| C46 | DIRECTIONAL FINANCIAL SERVICES, LLC CRD 171903 | WA | $11.5M | 4 | Charles Schwab→ |
| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C42 | MOSAIC WEALTH MANAGEMENT LLC CRD 340681 | IN | $0 | 2 | Raymond James→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C40 | CAPITAL CITIES, LLC CRD 122916 | IN | $0 | 11 | E*Trade→ |
| C39 | CONCREIT FUND MANAGEMENT LLC CRD 310737 | WA | $9.0M | 1 | E*Trade→ |
| C38 | THIRD STAGE INVESTMENT GROUP, LLC CRD 141951 | WA | $0 | — | E*Trade→ |
| C35 | CXI ADVISORS, LLC CRD 301321 | IN | $0 | — | E*Trade→ |
| C32 | TRUEDGE ASSET MANAGEMENT LLC CRD 323442 | IN | $0 | 3 | E*Trade→ |
| C31 | OPTIMAL TAX ASSET MANAGEMENT, INC. CRD 340466 | WA | $0 | — | E*Trade→ |
| C31 | CALPA ADVISORS LLC CRD 318008 | WA | $0 | 1 | E*Trade→ |
| C31 | HIGHLAND CAPITAL ADVISORS, LLC CRD 139780 | WA | $0 | 5 | E*Trade→ |
| C29 | MINDSET ASSET MANAGEMENT, LLC CRD 338530 | IN | $0 | 4 | E*Trade→ |
| C28 | RUSSELL INVESTMENTS CREDIT ADVISER, LLC CRD 335782 | WA | $0 | — | E*Trade→ |
| C28 | RUSSELL INVESTMENTS INFRASTRUCTURE ADVISER, LLC CRD 335783 | WA | $0 | — | E*Trade→ |
| C26 | SAA ADVISORS, INC. CRD 148763 | WA | $0 | 4 | E*Trade→ |
| C23 | GUIDE ADVISORS, INC. CRD 281828 | WA | $0 | 5 | E*Trade→ |
| C18 | SHAREBUILDER ADVISORS, LLC CRD 300537 | WA | $0 | 17 | E*Trade→ |
