| A75 | FBD ASSET MGMT, LLC CRD 307216 | MN | $76.8M | 1 | Charles Schwab→ |
| B60 | MITCHELL VAUGHT & TAYLOR INC CRD 106160 | IL | $42.4M | — | E*Trade→ |
| B60 | CRITERION AFRICA PARTNERS, INC CRD 291386 | MD | $85.9M | — | E*Trade→ |
| B59 | FIRST ASSOCIATED INVESTMENT ADVISORS, INC. CRD 113086 | MN | $52.2M | 1 | E*Trade→ |
| B54 | NORTHERN PACIFIC GROUP, L.P. CRD 299012 | MN | $58.6M | — | E*Trade→ |
| B54 | INSIGHT SECURITIES, INC. CRD 5611 | IL | $94.2M | 48 | E*Trade→ |
| B53 | AMERICAN FINANCIAL MANAGEMENT, LTD. CRD 111016 | MD | $31.6M | 2 | Charles Schwab→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| C46 | PROFIT INVESTMENT MANAGEMENT, LLC CRD 110294 | MD | $26.8M | — | E*Trade→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C46 | INTELLIGENT ALPHA LLC CRD 332518 | MN | $27.0M | 1 | E*Trade→ |
| C45 | QUINCY WELLS ADVISORS, LLC CRD 307477 | IL | $87.3M | 26 | E*Trade→ |
| C44 | FAIRWAY CAPITAL MANAGEMENT, LLC CRD 312918 | IL | $85.2M | — | Folio Institutional→ |
| C44 | BLUE MARLIN HOLDCO LLC CRD 313892 | MD | $52.7M | — | E*Trade→ |
| C42 | RAIL SPLITTER CAPITAL ADVISERS, LLC CRD 338780 | IL | $61.0M | — | E*Trade→ |
| C40 | HERITAGE STRATEGIC WEALTH, LLC CRD 338025 | IL | $45.7M | 1 | Charles Schwab→ |
| C39 | EASTSPRING INVESTMENTS INCORPORATED CRD 169439 | IL | $49.7M | — | E*Trade→ |
| C38 | STEBEN & COMPANY, LLC CRD 117808 | MN | $69.2M | — | E*Trade→ |
| C36 | CALAMOS ANTETOKOUNMPO ASSET MANAGEMENT LLC CRD 322813 | IL | $26.8M | — | E*Trade→ |
