| A72 | MCCORMACK FINANCIAL PLANNING INC. CRD 136857 | GA | $115.7M | 3 | Pershing→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B60 | THE STRATEGIC FINANCIAL ALLIANCE, INC. CRD 126514 | GA | $382.0M | 50 | Pershing→ |
| B56 | PHORCYS CAPITAL PARTNERS, LLC CRD 285635 | GA | $191.5M | — | Pershing→ |
| B51 | RIDGE CAPITAL MANAGEMENT, LLC CRD 127200 | GA | $186.0M | 3 | Pershing→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C43 | WILLIS INVESTMENT COUNSEL INC CRD 111042 | GA | $4.23B | 6 | Pershing→ |
| C42 | MAESTRIA PARTNERS LLC CRD 328822 | GA | $350.4M | — | Pershing→ |
| C39 | PRCE MANAGEMENT LLC CRD 312533 | GA | $22.2M | — | Pershing→ |
| C39 | ABLES, IANNONE, MOORE & ASSOCIATES, INC. CRD 126942 | GA | $258.7M | 5 | Pershing→ |
| C38 | FSAM LLC CRD 287851 | GA | $138.4M | 15 | Pershing→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C33 | CASSIA CAPITAL PARTNERS LLC CRD 159911 | NC | $251.2M | 4 | Pershing→ |
| C31 | FIRST CITIZENS INVESTOR SERVICES, INC. CRD 44430 | NC | $2.63B | 50 | Pershing→ |
| C27 | PFS INVESTMENTS INC. CRD 10111 | GA | $15.54B | 50 | Pershing→ |
| C27 | HORIZON INVESTMENTS LLC CRD 109552 | NC | $8.47B | 27 | Pershing→ |
| C26 | ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C. CRD 116719 | GA | $28.64B | 5 | Morgan Stanley→ |
| C24 | BALENTINE LLC CRD 152511 | GA | $5.54B | 16 | Pershing→ |
| C24 | GRANVILLE CAPITAL, INC. CRD 126679 | NC | $1.37B | 5 | Morgan Stanley→ |
| C17 | FINANCIAL SYMMETRY INCORPORATED CRD 118443 | NC | $1.54B | 15 | Pershing→ |
| C14 | WALLACE ADVISORS CRD 119379 | NC | — | — | Morgan Stanley→ |
