| A70 | INTERVEST LTD CRD 104614 | MD | $247.0M | 2 | E*Trade→ |
| A70 | GLOBAL BROKERAGE SERVICES, INC. CRD 37505 | MD | $137.3M | 10 | E*Trade→ |
| A68 | THE ELLERSON GROUP INC CRD 106658 | MD | $291.2M | 2 | E*Trade→ |
| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| B65 | EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC CRD 145420 | MD | $220.9M | 5 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B60 | CRITERION AFRICA PARTNERS, INC CRD 291386 | MD | $85.9M | — | E*Trade→ |
| B60 | TUFTON CAPITAL MANAGEMENT, LLC CRD 113543 | MD | $463.8M | 5 | E*Trade→ |
| B59 | CAPITAL FINANCIAL, LLC CRD 122844 | MD | $159.4M | 2 | E*Trade→ |
| B58 | RISK MANAGEMENT GROUP, LLC CRD 122366 | MD | $200.5M | 6 | E*Trade→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B57 | CALVERT IMPACT ADVISORY SERVICES, LLC CRD 326022 | MD | $197.8M | — | E*Trade→ |
| B52 | ARROW INVESTMENT ADVISORS, LLC CRD 139652 | MD | $377.3M | — | E*Trade→ |
| B52 | WIDMANN FINANCIAL SERVICES, INC. CRD 289106 | MD | $466.8M | 6 | E*Trade→ |
| B52 | ADVOCATE INVESTING SERVICES, LLC CRD 273035 | MD | $186.6M | 5 | LPL Financial→ |
| B52 | VALUEWEALTH SERVICES, LLC CRD 304049 | MD | $319.0M | 5 | E*Trade→ |
| B51 | ASSET STRATEGY CONSULTANTS LLC CRD 110800 | MD | $5.16B | 5 | E*Trade→ |
| B51 | ATCAP PARTNERS, LLC CRD 158214 | MD | $195.5M | 25 | E*Trade→ |
| B51 | JEMMA INVESTMENT ADVISORS LLC CRD 284198 | MD | $139.8M | 5 | E*Trade→ |
| B51 | HERGENROEDER FINANCIAL ADVISORS, INC. CRD 121278 | MD | $304.5M | 4 | LPL Financial→ |
| C48 | HUSSMAN STRATEGIC ADVISORS INC CRD 109400 | MD | $617.4M | — | E*Trade→ |
| C46 | PROFIT INVESTMENT MANAGEMENT, LLC CRD 110294 | MD | $26.8M | — | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C45 | INDEPENDENT ACCESS PARTNERS, LLC CRD 305842 | MD | $256.9M | — | E*Trade→ |
| C44 | BLUE MARLIN HOLDCO LLC CRD 313892 | MD | $52.7M | — | E*Trade→ |
| C44 | MOORE WEALTH LLC CRD 323374 | MD | $156.9M | 3 | E*Trade→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
| C42 | ABACUS INVESTMENTS LLC CRD 327805 | AL | $105.9M | — | E*Trade→ |
| C42 | FERGUSON-JOHNSON WEALTH MANAGEMENT, INC. CRD 109232 | MD | $316.4M | 2 | E*Trade→ |
| C41 | JOHNSON STERLING, INC. CRD 106379 | AL | $3.90B | 6 | E*Trade→ |
| C41 | MV CAPITAL MANAGEMENT, INC. CRD 139034 | MD | $1.44B | 8 | E*Trade→ |
| C41 | FINANCIAL COUNCIL, LLC CRD 110748 | MD | $1.27B | 6 | E*Trade→ |
| C41 | SFG WEALTH MANAGEMENT, LLC CRD 285785 | MD | $760.2M | 9 | LPL Financial→ |
| C40 | BOOSTER, LLC CRD 314629 | MD | $229.3M | 2 | E*Trade→ |
| C40 | FVLCRUM PARTNERS, LLC CRD 310971 | MD | $328.8M | — | E*Trade→ |
| C40 | AWANI CAPITAL MANAGEMENT LP CRD 335179 | MD | $268.7M | — | E*Trade→ |
| C40 | MCDONALD FINANCIAL SERVICES, LLC CRD 282899 | AL | $443.5M | 8 | LPL Financial→ |
| C39 | CARO INVESTORS MANAGEMENT, LLC CRD 332085 | MD | $316.7M | — | E*Trade→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C39 | TRED AVON FAMILY WEALTH, LLC CRD 174115 | MD | $431.9M | 2 | E*Trade→ |
| C38 | FEATHERINGILL CAPITAL, LLC CRD 299523 | AL | $142.9M | — | E*Trade→ |
| C38 | OUTCOME DRIVEN STRATEGIES, LLC CRD 311398 | MD | $360.4M | 3 | E*Trade→ |
| C38 | FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC CRD 168390 | AL | $194.9M | 3 | E*Trade→ |
| C37 | MRE MANAGEMENT, LLC CRD 338513 | MD | $458.0M | — | E*Trade→ |
| C37 | SHAKER FINANCIAL SERVICES, LLC CRD 121534 | MD | $286.3M | 2 | E*Trade→ |
| C36 | RED OAK FINANCIAL GROUP, LLC CRD 166912 | MD | $1.04B | 7 | LPL Financial→ |
| C36 | ADVISORS PREFERRED LLC CRD 157980 | MD | $1.69B | 2 | E*Trade→ |
| C36 | ALLIANCE PARTNERS LLC CRD 157700 | MD | $1.94B | — | E*Trade→ |
| C36 | PORTER WHITE INVESTMENT ADVISORS, INC. CRD 110876 | AL | $748.2M | 4 | E*Trade→ |
