| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B51 | NOVA R WEALTH, INC. CRD 169574 | KS | $452.6M | 4 | Fidelity→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| C50 | DGV SOLUTIONS LP CRD 174379 | MN | $944.4M | — | Northern Trust→ |
| C48 | BALANCED FINANCIAL PLANNING, INC. CRD 128161 | KS | $181.3M | 3 | Fidelity→ |
| C46 | POSTROCK PARTNERS LLC CRD 328865 | KS | $489.1M | 5 | Fidelity→ |
| C46 | CONTEGO CAPITAL GROUP, INC. CRD 128518 | MN | $88.0M | 9 | Fidelity→ |
| C43 | CLAYTON FINANCIAL SERVICES INC CRD 105898 | KS | $909.8M | 7 | Fidelity→ |
| C43 | NEPSIS, INC. CRD 141203 | MN | $344.5M | 14 | Pershing→ |
| C43 | CARVAL CLO MANAGEMENT LLC CRD 298135 | MN | $7.30B | — | Northern Trust→ |
| C42 | DOUGHERTY WEALTH ADVISERS LLC CRD 143138 | MN | $505.4M | 3 | Fidelity→ |
| C42 | PSC CAPITAL PARTNERS LLC CRD 165620 | MN | $240.8M | — | Pershing→ |
| C41 | JONES KERTZ & ASSOCIATES, INC. CRD 104976 | MN | $239.2M | 4 | Fidelity→ |
| C39 | GREATER MIDWEST FINANCIAL GROUP, LLC CRD 324387 | MN | $589.3M | 8 | Fidelity→ |
| C38 | STILES FINANCIAL SERVICES INCORPORATED CRD 117023 | MN | $548.7M | 8 | Fidelity→ |
| C38 | SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLC CRD 152003 | MN | $356.1M | 5 | Fidelity→ |
| C38 | FORTRESS FINANCIAL GROUP, LLC CRD 315329 | MN | $352.3M | 7 | Fidelity→ |
| C38 | ELEMENT SQUARED LLC CRD 311284 | MN | $203.5M | 6 | Fidelity→ |
| C37 | WINSLOW CAPITAL MANAGEMENT LLC CRD 106940 | MN | $28.66B | 1 | Northern Trust→ |
| C36 | FINANCIAL PARTNERS GROUP, INC. CRD 288644 | KS | $1.15B | 9 | Fidelity→ |
| C36 | ABBEY STREET, LLC CRD 305107 | MN | $375.4M | 7 | Fidelity→ |
| C36 | DISCIPLINED GROWTH INVESTORS INC CRD 106746 | MN | $5.48B | 3 | Fidelity→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C34 | MHS ADVISORY SERVICES, LLC CRD 174590 | MN | $253.3M | 4 | Fidelity→ |
| C32 | WEALTH ALLIANCE ADVISORY GROUP, LLC CRD 290329 | KS | $978.6M | 5 | Fidelity→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | STRONG TOWER ADVISORY SERVICES LLC CRD 315106 | MN | $759.2M | 7 | Pershing→ |
| C30 | IFS ADVISORS, LLC CRD 147518 | KS | $213.8M | 5 | Fidelity→ |
| C29 | ETF PORTFOLIO PARTNERS, INC. CRD 128366 | KS | $431.1M | 4 | Fidelity→ |
| C27 | AB CARVAL INVESTORS, LP CRD 141819 | MN | $18.44B | — | Northern Trust→ |
| C27 | CLEARWATER MANAGEMENT CO., INC. CRD 105307 | MN | $4.68B | — | Northern Trust→ |
| C26 | HAYS FINANCIAL GROUP, LLC CRD 306877 | MN | $7.45B | 5 | Fidelity→ |
| C21 | MY CASH FLOW MANAGER, , LLC CRD 146165 | KS | — | — | Fidelity→ |
| C21 | CANVAS WEALTH ADVISORS, LLC CRD 306343 | KS | $929.2M | 8 | Fidelity→ |
| C20 | NORTHLAND SECURITIES, INC. CRD 40258 | MN | $405.5M | 50 | Pershing→ |
| C16 | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. CRD 173790 | MN | $1.52B | 9 | Pershing→ |
| C12 | DEEPWATER ASSET MANAGEMENT, LLC CRD 316507 | MN | $626.7M | 2 | Pershing→ |
| C11 | WOODBURY FINANCIAL SERVICES, INC. CRD 421 | MN | — | — | Pershing→ |
