| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C47 | SWEATER INDUSTRIES LLC CRD 317749 | CO | $16.1M | — | E*Trade→ |
| C46 | RYAN HERITAGE, LLP CRD 317097 | NJ | $18.8M | — | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C39 | SAVVLY ADVISOR, LLC CRD 321125 | CO | $75K | 1 | E*Trade→ |
| C38 | PRIVATE ADVISOR NETWORK, LLC CRD 299133 | NJ | $0 | — | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | LOGIQ CAPITAL LLC CRD 337680 | NJ | $0 | — | E*Trade→ |
| C38 | CYBORGWEALTH, LLC CRD 150897 | NJ | $0 | 2 | E*Trade→ |
| C38 | CRESALTA INVESTMENT MANAGEMENT, INC. CRD 339872 | CO | $0 | — | E*Trade→ |
| C37 | ONEDIGITAL ASSET MANAGEMENT, LLC CRD 320608 | KS | $762K | — | Charles Schwab→ |
| C37 | ACORN ASSET MANAGEMENT LLC CRD 340572 | NJ | $0 | 1 | E*Trade→ |
| C36 | PIONEX INVESTMENTS INC. CRD 318475 | NJ | $0 | — | E*Trade→ |
| C34 | THE GMS GROUP, LLC CRD 8000 | NJ | $19.8M | 50 | Pershing→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C34 | INNOVEST PORTFOLIO SOLUTIONS LLC CRD 106110 | CO | $0 | 22 | E*Trade→ |
| C33 | BLUEVINE ADVISORY LLC CRD 326599 | NJ | $8.9M | — | Morgan Stanley→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C33 | SCIRE FUND III GP, LLC CRD 323864 | CO | $0 | — | E*Trade→ |
| C32 | CULTIVATE WEALTH PARTNERS LLC CRD 340314 | CO | $0 | 1 | E*Trade→ |
| C31 | SANDERS BOOZE CAPITAL ADVISORS, LLC CRD 148651 | KS | $0 | 2 | E*Trade→ |
| C31 | PGIM REAL ESTATE ADVISORS LLC CRD 327165 | NJ | $0 | — | E*Trade→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | DEMARCHE ASSOCIATES INC CRD 105500 | KS | $0 | 9 | E*Trade→ |
| C31 | CURCIO WEBB LLC CRD 109066 | NJ | $0 | — | E*Trade→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | PIONEER ADVISORY LLC CRD 337502 | NJ | $95K | 1 | E*Trade→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C30 | LORD ABBETT CLO MANAGEMENT LP CRD 334025 | NJ | $0 | — | E*Trade→ |
| C30 | FLIGHT LINE FINANCIAL, LLC CRD 169289 | NJ | $0 | 1 | E*Trade→ |
| C30 | ASK DOLLY, LLC CRD 337843 | CO | $0 | 1 | E*Trade→ |
| C29 | MIDBRIDGE ADVISORS LP CRD 330056 | CO | $0 | — | E*Trade→ |
| C28 | BELLWETHER CONSULTING LLC CRD 111188 | NJ | $0 | — | E*Trade→ |
| C28 | EC VENTURES V LLC CRD 340444 | CO | $0 | 2 | E*Trade→ |
| C27 | GBG WEALTH MANAGEMENT LLC CRD 333368 | CO | $23.8M | 4 | E*Trade→ |
| C26 | GALLACHER CAPITAL LLC CRD 339154 | CO | $0 | — | E*Trade→ |
| C26 | APPLIED QUANTITATIVE INVESTMENTS LLC CRD 339159 | CO | $0 | — | E*Trade→ |
| C26 | PRAIRIE ADVISORY, LLC CRD 339211 | KS | $0 | 9 | E*Trade→ |
| C25 | CCM NEW OPPORTUNITIES, LLC CRD 301887 | KS | $1.3M | 4 | E*Trade→ |
| C25 | FREIF ADVISORS LLC CRD 340426 | CO | $0 | — | E*Trade→ |
| C24 | CLASS VI VENTURES, LLC CRD 328904 | CO | $14.9M | 3 | Charles Schwab→ |
| C23 | FIDUCIOSO ADVISORS, INC CRD 157342 | NJ | $0 | — | E*Trade→ |
| C22 | CSI GROUP ADVISORS, LLC CRD 338012 | NJ | $0 | 7 | E*Trade→ |
| C22 | MONTICELLO ASSOCIATES, LLC CRD 107392 | CO | $0 | — | E*Trade→ |
| C21 | MAGNIFI LLC CRD 309397 | CO | $2.1M | — | E*Trade→ |
| C19 | PRUCO SECURITIES, LLC CRD 5685 | NJ | $0 | 50 | E*Trade→ |
| C17 | ERNST & YOUNG INVESTMENT ADVISERS LLP CRD 110921 | NJ | $0 | 50 | E*Trade→ |
| C14 | MARINER WEALTH ADVISORS-IC, LLC CRD 289886 | KS | $0 | 50 | E*Trade→ |
