanley→ |
| C26 | DOLAN MCENIRY CAPITAL MANAGEMENT LLC CRD 108658 | IL | $13.76B | — | Morgan Stanley→ |
| C26 | MWA FINANCIAL SERVICES, INC. CRD 112630 | IL | $640.0M | 50 | Pershing→ |
| C25 | SBB RESEARCH GROUP LLC CRD 161109 | IL | $3.26B | 1 | Morgan Stanley→ |
| C25 | GEM CAPITAL, L.P. CRD 157210 | IL | $6.28B | — | Morgan Stanley→ |
| C25 | HEARD CAPITAL LLC CRD 297176 | IL | $2.40B | 2 | Morgan Stanley→ |
| C22 | WISHBONE MANAGEMENT, LP CRD 283479 | IL | $1.12B | — | Pershing→ |
| C16 | FLOWSTRAT FINANCIAL PLANNING, LLC CRD 304041 | IL | — | — | Pershing→ |
| C14 | FLOW STATE INVESTMENTS, LP CRD 318195 | IL | — | — | Morgan Stanley→ |
| C12 | G SQUARED EQUITY MANAGEMENT LP CRD 289285 | IL | $6.60B | — | Morgan Stanley→ |
