| B53 | SIIMPL, LLC CRD 311048 | MN | $0 | — | E*Trade→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C45 | OXFORD HARRIMAN HOLDINGS ADV LLC CRD 340313 | IN | $0 | — | E*Trade→ |
| C45 | QUADRANT REAL ESTATE ADVISORS LLC CRD 138077 | GA | $24.9M | — | E*Trade→ |
| C42 | MOSAIC WEALTH MANAGEMENT LLC CRD 340681 | IN | $0 | 2 | Raymond James→ |
| C42 | WOLVERINE INVESTMENT ADVISORS, LLC CRD 307037 | GA | $1.5M | — | E*Trade→ |
| C40 | PATHWAY FINANCIAL SOLUTIONS, INC. CRD 340594 | KS | $0 | 6 | E*Trade→ |
| C40 | CAPITAL CITIES, LLC CRD 122916 | IN | $0 | 11 | E*Trade→ |
| C39 | PRCE MANAGEMENT LLC CRD 312533 | GA | $22.2M | — | Pershing→ |
| C38 | CLOVERPOINT, LLC CRD 335407 | MN | $0 | — | E*Trade→ |
| C37 | ONEDIGITAL ASSET MANAGEMENT, LLC CRD 320608 | KS | $762K | — | Charles Schwab→ |
| C35 | CXI ADVISORS, LLC CRD 301321 | IN | $0 | — | E*Trade→ |
| C34 | VERA LAKE CAPITAL, LLC CRD 341142 | MN | $0 | 2 | E*Trade→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C32 | TRUEDGE ASSET MANAGEMENT LLC CRD 323442 | IN | $0 | 3 | E*Trade→ |
| C32 | CALLODINE STRATEGIC CREDIT FUND III MANAGEMENT, LLC CRD 340405 | GA | $0 | — | E*Trade→ |
| C31 | SANDERS BOOZE CAPITAL ADVISORS, LLC CRD 148651 | KS | $0 | 2 | E*Trade→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | TIMBERLINK LLC CRD 170067 | GA | $594K | — | E*Trade→ |
| C31 | DEMARCHE ASSOCIATES INC CRD 105500 | KS | $0 | 9 | E*Trade→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | GREENWOOD INVESTMENT ADVISORS, LLC CRD 327470 | GA | $229K | — | E*Trade→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C29 | DISCIPLINE STRATEGIES MANAGEMENT, LP CRD 336716 | GA | $0 | — | E*Trade→ |
| C29 | MINDSET ASSET MANAGEMENT, LLC CRD 338530 | IN | $0 | 4 | E*Trade→ |
| C28 | OPPENHEIMERFUNDS INC CRD 104983 | GA | $828K | — | E*Trade→ |
| C26 | PRAIRIE ADVISORY, LLC CRD 339211 | KS | $0 | 9 | E*Trade→ |
| C25 | CCM NEW OPPORTUNITIES, LLC CRD 301887 | KS | $1.3M | 4 | E*Trade→ |
| C25 | GREENLIGHT INVESTMENT ADVISORS, LLC CRD 308546 | GA | $0 | — | E*Trade→ |
| C14 | MARINER WEALTH ADVISORS-IC, LLC CRD 289886 | KS | $0 | 50 | E*Trade→ |
