| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B52 | GEHRIG CAPITAL MANAGEMENT, INC. CRD 123250 | IN | $203.9M | 5 | Fidelity→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C48 | KESTREL WEALTH MANAGEMENT, LLC CRD 153503 | IN | $143.9M | 2 | Fidelity→ |
| C46 | AN EXCEPTIONAL LIFE FINANCIAL, LLC CRD 288742 | IN | $258.9M | 4 | Fidelity→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C42 | DOUGHERTY WEALTH ADVISERS LLC CRD 143138 | MN | $505.4M | 3 | Fidelity→ |
| C41 | JONES KERTZ & ASSOCIATES, INC. CRD 104976 | MN | $239.2M | 4 | Fidelity→ |
| C39 | GREATER MIDWEST FINANCIAL GROUP, LLC CRD 324387 | MN | $589.3M | 8 | Fidelity→ |
| C38 | STILES FINANCIAL SERVICES INCORPORATED CRD 117023 | MN | $548.7M | 8 | Fidelity→ |
| C38 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC CRD 152003 | MN | $356.1M | 5 | Fidelity→ |
| C38 | FORTRESS FINANCIAL GROUP, LLC CRD 315329 | MN | $352.3M | 7 | Fidelity→ |
| C38 | ELEMENT SQUARED LLC CRD 311284 | MN | $203.5M | 6 | Fidelity→ |
| C36 | IMC ADVISORS, LLC CRD 111537 | IN | $540.0M | 3 | Fidelity→ |
| C36 | ABBEY STREET, LLC CRD 305107 | MN | $375.4M | 7 | Fidelity→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C35 | PROCOURSE FIDUCIARY ADVISORS, LLC CRD 164328 | IN | $5.49B | 4 | Fidelity→ |
| C34 | MHS ADVISORY SERVICES, LLC CRD 174590 | MN | $253.3M | 4 | Fidelity→ |
| C31 | FOUR QUADRANT WEALTH ADVISORS, INC. CRD 130753 | IN | $219.0M | 9 | Fidelity→ |
| C31 | ARCHER INVESTMENT CORPORATION CRD 136403 | IN | $1.01B | 50 | Fidelity→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C28 | FORUM SOLUTIONS GROUP, LLC CRD 143075 | IN | $403.3M | 7 | Fidelity→ |
| C26 | HAYS FINANCIAL GROUP, LLC CRD 306877 | MN | $7.45B | 5 | Fidelity→ |
| C24 | MCGINTY ROAD PARTNERS, LP CRD 290390 | MN | $646.0M | — | JPMorgan→ |
| C23 | HOWARD BAILEY SECURITIES, LLC CRD 282712 | IN | $582.8M | 13 | Fidelity→ |
| C20 | GRANITE EQUITY PARTNERS LLC CRD 158378 | MN | $1.89B | — | JPMorgan→ |
| C17 | OXFORD FINANCIAL GROUP, LTD. LLC CRD 105303 | IN | $23.33B | 50 | Fidelity→ |
| C14 | MARIPAU WEALTH MANAGEMENT LLC CRD 311934 | IN | $363.8M | 21 | Fidelity→ |
| C14 | PATHWAY FINANCIAL ADVISERS, LLC CRD 166237 | IN | $524.2M | 6 | Fidelity→ |
