| A70 | LAKESIDE ADVISORS INC CRD 104540 | WA | $412.2M | 3 | Pershing→ |
| B50 | CAPRIA VENTURES LLC CRD 284129 | WA | $161.0M | — | JPMorgan→ |
| C48 | SCHMIDT FINANCIAL MANAGEMENT, INC. CRD 328247 | WA | $497.5M | 2 | Pershing→ |
| C45 | PINNACLE PARTNER MANAGEMENT LLC CRD 324639 | WA | $264.6M | 2 | JPMorgan→ |
| C43 | NEPSIS, INC. CRD 141203 | MN | $344.5M | 14 | Pershing→ |
| C43 | FINANCIAL PLAN, INC. CRD 116073 | WA | $1.60B | 12 | Pershing→ |
| C43 | PAUL R. RIED FINANCIAL GROUP, LLC CRD 297284 | WA | $1.27B | 9 | Pershing→ |
| C42 | PSC CAPITAL PARTNERS LLC CRD 165620 | MN | $240.8M | — | Pershing→ |
| C36 | TSP ADVISORS, LLC CRD 281758 | WA | $317.3M | — | JPMorgan→ |
| C34 | STAIRWAY PARTNERS, LLC CRD 133157 | MN | $2.36B | 4 | Pershing→ |
| C34 | MCILRATH & ECK, LLC CRD 145252 | WA | $1.36B | 6 | Pershing→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | STRONG TOWER ADVISORY SERVICES LLC CRD 315106 | MN | $759.2M | 7 | Pershing→ |
| C31 | SATURNA CAPITAL CORPORATION CRD 25586 | WA | $8.62B | 33 | Pershing→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C29 | RUSSELL INVESTMENT MANAGEMENT, LLC CRD 105734 | WA | $68.60B | 50 | Pershing→ |
| C29 | STEELHEAD PARTNERS,LLC CRD 116569 | WA | $2.51B | — | JPMorgan→ |
| C28 | GOLDFINCH PARTNERS LP CRD 300919 | WA | $2.09B | — | JPMorgan→ |
| C27 | ALTRAVUE CAPITAL, LLC CRD 283260 | WA | $1.54B | 4 | Pershing→ |
| C26 | BENTALLGREENOAK (U.S.) LIMITED PARTNERSHIP CRD 111470 | WA | $24.07B | — | JPMorgan→ |
| C26 | RDST CAPITAL LLC CRD 284645 | WA | $1.28B | 1 | Pershing→ |
| C25 | BRIDGE33 INVESTMENT MANAGEMENT LLC CRD 305580 | WA | $1.08B | — | JPMorgan→ |
| C25 | CERCANO MANAGEMENT LLC CRD 315897 | WA | $10.63B | 1 | JPMorgan→ |
| C24 | MCGINTY ROAD PARTNERS, LP CRD 290390 | MN | $646.0M | — | JPMorgan→ |
| C23 | EVERGREEN CAPITAL MANAGEMENT LLC CRD 104931 | WA | $7.19B | 27 | JPMorgan→ |
| C22 | PALMER SQUARE CAPITAL MANAGEMENT LLC CRD 155697 | KS | $25.59B | 4 | JPMorgan→ |
| C20 | GRANITE EQUITY PARTNERS LLC CRD 158378 | MN | $1.89B | — | JPMorgan→ |
| C20 | NORTHLAND SECURITIES, INC. CRD 40258 | MN | $405.5M | 50 | Pershing→ |
| C19 | SOLIDARITY WEALTH, LLC CRD 315843 | UT | $704.2M | 9 | Pershing→ |
| C18 | FLECKENSTEIN CAPITAL, INC. CRD 116810 | WA | — | 2 | Pershing→ |
| C17 | FRAZIER MANAGEMENT, L.L.C. CRD 157324 | WA | $7.72B | — | JPMorgan→ |
| C16 | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC. CRD 173790 | MN | $1.52B | 9 | Pershing→ |
| C12 | DEEPWATER ASSET MANAGEMENT, LLC CRD 316507 | MN | $626.7M | 2 | Pershing→ |
| C11 | WOODBURY FINANCIAL SERVICES, INC. CRD 421 | MN | — | — | Pershing→ |
