| A70 | O'CONNOR WEALTH MANAGEMENT, INC. CRD 152316 | CA | $179.1M | 2 | Wells Fargo→ |
| B65 | TICINO WEALTH LLC CRD 335808 | CA | $400.2M | 3 | Wells Fargo→ |
| B55 | SYRIOS WEALTH MANAGEMENT GROUP, INC. CRD 332139 | CA | $424.6M | 2 | Wells Fargo→ |
| B55 | INFANGER INVESTMENT TECHNOLOGY, LLC CRD 112328 | CA | $494.9M | 1 | Wells Fargo→ |
| B53 | LEGION PARTNERS ASSET MANAGEMENT, LLC CRD 164136 | CA | $200.9M | 3 | Wells Fargo→ |
| C50 | VIRGO INVESTMENT GROUP LLC CRD 157297 | CA | $857.4M | — | Wells Fargo→ |
| C47 | PACIFIC INCOME ADVISERS INC CRD 104719 | CA | $2.25B | 5 | Wells Fargo→ |
| C46 | RICE HALL JAMES & ASSOCIATES LLC CRD 125410 | CA | $1.74B | 6 | State Street→ |
| C46 | OAK ASSET MANAGEMENT, LLC CRD 287856 | CA | $413.8M | 4 | Wells Fargo→ |
| C44 | R SQUARED BM LLC CRD 308920 | CA | $3.35B | 4 | State Street→ |
| C43 | NATIONS FINANCIAL GROUP, INC. CRD 44181 | IA | $4.77B | 50 | Wells Fargo→ |
| C42 | METROPOLITAN WEST ASSET MANAGEMENT LLC CRD 104571 | CA | $78.52B | — | State Street→ |
| C42 | HONTE ADVISORS LLC CRD 308341 | CA | $417.7M | — | State Street→ |
| C41 | MEKETA FIDUCIARY MANAGEMENT, LLC CRD 323605 | CA | $20.14B | — | State Street→ |
| C40 | FLYWHEEL PRIVATE WEALTH LLC CRD 325690 | CA | $415.0M | 2 | Wells Fargo→ |
| C40 | TENNENBAUM CAPITAL PARTNERS, LLC CRD 113203 | CA | $3.16B | — | State Street→ |
| C40 | VILA, LLC CRD 307186 | CA | $286.5M | — | Wells Fargo→ |
| C39 | STRATEGIC GLOBAL ADVISORS, LLC CRD 286019 | CA | $3.03B | — | State Street→ |
| C37 | PRINCIPAL GLOBAL INVESTORS, LLC CRD 109002 | IA | $427.71B | 50 | State Street→ |
| C36 | HACKMAN CAPITAL PARTNERS, LLC CRD 314721 | CA | $1.19B | — | Wells Fargo→ |
| C35 | PRESTON CAPITAL LLC CRD 328417 | CA | $1.05B | — | Wells Fargo→ |
| C35 | IFC ADVISORS LLC CRD 332157 | CA | $2.34B | 9 | Wells Fargo→ |
| C34 | MITCHELL & PAHL PRIVATE WEALTH, LLC CRD 307625 | OK | $449.9M | 2 | Wells Fargo→ |
| C34 | ATALA FINANCIAL INC CRD 318371 | CA | $370.7M | 2 | Wells Fargo→ |
| C34 | SENTINEL ROCK REALTY TRUST INC. CRD 337421 | CA | $273.5M | — | Wells Fargo→ |
| C33 | HERCULES ADVISER LLC CRD 310662 | CA | $1.56B | — | State Street→ |
| C33 | BISON CAPITAL ASSET MANAGEMENT, LLC CRD 160562 | CA | $962.5M | — | Wells Fargo→ |
| C32 | MOMENT PARTNERS, LLC CRD 332691 | CA | $1.19B | 4 | Wells Fargo→ |
| C32 | TCW ASSET MANAGEMENT COMPANY LLC CRD 105742 | CA | $81.18B | — | State Street→ |
| C32 | MCMORGAN & COMPANY LLC CRD 115060 | CA | $7.61B | 1 | State Street→ |
| C31 | CWS CAPITAL PARTNERS LLC CRD 166871 | CA | $268.4M | 7 | Wells Fargo→ |
| C31 | AEGON USA INVESTMENT MANAGEMENT, LLC CRD 114537 | IA | $88.80B | 1 | State Street→ |
| C31 | LEADING EDGE INVESTMENT ADVISORS,LLC CRD 136476 | CA | $5.17B | — | State Street→ |
| C31 | MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT, LLC CRD 106054 | CA | $6.63B | — | State Street→ |
| C30 | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. CRD 312837 | CA | $42.71B | 50 | State Street→ |
| C30 | METZLER-PAYDEN, LLC CRD 108870 | CA | $1.26B | — | State Street→ |
| C30 | IM GLOBAL PARTNER FUND MANAGEMENT LLC CRD 110005 | CA | $3.97B | 1 | State Street→ |
| C29 | FFL PARTNERS, LLC CRD 156980 | CA | $4.11B | — | Wells Fargo→ |
| C29 | PANTHEON VENTURES (US) LP CRD 153425 | CA | $87.69B | — | State Street→ |
| C28 | ARGONAUT PRIVATE CAPITAL, LP CRD 283878 | OK | $3.01B | — | Wells Fargo→ |
| C28 | PACIFIC PRIVATE FUND ADVISORS LLC CRD 168830 | CA | $12.24B | — | Wells Fargo→ |
| C26 | VOLEON CAPITAL MANAGEMENT LP CRD 147443 | CA | $29.38B | — | Wells Fargo→ |
| C26 | PRIME FINANCE ADVISOR, L.P. CRD 159971 | CA | $22.22B | — | Wells Fargo→ |
| C25 | FISHER LYNCH CAPITAL, LLC CRD 160694 | CA | $9.52B | — | State Street→ |
| C25 | WHITMAN/PETERSON, LLC CRD 296087 | CA | $2.37B | — | Wells Fargo→ |
| C25 | NEW FORESTS INC. CRD 165267 | CA | $981.9M | — | Wells Fargo→ |
| C24 | SABAL INVESTMENT ADVISORS, LLC CRD 169572 | CA | $5.83B | — | Wells Fargo→ |
| C23 | FOURPATH CAPITAL MANAGEMENT, LLC CRD 313573 | OK | $1.06B | 6 | Wells Fargo→ |
| C23 | PRINCIPAL REAL ESTATE INVESTORS, LLC CRD 109008 | IA | $105.65B | — | Wells Fargo→ |
| C22 | THE INFORMED MOMENTUM COMPANY LLC CRD 144908 | CA | $1.49B | 3 | State Street→ |
