| B55 | BANCREEK CAPITAL STRATEGIES, LLC CRD 341539 | CA | $0 | — | E*Trade→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C48 | CALTIER ADVISORS, LLC CRD 317263 | CA | $6.9M | — | E*Trade→ |
| C48 | GET MOVING INC CRD 329172 | CA | $4.4M | — | E*Trade→ |
| C47 | TRIPACIFIC CAPITAL ADVISORS, LLC CRD 142121 | CA | $12.3M | — | E*Trade→ |
| C45 | SVOF/MM, LLC CRD 132205 | CA | $16.4M | — | U.S. Bank→ |
| C45 | STERLING FINANCIAL GROUP, INC. CRD 300327 | CA | $16.1M | 4 | LPL Financial→ |
| C44 | NEWDAY FUNDS, INC. CRD 174758 | CT | $6.5M | 2 | Charles Schwab→ |
| C44 | ONWARD ADVISORS LLC CRD 316214 | CA | $0 | 3 | E*Trade→ |
| C43 | BERILIUM TECHNOLOGIES, INC. CRD 327058 | CA | $4.5M | 1 | Charles Schwab→ |
| C43 | EDEN FINANCIAL TECHNOLOGIES INCORPORATED CRD 329900 | CA | $0 | — | E*Trade→ |
| C43 | TERRA FIRMA ASSET MANAGEMENT LLC CRD 306765 | CA | $0 | — | E*Trade→ |
| C42 | ARGOS GLOBAL ADVISORS, LLC CRD 287672 | CA | $13.0M | 3 | Pershing→ |
| C42 | PANTHEON VENTURES INC. CRD 110091 | CA | $11 | — | E*Trade→ |
| C42 | AFT US CAPITAL LLC CRD 335448 | CA | $214 | — | E*Trade→ |
| C42 | VOLT EQUITY LLC CRD 310402 | CA | $10.3M | — | E*Trade→ |
| C41 | TSCG INVESTORS, LLC CRD 105525 | CT | $0 | — | E*Trade→ |
| C41 | REACT INVESTMENT SOLUTIONS, LLC CRD 150801 | CA | $0 | — | E*Trade→ |
| C41 | UNITY WEALTH PARTNERS LLC CRD 316222 | CA | $7.1M | 2 | Charles Schwab→ |
| C41 | VALUE TREND CAPITAL MANAGEMENT LP CRD 108716 | CA | $11.9M | — | E*Trade→ |
| C40 | JC CAPITAL ADVISORS GROUP LLC CRD 339298 | CT | $0 | 1 | E*Trade→ |
| C40 | SECURED PRINCIPAL ADVISORS LLC CRD 339795 | CA | $0 | — | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C40 | BRIDGEBAY FINANCIAL, INC. CRD 130279 | CA | $0 | 2 | E*Trade→ |
| C39 | DECODE FINANCE LLC CRD 331985 | CA | $1K | — | E*Trade→ |
| C39 | CORGI STRATEGIES, LLC CRD 337985 | CA | $10.0M | 2 | E*Trade→ |
| C39 | ACCELAR, INC. CRD 314872 | CA | $300 | — | E*Trade→ |
| C39 | FINITE MANAGEMENT, LLC CRD 314875 | CA | $3.0M | — | E*Trade→ |
| C39 | OCEAN PATH ADVISORS, LLC CRD 338933 | CA | $0 | 5 | Charles Schwab→ |
| C38 | PENSERRA WEALTH MANAGEMENT LLC CRD 333218 | CA | $2.5M | 5 | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | STEP ADVISERS, LLC CRD 322349 | CA | $0 | — | E*Trade→ |
| C38 | TANG ERIC M P INC CRD 106135 | CA | $0 | 1 | E*Trade→ |
| C38 | CHANGE FORCES LLC CRD 333400 | CA | $0 | — | E*Trade→ |
| C38 | COVE VIEW INVESTMENT PARTNERS, LLC CRD 339631 | CT | $0 | — | Morgan Stanley→ |
| C38 | REINOVA CAPITAL ADVISORS LLC CRD 340095 | CT | $0 | — | E*Trade→ |
| C38 | BLUUM INVEST LLC CRD 340474 | CA | $0 | — | E*Trade→ |
| C38 | UBS FARMLAND INVESTORS LLC CRD 107754 | CT | $0 | — | E*Trade→ |
| C38 | LLOYD TEVIS INVESTMENTS, LLC CRD 323061 | CA | $435K | — | E*Trade→ |
| C37 | MANEY WEALTH LLC CRD 340078 | CA | $9.4M | 1 | Charles Schwab→ |
| C37 | ONEDIGITAL ASSET MANAGEMENT, LLC CRD 320608 | KS | $762K | — | Charles Schwab→ |
| C37 | BENCHMARK ADVISORY SERVICES, LLC CRD 305662 | CA | $0 | — | E*Trade→ |
| C37 | JET WEALTH ADVISORS CRD 333645 | CA | $0 | 6 | E*Trade→ |
| C37 | SOCIALTRADER.AI INC. CRD 326985 | CA | $73K | — | E*Trade→ |
| C37 | ELITE TAMP LLC CRD 327535 | CA | $322K | — | E*Trade→ |
| C36 | USI SECURITIES, INC. CRD 43793 | CT | $0 | 50 | E*Trade→ |
| C36 | BLOOM INVESTMENT ADVISORS, LLC CRD 317405 | CA | $17.7M | — | E*Trade→ |
| C36 | ENDOWE ADVISORY LLC CRD 338697 | CA | $300 | 1 | E*Trade→ |
