| A75 | MERRITHEW & THORSTEN, INC. CRD 133563 | CA | $155.0M | 2 | Pershing→ |
| A71 | CROWN ADVISORS MANAGEMENT, INC. CRD 109720 | CA | $197.8M | — | Goldman Sachs→ |
| A68 | EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC CRD 140929 | CA | $169.8M | 2 | Pershing→ |
| A68 | KESTREL INVESTMENT MANAGEMENT CORP CRD 106789 | CA | $180.0M | 1 | Goldman Sachs→ |
| A66 | THE PUTNEY FINANCIAL GROUP LLC CRD 111639 | CA | $205.4M | 6 | Pershing→ |
| A66 | PROSPECT CAPITAL ADVISORS, LLC CRD 119531 | CA | $309.4M | 1 | Goldman Sachs→ |
| B64 | PHILLIP B. WHITE CO., INC. CRD 300623 | CA | $318.7M | 2 | Pershing→ |
| B62 | PANORAMIC CAPITAL, LLC CRD 153450 | CA | $299.6M | — | Goldman Sachs→ |
| B59 | JCSD CAPITAL, LLC CRD 163084 | CA | $214.6M | 2 | Goldman Sachs→ |
| B58 | ASL FINANCIAL, LLC CRD 115479 | CA | $186.7M | 1 | Pershing→ |
| B58 | EVERY SECURITIES LLC CRD 333167 | CA | $122.7M | — | Pershing→ |
| B56 | ENGAGED CAPITAL, LLC CRD 161251 | CA | $432.3M | — | Pershing→ |
| B56 | FELL CAPITAL MANAGEMENT CRD 104986 | CA | $161.8M | 1 | Pershing→ |
| B55 | AVISEN ADVISORS, LLC CRD 113791 | CA | $389.0M | 10 | Pershing→ |
| B54 | MIG CAPITAL, LLC CRD 160782 | CA | $589.5M | — | Goldman Sachs→ |
| B51 | TRIANGLE PEAK PARTNERS, LP CRD 147917 | CA | $271.9M | — | Pershing→ |
| C50 | TED BUCHAN & COMPANY, LLC CRD 140722 | CA | $413.2M | 2 | Pershing→ |
| C50 | BARRIER CAPITAL MANAGEMENT, LLC CRD 312294 | CA | $136.0M | — | Pershing→ |
| C48 | GALLIOTT CAPITAL ADVISORS, LLC CRD 313094 | CA | $249.0M | 4 | Pershing→ |
| C47 | WAGNER LOFTIN INVESTMENT SERVICES LLC CRD 109770 | CA | $396.4M | 6 | Pershing→ |
| C46 | GREENSTONE PARTNERS, LLC CRD 136566 | CA | $499.3M | — | Pershing→ |
| C46 | WELTON INVESTMENT PARTNERS LLC CRD 172452 | CA | $330.0M | — | Goldman Sachs→ |
| C46 | YIHENG CAPITAL MANAGEMENT, L.P. CRD 163812 | CA | $675.8M | 1 | Goldman Sachs→ |
| C46 | POINTONE FAMILY OFFICE, LLC CRD 338563 | CA | $327.1M | 2 | Goldman Sachs→ |
| C45 | PHILADELPHIA FINANCIAL MANAGEMENT OF SAN FRANCISCO, LLC CRD 131413 | CA | $730.0M | — | Goldman Sachs→ |
| C45 | BRADLEY WEALTH LLC CRD 131808 | AZ | $196.7M | 3 | Pershing→ |
| C44 | REMY INVESTORS & CONSULTANTS, LLC CRD 326958 | CA | $887.6M | — | Goldman Sachs→ |
| C44 | AUDENT GLOBAL ASSET MANAGEMENT, LLC CRD 308166 | CA | $452.3M | 4 | Pershing→ |
| C42 | ARGOS GLOBAL ADVISORS, LLC CRD 287672 | CA | $13.0M | 3 | Pershing→ |
| C42 | BOXER CAPITAL MANAGEMENT, LLC CRD 330106 | CA | $578.2M | — | Goldman Sachs→ |
| C42 | FOREWORD CAPITAL, LP CRD 332205 | CA | $431.5M | — | Goldman Sachs→ |
| C42 | ARTA FINANCE WEALTH MANAGEMENT, LLC CRD 318714 | CA | $153.4M | 3 | Pershing→ |
| C42 | POTRERO CAPITAL RESEARCH, LLC CRD 125909 | CA | $419.6M | — | Pershing→ |
| C42 | WESTERLY CAPITAL MANAGEMENT LLC CRD 140089 | CA | $488.9M | — | Pershing→ |
| C42 | ANGELENO GROUP, LLC CRD 159677 | CA | $576.5M | — | Goldman Sachs→ |
| C42 | PROSSER CREEK ASSET MANAGEMENT LLC CRD 318883 | CA | $266.7M | — | Pershing→ |
| C42 | DIVISAR CAPITAL MANAGEMENT, LLC CRD 149091 | CA | $812.8M | — | Goldman Sachs→ |
| C41 | CRUX WEALTH ADVISORS CRD 330731 | CA | $547.7M | 11 | Pershing→ |
| C40 | JACKSON SQUARE CAPITAL, LLC CRD 300314 | CA | $564.3M | 5 | Pershing→ |
| C40 | ABLE FINANCIAL GROUP, LLC CRD 323646 | AZ | $732.9M | 9 | Pershing→ |
| C40 | TOP TIER CAPITAL PARTNERS, LLC CRD 144546 | CA | $7.27B | — | Pershing→ |
| C40 | BANYAN TREE ASSET MANAGEMENT, LLC CRD 168384 | CA | $1.03B | 3 | Pershing→ |
| C40 | GKV CAPITAL MANAGEMENT CO INC CRD 108767 | CA | $357.2M | 50 | Pershing→ |
| C39 | OSTROFE FINANCIAL CONSULTANTS INC CRD 110064 | CA | $386.4M | 3 | Pershing→ |
| C39 | PFM HEALTH SCIENCES, LP CRD 146747 | CA | $1.27B | — | Goldman Sachs→ |
| C38 | 4D ADVISORS, LLC CRD 315045 | CA | $315.6M | — | Goldman Sachs→ |
| C38 | FINEC ASSET MANAGEMENT LLC CRD 231789 | CA | $157.0M | 6 | Pershing→ |
| C37 | LINEPOINT PARTNERS & CO., LLC CRD 332598 | CA | $572.1M | 1 | Goldman Sachs→ |
| C37 | ARC ADVISORY LLC CRD 330258 | CA | $708.3M | — | Pershing→ |
| C36 | RBO & CO, LLC CRD 112172 | CA | $654.8M | — | Pershing→ |
