| A68 | EMERALD SEPARATE ACCOUNT MANAGEMENT LLC CRD 150202 | PA | $21.3M | — | E*Trade→ |
| B55 | BRYAN ADVISORY SERVICES, LLC CRD 153659 | PA | $2.4M | 1 | E*Trade→ |
| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C44 | NEWDAY FUNDS, INC. CRD 174758 | CT | $6.5M | 2 | Charles Schwab→ |
| C41 | TSCG INVESTORS, LLC CRD 105525 | CT | $0 | — | E*Trade→ |
| C41 | WEALTHN LLC CRD 285915 | PA | $1.5M | 1 | E*Trade→ |
| C40 | JC CAPITAL ADVISORS GROUP LLC CRD 339298 | CT | $0 | 1 | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C38 | COVE VIEW INVESTMENT PARTNERS, LLC CRD 339631 | CT | $0 | — | Morgan Stanley→ |
| C38 | CHRONOMETER PARTNERS LP CRD 339929 | PA | $0 | — | E*Trade→ |
| C38 | REINOVA CAPITAL ADVISORS LLC CRD 340095 | CT | $0 | — | E*Trade→ |
| C38 | UBS FARMLAND INVESTORS LLC CRD 107754 | CT | $0 | — | E*Trade→ |
| C38 | PRECIDIAN FUNDS LLC CRD 156974 | PA | $17.0M | — | E*Trade→ |
| C37 | ONEDIGITAL ASSET MANAGEMENT, LLC CRD 320608 | KS | $762K | — | Charles Schwab→ |
| C36 | USI SECURITIES, INC. CRD 43793 | CT | $0 | 50 | E*Trade→ |
| C36 | KEYSTONE IMPERIAL LLC CRD 338785 | PA | $0 | 1 | E*Trade→ |
| C36 | ANALYZE FUTURE LLC CRD 314583 | CT | $0 | — | E*Trade→ |
| C35 | WEALTH MORE ENTERPRISE, INC. CRD 324763 | PA | $100K | 6 | E*Trade→ |
| C35 | TELOS PARTNERS LLC CRD 340922 | CT | $0 | 3 | E*Trade→ |
| C35 | XD FUND ADVISOR LLC CRD 328236 | CT | $415K | — | E*Trade→ |
| C35 | 37SPRUCE INVESTMENT PARTNERS, LLC CRD 340176 | CT | $0 | — | E*Trade→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C34 | HUNTER PRIVATE CAPITAL ADVISORS, LLC CRD 333651 | PA | $16.4M | — | E*Trade→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C33 | STOCK SNIPS, INC. CRD 322544 | PA | $0 | 2 | E*Trade→ |
| C33 | WALDO.AI, INC. CRD 336723 | CT | $0 | 1 | E*Trade→ |
| C31 | SANDERS BOOZE CAPITAL ADVISORS, LLC CRD 148651 | KS | $0 | 2 | E*Trade→ |
| C31 | ISQ CAPITAL LLC CRD 340355 | PA | $0 | — | E*Trade→ |
| C31 | NIGHT OWL CAPITAL CANADA, LLC CRD 338234 | CT | $0 | — | E*Trade→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | FIDEM CREDIT ADVISORS, LLC CRD 335175 | PA | $0 | — | E*Trade→ |
| C31 | EXCORDE CAPITAL LLC CRD 337589 | PA | $0 | — | E*Trade→ |
| C31 | FOURNORTH CAPITAL LLC CRD 340927 | PA | $0 | — | E*Trade→ |
| C31 | DEMARCHE ASSOCIATES INC CRD 105500 | KS | $0 | 9 | E*Trade→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C29 | GRADIENT RIDGE CAPITAL, L.P. CRD 340497 | CT | $0 | — | E*Trade→ |
| C29 | FINTRON ADVISORS, LLC CRD 324052 | CT | $0 | — | Apex Clearing→ |
| C27 | HERBEIN FINANCIAL GROUP, LLC CRD 322194 | PA | $0 | — | E*Trade→ |
| C26 | NI ACQUISITIONS COMPANY LLC CRD 340590 | PA | $0 | 6 | E*Trade→ |
| C26 | FAIRLEAD STRATEGIES LLC CRD 341167 | CT | $0 | 3 | E*Trade→ |
| C26 | PRAIRIE ADVISORY, LLC CRD 339211 | KS | $0 | 9 | E*Trade→ |
| C25 | CCM NEW OPPORTUNITIES, LLC CRD 301887 | KS | $1.3M | 4 | E*Trade→ |
| C25 | DUNCAN FINANCIAL GROUP LLC CRD 309454 | PA | $0 | 27 | E*Trade→ |
| C25 | VANGUARD ALTERNATIVE ASSETS ADVISER, LLC CRD 341357 | PA | $0 | — | E*Trade→ |
| C23 | FEDERATED SECURITIES CORP. CRD 5009 | PA | $0 | 50 | E*Trade→ |
