| A82 | MOLLOT & HARDY, INC. CRD 128377 | NY | $80.6M | 2 | Pershing→ |
| A72 | TIMECAPITAL INVESTOR ADVISORY SERVICES INC CRD 105672 | NY | $232.1M | 4 | Pershing→ |
| A71 | MUNICIPAL ASSET MANAGEMENT INC CRD 108320 | NY | $112.8M | 3 | Wells Fargo→ |
| A66 | PENBROOK MANAGEMENT LLC CRD 127269 | NY | $175.4M | 4 | Pershing→ |
| A66 | HENLEY & COMPANY WEALTH MANAGEMENT LLC CRD 144884 | NY | $93.9M | 5 | Pershing→ |
| A65 | JAMES SCOTT S CO CRD 105861 | VA | $139.4M | 3 | Pershing→ |
| A65 | AJF CAPITAL MANAGEMENT, INC. CRD 126414 | NY | $178.5M | 4 | Pershing→ |
| B65 | WYNNEFIELD CAPITAL, INC. CRD 157604 | NY | $184.5M | — | Pershing→ |
| B64 | STEINBERG ASSET MANAGEMENT, LLC CRD 118968 | NY | $172.2M | — | Pershing→ |
| B62 | SAGE HILL ADVISORY AND MANAGEMENT LLC CRD 149365 | NY | $73.3M | — | Pershing→ |
| B60 | GS GAMMA ADVISORS, LLC CRD 135424 | NY | $298.6M | — | Pershing→ |
| B59 | DDO ADVISORY SERVICES, LLC CRD 154944 | NY | $26.8M | 1 | Pershing→ |
| B58 | KARAGOSIAN FINANCIAL SERVICES, INC CRD 124532 | NY | $26.8M | 1 | Pershing→ |
| B58 | CHESAPEAKE ASSET MANAGEMENT LLC CRD 108994 | NY | $468.8M | 3 | Pershing→ |
| B57 | KAHN BROTHERS ASSET MANAGEMENT CORP CRD 105620 | NY | $18.5M | — | Pershing→ |
| B55 | NEW LEAF VENTURE PARTNERS LLC CRD 163897 | NY | $408.4M | — | Pershing→ |
| B55 | UNITED AMERICAN SECURITIES, INC. CRD 21274 | NY | $493.0M | 4 | Pershing→ |
| B54 | SICART ASSOCIATES, LLC CRD 285275 | NY | $455.4M | 1 | Pershing→ |
| B54 | NESTEGG ADVISORS, INC. CRD 125878 | NY | $272.7M | 3 | Pershing→ |
| B54 | ARMOR ADVISORS, L.L.C. CRD 157238 | NY | $485.5M | — | Pershing→ |
| B53 | MCLAUGHLIN RYDER INVESTMENTS, INC. CRD 147529 | VA | $522.1M | 5 | Pershing→ |
| B53 | ALLSQUARE WEALTH MANAGEMENT, LLC CRD 153591 | NY | $307.8M | 4 | Pershing→ |
| B53 | TEKMEN WELLS LLC CRD 168431 | NY | $92.4M | 2 | Pershing→ |
| B52 | SAMJO MANAGEMENT, LLC CRD 326808 | NY | $308.8M | — | Pershing→ |
| B52 | BRANT POINT INVESTMENT MANAGEMENT LLC CRD 157572 | NY | $453.3M | — | Wells Fargo→ |
| B52 | CP CAPITAL (US) PARTNERS LP CRD 158979 | NY | $393.6M | — | Wells Fargo→ |
| B51 | CAPITAL MANAGEMENT ASSOCIATES INC CRD 104783 | NY | $68.7M | 1 | Pershing→ |
| B51 | DELTEC ASSET MANAGEMENT LLC CRD 104068 | NY | $782.8M | 1 | Pershing→ |
| B51 | HEROLD ADVISORS, INC. CRD 105090 | NY | $540.2M | 13 | Pershing→ |
| B51 | TAYLOR FINANCIAL GROUP, INC. CRD 116744 | VA | $410.0M | 4 | Pershing→ |
| B50 | EAST END FINANCIAL GROUP, INC. CRD 110584 | NY | $689.2M | 6 | Pershing→ |
| B50 | FIO ADVISORS LP CRD 300903 | NY | $366.5M | — | Pershing→ |
| C50 | ACORN CAPITAL ADVISORS, LLC CRD 304164 | NY | $355.3M | — | Pershing→ |
| C49 | OPPENHEIMER + CLOSE, LLC CRD 15168 | NY | $93.0M | 5 | Pershing→ |
| C49 | INTEGRATED FINANCIAL SOLUTIONS, INC. CRD 112038 | VA | $303.3M | 8 | Pershing→ |
| C49 | TONKA CAPITAL PARTNERS, LLC CRD 298336 | MN | $139.8M | 3 | Wells Fargo→ |
| C49 | TRUBEE WEALTH ADVISORS, INC. CRD 3618 | NY | $911.5M | 17 | Wells Fargo→ |
| C49 | ATOMIC INVEST LLC CRD 313255 | NY | $319.5M | 1 | Pershing→ |
| C49 | LINCOLNSHIRE MANAGEMENT, INC. CRD 157144 | NY | $494.4M | — | Wells Fargo→ |
| C48 | BRIGHTON SECURITIES CORP. CRD 3875 | NY | $931.0M | 31 | Wells Fargo→ |
| C48 | ROBOTTI & COMPANY ADVISORS, LLC CRD 128093 | NY | $949.8M | 5 | Pershing→ |
| C48 | ENDICOTT MANAGEMENT COMPANY CRD 157119 | NY | $50.8M | — | Pershing→ |
| C48 | TOCQUEVILLE ASSET MANAGEMENT LP CRD 105690 | NY | $10.24B | 32 | Pershing→ |
| C47 | KETTLE HILL CAPITAL MANAGEMENT, LLC CRD 163722 | NY | $615.5M | — | Pershing→ |
| C47 | GLADOWSKY CAPITAL MANAGEMENT CORP CRD 45287 | NY | $197.8M | 4 | Pershing→ |
| C47 | NORTON CAPITAL MANAGEMENT, INC. CRD 110398 | VA | $136.6M | 1 | Pershing→ |
| C47 | AIFG CONSULTANTS LTD. CRD 281122 | NY | $213.0M | 7 | Pershing→ |
| C46 | OAKCLIFF PARTNERS LLC CRD 162325 | NY | $356.3M | — | Pershing→ |
| C46 | CONIFER MANAGEMENT, LLC CRD 283492 | NY | $4.53B | — | Pershing→ |
| C46 | BRIZO CAPITAL, LP CRD 298102 | NY | $294.5M | — | Pershing→ |
