| A68 | EMERALD SEPARATE ACCOUNT MANAGEMENT LLC CRD 150202 | PA | $21.3M | — | E*Trade→ |
| B55 | BRYAN ADVISORY SERVICES, LLC CRD 153659 | PA | $2.4M | 1 | E*Trade→ |
| C46 | DIRECTIONAL FINANCIAL SERVICES, LLC CRD 171903 | WA | $11.5M | 4 | Charles Schwab→ |
| C42 | QUANTCA FINANCIAL LLC CRD 329324 | WA | $10K | 1 | E*Trade→ |
| C41 | WEALTHN LLC CRD 285915 | PA | $1.5M | 1 | E*Trade→ |
| C39 | CONCREIT FUND MANAGEMENT LLC CRD 310737 | WA | $9.0M | 1 | E*Trade→ |
| C38 | THIRD STAGE INVESTMENT GROUP, LLC CRD 141951 | WA | $0 | — | E*Trade→ |
| C38 | CHRONOMETER PARTNERS LP CRD 339929 | PA | $0 | — | E*Trade→ |
| C38 | PRECIDIAN FUNDS LLC CRD 156974 | PA | $17.0M | — | E*Trade→ |
| C36 | KEYSTONE IMPERIAL LLC CRD 338785 | PA | $0 | 1 | E*Trade→ |
| C35 | WEALTH MORE ENTERPRISE, INC. CRD 324763 | PA | $100K | 6 | E*Trade→ |
| C34 | HUNTER PRIVATE CAPITAL ADVISORS, LLC CRD 333651 | PA | $16.4M | — | E*Trade→ |
| C33 | STOCK SNIPS, INC. CRD 322544 | PA | $0 | 2 | E*Trade→ |
| C31 | ISQ CAPITAL LLC CRD 340355 | PA | $0 | — | E*Trade→ |
| C31 | OPTIMAL TAX ASSET MANAGEMENT, INC. CRD 340466 | WA | $0 | — | E*Trade→ |
| C31 | CALPA ADVISORS LLC CRD 318008 | WA | $0 | 1 | E*Trade→ |
| C31 | HIGHLAND CAPITAL ADVISORS, LLC CRD 139780 | WA | $0 | 5 | E*Trade→ |
| C31 | FIDEM CREDIT ADVISORS, LLC CRD 335175 | PA | $0 | — | E*Trade→ |
| C31 | EXCORDE CAPITAL LLC CRD 337589 | PA | $0 | — | E*Trade→ |
| C31 | FOURNORTH CAPITAL LLC CRD 340927 | PA | $0 | — | E*Trade→ |
| C28 | RUSSELL INVESTMENTS CREDIT ADVISER, LLC CRD 335782 | WA | $0 | — | E*Trade→ |
| C28 | RUSSELL INVESTMENTS INFRASTRUCTURE ADVISER, LLC CRD 335783 | WA | $0 | — | E*Trade→ |
| C27 | HERBEIN FINANCIAL GROUP, LLC CRD 322194 | PA | $0 | — | E*Trade→ |
| C26 | SAA ADVISORS, INC. CRD 148763 | WA | $0 | 4 | E*Trade→ |
| C26 | NI ACQUISITIONS COMPANY LLC CRD 340590 | PA | $0 | 6 | E*Trade→ |
| C25 | DUNCAN FINANCIAL GROUP LLC CRD 309454 | PA | $0 | 27 | E*Trade→ |
| C25 | VANGUARD ALTERNATIVE ASSETS ADVISER, LLC CRD 341357 | PA | $0 | — | E*Trade→ |
| C23 | GUIDE ADVISORS, INC. CRD 281828 | WA | $0 | 5 | E*Trade→ |
| C23 | FEDERATED SECURITIES CORP. CRD 5009 | PA | $0 | 50 | E*Trade→ |
| C20 | AWH FINANCIAL, LLC CRD 285183 | PA | $0 | 15 | E*Trade→ |
| C18 | SHAREBUILDER ADVISORS, LLC CRD 300537 | WA | $0 | 17 | E*Trade→ |
| C16 | FEDERATED ADVISORY SERVICES COMPANY CRD 128611 | PA | $0 | — | E*Trade→ |
