| A82 | MOLLOT & HARDY, INC. CRD 128377 | NY | $80.6M | 2 | Pershing→ |
| A77 | BH ASSET MANAGEMENT, LLC CRD 152117 | NY | $117.0M | — | Fidelity→ |
| A75 | TERRA NOVA ASSET MANAGEMENT LLC CRD 111676 | NY | $220.2M | 2 | Fidelity→ |
| A75 | TROTT BROOK FINANCIAL, INC. CRD 290962 | MN | $120.5M | 1 | Fidelity→ |
| A73 | REIK & CO., LLC CRD 142414 | NY | $322.1M | 4 | Fidelity→ |
| A72 | TIMECAPITAL INVESTOR ADVISORY SERVICES INC CRD 105672 | NY | $232.1M | 4 | Pershing→ |
| A66 | PENBROOK MANAGEMENT LLC CRD 127269 | NY | $175.4M | 4 | Pershing→ |
| A66 | ADIRONDACK RESEARCH & MANAGEMENT INC. CRD 130987 | NY | $126.1M | — | Fidelity→ |
| A66 | HENLEY & COMPANY WEALTH MANAGEMENT LLC CRD 144884 | NY | $93.9M | 5 | Pershing→ |
| A65 | AJF CAPITAL MANAGEMENT, INC. CRD 126414 | NY | $178.5M | 4 | Pershing→ |
| B65 | WYNNEFIELD CAPITAL, INC. CRD 157604 | NY | $184.5M | — | Pershing→ |
| B64 | STEINBERG ASSET MANAGEMENT, LLC CRD 118968 | NY | $172.2M | — | Pershing→ |
| B62 | SAGE HILL ADVISORY AND MANAGEMENT LLC CRD 149365 | NY | $73.3M | — | Pershing→ |
| B61 | DYNAMIC TRADING MANAGEMENT, LLC. CRD 142638 | NY | $116.6M | 1 | Fidelity→ |
| B60 | TIMBER POINT CAPITAL MANAGEMENT LLC CRD 307366 | NY | $188.3M | — | Fidelity→ |
| B60 | GS GAMMA ADVISORS, LLC CRD 135424 | NY | $298.6M | — | Pershing→ |
| B59 | GAGNON ADVISORS, LLC CRD 161697 | NY | $187.3M | — | Fidelity→ |
| B59 | DDO ADVISORY SERVICES, LLC CRD 154944 | NY | $26.8M | 1 | Pershing→ |
| B58 | KARAGOSIAN FINANCIAL SERVICES, INC CRD 124532 | NY | $26.8M | 1 | Pershing→ |
| B58 | CHESAPEAKE ASSET MANAGEMENT LLC CRD 108994 | NY | $468.8M | 3 | Pershing→ |
| B58 | DEDEKER FINANCIAL, LLC CRD 325537 | MN | $165.5M | 3 | Fidelity→ |
| B57 | KAHN BROTHERS ASSET MANAGEMENT CORP CRD 105620 | NY | $18.5M | — | Pershing→ |
| B57 | WALNUT INVESTMENT SERVICES LLC CRD 113666 | NY | $94.0M | 2 | Fidelity→ |
| B55 | FIVE ELEVEN FAMILY OFFICE LLC CRD 334002 | NY | $162.7M | 3 | Fidelity→ |
| B55 | NEW LEAF VENTURE PARTNERS LLC CRD 163897 | NY | $408.4M | — | Pershing→ |
| B55 | PURA VIDA INVESTMENTS, LLC CRD 166703 | NY | $91.5M | — | Fidelity→ |
| B55 | UNITED AMERICAN SECURITIES, INC. CRD 21274 | NY | $493.0M | 4 | Pershing→ |
| B54 | SICART ASSOCIATES, LLC CRD 285275 | NY | $455.4M | 1 | Pershing→ |
| B54 | NESTEGG ADVISORS, INC. CRD 125878 | NY | $272.7M | 3 | Pershing→ |
| B54 | ARMOR ADVISORS, L.L.C. CRD 157238 | NY | $485.5M | — | Pershing→ |
| B53 | ALLSQUARE WEALTH MANAGEMENT, LLC CRD 153591 | NY | $307.8M | 4 | Pershing→ |
| B53 | TEKMEN WELLS LLC CRD 168431 | NY | $92.4M | 2 | Pershing→ |
| B52 | SAMJO MANAGEMENT, LLC CRD 326808 | NY | $308.8M | — | Pershing→ |
| B52 | EMPERY ASSET MANAGEMENT, LP CRD 148180 | NY | $262.5M | — | Fidelity→ |
| B51 | CAPITAL MANAGEMENT ASSOCIATES INC CRD 104783 | NY | $68.7M | 1 | Pershing→ |
| B51 | DELTEC ASSET MANAGEMENT LLC CRD 104068 | NY | $782.8M | 1 | Pershing→ |
| B51 | HEROLD ADVISORS, INC. CRD 105090 | NY | $540.2M | 13 | Pershing→ |
| B51 | SHUFRO, ROSE & CO., LLC CRD 3403 | NY | $2.46B | 12 | Fidelity→ |
| B51 | CRESCENT HILL PARTNERS LLC CRD 166276 | NY | $298.8M | 1 | Fidelity→ |
| B51 | NOVA R WEALTH, INC. CRD 169574 | KS | $452.6M | 4 | Fidelity→ |
| B51 | RETIREMENT PLANNING GROUP, LLC CRD 310647 | NY | $375.4M | 4 | Fidelity→ |
| B50 | EAST END FINANCIAL GROUP, INC. CRD 110584 | NY | $689.2M | 6 | Pershing→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| B50 | FIO ADVISORS LP CRD 300903 | NY | $366.5M | — | Pershing→ |
| C50 | ACORN CAPITAL ADVISORS, LLC CRD 304164 | NY | $355.3M | — | Pershing→ |
| C49 | OPPENHEIMER + CLOSE, LLC CRD 15168 | NY | $93.0M | 5 | Pershing→ |
| C49 | LIFECAPITAL PARTNERS LLC CRD 337455 | NY | $133.2M | 3 | Fidelity→ |
| C49 | ATOMIC INVEST LLC CRD 313255 | NY | $319.5M | 1 | Pershing→ |
| C48 | CORE ALPHA, INC. CRD 119635 | NY | $146.1M | 3 | Fidelity→ |
| C48 | OBERON ASSET MANAGEMENT, LLC CRD 123494 | NY | $232.7M | 1 | Fidelity→ |
