| B54 | TWEEDY, BROWNE COMPANY LLC CRD 6857 | CT | $7.13B | 9 | BNY Mellon→ |
| B53 | PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC CRD 150266 | NC | $136.2M | 2 | LPL Financial→ |
| C49 | INDEPENDENT WEALTH ADVISORS, LLC CRD 328786 | NC | $195.3M | 4 | LPL Financial→ |
| C46 | K2/D&S MANAGEMENT CO., L.L.C. CRD 123826 | CT | $6.53B | — | BNY Mellon→ |
| C44 | EXCEL WEALTH MANAGEMENT, LLC CRD 299602 | CT | $310.5M | 5 | LPL Financial→ |
| C39 | ALLSPRING FUNDS MANAGEMENT, LLC CRD 110841 | NC | $324.65B | 50 | LPL Financial→ |
| C36 | NAPLES ASSET MANAGEMENT CO., LLC CRD 133978 | NC | $361.8M | 12 | LPL Financial→ |
| C35 | AST INVESTMENT SERVICES, INC. CRD 108897 | CT | $91.47B | — | BNY Mellon→ |
| C35 | DUKE FUNDING MANAGEMENT, L.L.C. CRD 117590 | CT | $126.9M | — | BNY Mellon→ |
| C33 | WARNER GROUP LLC CRD 334877 | CT | $458.5M | 8 | LPL Financial→ |
| C33 | AMG FUNDS LLC CRD 153456 | CT | $18.25B | 7 | BNY Mellon→ |
| C32 | HARDMAN JOHNSTON GLOBAL ADVISORS LLC CRD 112500 | CT | $8.77B | 2 | BNY Mellon→ |
| C31 | FOUNDERS FINANCIAL ALLIANCE, LLC CRD 173011 | NC | $1.19B | 31 | LPL Financial→ |
| C31 | ETON ADVISORS GROUP, LLC CRD 289395 | NC | $1.89B | 6 | BNY Mellon→ |
| C30 | AXA INVESTMENT MANAGERS US INC CRD 113608 | CT | $79.24B | — | BNY Mellon→ |
| C28 | TOTAL SOLUTIONS ENTERPRISE LLC CRD 318036 | NC | $305.0M | 8 | LPL Financial→ |
| C27 | INDEPENDENT ADVISOR ALLIANCE, LLC CRD 168267 | NC | $17.23B | 50 | LPL Financial→ |
| C25 | LONG PATH PARTNERS, LP CRD 299053 | CT | $1.73B | — | BNY Mellon→ |
| C25 | HUDSON STRUCTURED CAPITAL MANAGEMENT LTD. CRD 282919 | CT | $4.03B | — | BNY Mellon→ |
| C22 | VIRTUS FIXED INCOME ADVISERS, LLC CRD 146029 | CT | $34.91B | 4 | BNY Mellon→ |
| C22 | ELLINGTON GLOBAL ASSET MANAGEMENT, LLC CRD 141772 | CT | $9.18B | — | BNY Mellon→ |
| C22 | MC CREDIT PARTNERS LP CRD 167929 | CT | $4.94B | — | BNY Mellon→ |
| C22 | STONE POINT CREDIT ADVISER LLC CRD 310377 | CT | $11.13B | — | BNY Mellon→ |
| C21 | ASANA PARTNERS, LP CRD 284477 | NC | $8.35B | — | LPL Financial→ |
| C21 | CANNAE PORTFOLIO ADVISORS, LLC CRD 310606 | CT | $859.4M | — | BNY Mellon→ |
| C18 | PREMIER FINANCIAL SERVICES OF NORTH CAROLINA CRD 281502 | NC | — | — | LPL Financial→ |
| C17 | CROSS OCEAN PARTNERS MANAGEMENT LP CRD 285340 | CT | $6.29B | — | BNY Mellon→ |
