| A75 | MERRITHEW & THORSTEN, INC. CRD 133563 | CA | $155.0M | 2 | Pershing→ |
| A68 | EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC CRD 140929 | CA | $169.8M | 2 | Pershing→ |
| A66 | THE PUTNEY FINANCIAL GROUP LLC CRD 111639 | CA | $205.4M | 6 | Pershing→ |
| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| B64 | PHILLIP B. WHITE CO., INC. CRD 300623 | CA | $318.7M | 2 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B59 | PACIFIC WEALTH ADVISORY SERVICES LLC CRD 330888 | CA | $96.3M | 1 | Altruist→ |
| B58 | ASL FINANCIAL, LLC CRD 115479 | CA | $186.7M | 1 | Pershing→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B58 | EVERY SECURITIES LLC CRD 333167 | CA | $122.7M | — | Pershing→ |
| B56 | ENGAGED CAPITAL, LLC CRD 161251 | CA | $432.3M | — | Pershing→ |
| B56 | FELL CAPITAL MANAGEMENT CRD 104986 | CA | $161.8M | 1 | Pershing→ |
| B55 | AVISEN ADVISORS, LLC CRD 113791 | CA | $389.0M | 10 | Pershing→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| B51 | TRIANGLE PEAK PARTNERS, LP CRD 147917 | CA | $271.9M | — | Pershing→ |
| B50 | SAGENT WEALTH MANAGEMENT CRD 147890 | CA | $100.4M | 1 | Altruist→ |
| C50 | TED BUCHAN & COMPANY, LLC CRD 140722 | CA | $413.2M | 2 | Pershing→ |
| C50 | BARRIER CAPITAL MANAGEMENT, LLC CRD 312294 | CA | $136.0M | — | Pershing→ |
| C48 | GALLIOTT CAPITAL ADVISORS, LLC CRD 313094 | CA | $249.0M | 4 | Pershing→ |
| C47 | WAGNER LOFTIN INVESTMENT SERVICES LLC CRD 109770 | CA | $396.4M | 6 | Pershing→ |
| C46 | GREENSTONE PARTNERS, LLC CRD 136566 | CA | $499.3M | — | Pershing→ |
| C45 | TAYLOR WEALTH MANAGEMENT, LLC CRD 132955 | CA | $170.5M | 1 | Altruist→ |
| C44 | COZAD ASSET MANAGEMENT INC CRD 104764 | IL | $2.62B | 20 | Pershing→ |
| C44 | AUDENT GLOBAL ASSET MANAGEMENT, LLC CRD 308166 | CA | $452.3M | 4 | Pershing→ |
| C42 | ARGOS GLOBAL ADVISORS, LLC CRD 287672 | CA | $13.0M | 3 | Pershing→ |
| C42 | ARTA FINANCE WEALTH MANAGEMENT, LLC CRD 318714 | CA | $153.4M | 3 | Pershing→ |
| C42 | POTRERO CAPITAL RESEARCH, LLC CRD 125909 | CA | $419.6M | — | Pershing→ |
| C42 | WESTERLY CAPITAL MANAGEMENT LLC CRD 140089 | CA | $488.9M | — | Pershing→ |
| C42 | PROSSER CREEK ASSET MANAGEMENT LLC CRD 318883 | CA | $266.7M | — | Pershing→ |
| C41 | NATURAL BRIDGES FINANCIAL ADVISORS LLC CRD 148056 | CA | $155.8M | 3 | Altruist→ |
| C41 | CRUX WEALTH ADVISORS CRD 330731 | CA | $547.7M | 11 | Pershing→ |
| C40 | JACKSON SQUARE CAPITAL, LLC CRD 300314 | CA | $564.3M | 5 | Pershing→ |
| C40 | TOP TIER CAPITAL PARTNERS, LLC CRD 144546 | CA | $7.27B | — | Pershing→ |
| C40 | QRG CAPITAL MANAGEMENT, INC. CRD 305277 | IL | $11.41B | 2 | Pershing→ |
| C40 | BANYAN TREE ASSET MANAGEMENT, LLC CRD 168384 | CA | $1.03B | 3 | Pershing→ |
| C40 | GKV CAPITAL MANAGEMENT CO INC CRD 108767 | CA | $357.2M | 50 | Pershing→ |
| C39 | SAVANT INVESTMENT ADVISERS, INC. CRD 121794 | IL | $162.5M | 3 | Pershing→ |
| C39 | OSTROFE FINANCIAL CONSULTANTS INC CRD 110064 | CA | $386.4M | 3 | Pershing→ |
| C38 | FINEC ASSET MANAGEMENT LLC CRD 231789 | CA | $157.0M | 6 | Pershing→ |
| C38 | FDX ADVISORS, INC. CRD 104601 | IL | $832.8M | — | Pershing→ |
| C37 | NEW VERNON WEALTH MANAGEMENT LLC CRD 164775 | IL | $781.0M | 1 | Pershing→ |
| C37 | ARC ADVISORY LLC CRD 330258 | CA | $708.3M | — | Pershing→ |
| C36 | PRECISE INVESTMENT MANAGEMENT, INC. CRD 282557 | IL | $186.3M | 8 | Pershing→ |
| C36 | RBO & CO, LLC CRD 112172 | CA | $654.8M | — | Pershing→ |
| C36 | PORT CAPITAL LLC CRD 206517 | IL | $2.85B | 1 | Pershing→ |
| C35 | WILLIAMS & NOVAK WEALTH MANAGEMENT, LLC CRD 324173 | CA | $342.8M | 4 | Altruist→ |
| C35 | ENVESTNET ASSET MANAGEMENT, INC. CRD 111694 | IL | $614.93B | 50 | Pershing→ |
| C33 | TENET WEALTH PARTNERS, LLC CRD 339818 | IL | $0 | 3 | Pershing→ |
| C32 | GOBI CAPITAL LLC CRD 151427 | CA | $2.69B | — | Pershing→ |
| C32 | CREATIVE INVESTMENT GROUP LLC CRD 334028 | TN | $209.0M | 6 | Pershing→ |
