| A68 | DAVINCI FINANCIAL DESIGNS LLC CRD 163362 | SC | $222.8M | 5 | LPL Financial→ |
| B54 | TWEEDY, BROWNE COMPANY LLC CRD 6857 | CT | $7.13B | 9 | BNY Mellon→ |
| C46 | K2/D&S MANAGEMENT CO., L.L.C. CRD 123826 | CT | $6.53B | — | BNY Mellon→ |
| C44 | EXCEL WEALTH MANAGEMENT, LLC CRD 299602 | CT | $310.5M | 5 | LPL Financial→ |
| C43 | TANDEM INVESTMENT ADVISORS INC CRD 109392 | SC | $3.45B | 11 | LPL Financial→ |
| C42 | HEADLAND CAPITAL, LLC CRD 332277 | SC | $559.3M | 10 | LPL Financial→ |
| C35 | AST INVESTMENT SERVICES, INC. CRD 108897 | CT | $91.47B | — | BNY Mellon→ |
| C35 | DUKE FUNDING MANAGEMENT, L.L.C. CRD 117590 | CT | $126.9M | — | BNY Mellon→ |
| C33 | WARNER GROUP LLC CRD 334877 | CT | $458.5M | 8 | LPL Financial→ |
| C33 | AMG FUNDS LLC CRD 153456 | CT | $18.25B | 7 | BNY Mellon→ |
| C32 | HARDMAN JOHNSTON GLOBAL ADVISORS LLC CRD 112500 | CT | $8.77B | 2 | BNY Mellon→ |
| C32 | LPL ENTERPRISE, LLC CRD 8733 | SC | $24.94B | 50 | LPL Financial→ |
| C30 | AXA INVESTMENT MANAGERS US INC CRD 113608 | CT | $79.24B | — | BNY Mellon→ |
| C26 | LPL FINANCIAL LLC CRD 6413 | SC | $819.12B | 50 | LPL Financial→ |
| C25 | LONG PATH PARTNERS, LP CRD 299053 | CT | $1.73B | — | BNY Mellon→ |
| C25 | HUDSON STRUCTURED CAPITAL MANAGEMENT LTD. CRD 282919 | CT | $4.03B | — | BNY Mellon→ |
| C22 | VIRTUS FIXED INCOME ADVISERS, LLC CRD 146029 | CT | $34.91B | 4 | BNY Mellon→ |
| C22 | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC CRD 141772 | CT | $9.18B | — | BNY Mellon→ |
| C22 | MC CREDIT PARTNERS LP CRD 167929 | CT | $4.94B | — | BNY Mellon→ |
| C22 | STONE POINT CREDIT ADVISER LLC CRD 310377 | CT | $11.13B | — | BNY Mellon→ |
| C21 | CANNAE PORTFOLIO ADVISORS, LLC CRD 310606 | CT | $859.4M | — | BNY Mellon→ |
| C21 | CORE COMPLIANCE GROUP, LLC CRD 306661 | SC | $338.4M | 10 | LPL Financial→ |
| C17 | CROSS OCEAN PARTNERS MANAGEMENT LP CRD 285340 | CT | $6.29B | — | BNY Mellon→ |
