| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B53 | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC. CRD 171967 | NJ | $237.4M | 1 | LPL Financial→ |
| C48 | CENTERPOINT ADVISORY GROUP, LLC CRD 324181 | KS | $276.3M | 5 | LPL Financial→ |
| C47 | VISION RETIREMENT, LLC CRD 173064 | NJ | $633.7M | 7 | LPL Financial→ |
| C46 | ABNER HERRMAN & BROCK, LLC CRD 8517 | NJ | $2.74B | 5 | LPL Financial→ |
| C46 | THE PERSPECTIVE GROUP, LLC CRD 175294 | KS | $225.1M | 2 | LPL Financial→ |
| C45 | PCG WEALTH ADVISORS, LLC CRD 290977 | KS | $931.1M | 18 | LPL Financial→ |
| C41 | ALIGN ADVISOR GROUP, LLC CRD 336638 | NJ | $127.5M | 2 | LPL Financial→ |
| C40 | HENNION & WALSH ASSET MANAGEMENT, INC. CRD 126236 | NJ | $768.8M | 50 | Wells Fargo→ |
| C35 | WATERFRONT WEALTH INC. CRD 173220 | KS | $1.14B | 10 | Wells Fargo→ |
| C35 | AGH WEALTH ADVISORS, LLC CRD 146796 | KS | $456.3M | 6 | LPL Financial→ |
| C32 | WOMEN'S WEALTH ADVISOR CRD 317291 | NJ | $120.8M | 7 | LPL Financial→ |
| C29 | REDWOOD FINANCIAL PLANNING, LLC CRD 291250 | NJ | $388.8M | 4 | Wells Fargo→ |
| C28 | ATLAS PRIVATE WEALTH ADVISORS, LLC CRD 283744 | NJ | $859.8M | 19 | LPL Financial→ |
| C25 | ENDEAVOR PRIVATE WEALTH, INC. CRD 313053 | KS | $595.3M | 10 | Wells Fargo→ |
| C24 | VAN LEEUWEN & COMPANY, LLC CRD 126447 | NJ | — | — | LPL Financial→ |
| C24 | POETIC GROUP LLC CRD 293886 | NJ | $802.5M | — | Wells Fargo→ |
| C19 | WATERMARK GROUP, INC. CRD 108272 | NJ | $3.82B | — | Wells Fargo→ |
