| A68 | DAVINCI FINANCIAL DESIGNS LLC CRD 163362 | SC | $222.8M | 5 | LPL Financial→ |
| C49 | SOUND MARK PARTNERS, LLC CRD 169037 | CT | $272.0M | — | Wells Fargo→ |
| C44 | EXCEL WEALTH MANAGEMENT, LLC CRD 299602 | CT | $310.5M | 5 | LPL Financial→ |
| C43 | TANDEM INVESTMENT ADVISORS INC CRD 109392 | SC | $3.45B | 11 | LPL Financial→ |
| C42 | HEADLAND CAPITAL, LLC CRD 332277 | SC | $559.3M | 10 | LPL Financial→ |
| C41 | COOPERATIVE FUNERAL FUND INC CRD 107631 | CT | $727.8M | 1 | Wells Fargo→ |
| C40 | GAMCO ASSET MANAGEMENT INC. CRD 104950 | CT | $11.69B | 10 | Wells Fargo→ |
| C36 | HIGHLAND PEAK CAPITAL, LLC CRD 306304 | CT | $333.2M | — | Wells Fargo→ |
| C35 | LOTUS INFRASTRUCTURE PARTNERS, LP CRD 324015 | CT | $6.16B | — | Wells Fargo→ |
| C33 | WARNER GROUP LLC CRD 334877 | CT | $458.5M | 8 | LPL Financial→ |
| C32 | LPL ENTERPRISE, LLC CRD 8733 | SC | $24.94B | 50 | LPL Financial→ |
| C31 | PINEY LAKE CAPITAL MANAGEMENT LP CRD 290404 | CT | $744.9M | — | Wells Fargo→ |
| C26 | LPL FINANCIAL LLC CRD 6413 | SC | $819.12B | 50 | LPL Financial→ |
| C21 | CORE COMPLIANCE GROUP, LLC CRD 306661 | SC | $338.4M | 10 | LPL Financial→ |
