| B57 | MURPHY WEALTH MANAGEMENT GROUP, INC. CRD 277161 | NY | $251.9M | 3 | LPL Financial→ |
| B55 | HUDSON VALLEY WEALTH MANAGEMENT, INC CRD 146338 | NY | $48.8M | 1 | LPL Financial→ |
| B53 | CHANGE GLOBAL INVESTMENT, LLC CRD 167844 | NY | $226.0M | 1 | State Street→ |
| B53 | ISLET MANAGEMENT, LP CRD 290576 | NY | $108.8M | — | State Street→ |
| B53 | MEADOWBROOK WEALTH MANAGEMENT, LLC CRD 110508 | NY | $110.1M | 2 | LPL Financial→ |
| B51 | H PARTNERS MANAGEMENT LLC CRD 161041 | NY | $158.1M | — | State Street→ |
| B50 | MISSION VALUE PARTNERS, LLC CRD 153704 | TN | $303.2M | — | State Street→ |
| B50 | LION POINT CAPITAL, LP CRD 174322 | NY | $480.6M | — | State Street→ |
| B50 | GRANEY & KING, LLC CRD 126461 | NY | $484.4M | 4 | LPL Financial→ |
| C50 | STRATEGIC ADVISORY SERVICES, LLC CRD 287984 | TN | $201.2M | 8 | LPL Financial→ |
| C50 | 2XIDEAS US INC. CRD 328190 | NY | $79.7M | — | State Street→ |
| C48 | CIRCLE N ADVISORS, LLC CRD 271027 | NY | $94.2M | 1 | LPL Financial→ |
| C47 | CALDWELL ADVISORS, LLC CRD 144408 | TN | $351.4M | 6 | LPL Financial→ |
| C47 | ABDIEL CAPITAL ADVISORS, LP CRD 161410 | NY | $141.9M | — | State Street→ |
| C46 | MWMG ADVISORS, LLC CRD 338376 | NY | $40.0M | 2 | LPL Financial→ |
| C43 | FLYNN ZITO CAPITAL MANAGEMENT, LLC CRD 152689 | NY | $773.9M | 7 | LPL Financial→ |
| C43 | MANNING & NAPIER ADVISORS, LLC CRD 105992 | NY | $17.03B | 47 | State Street→ |
| C43 | PROSPECT FINANCIAL SERVICES LLC CRD 314154 | NY | $431.0M | 9 | LPL Financial→ |
| C39 | TRIAN FUND MANAGEMENT, L.P. CRD 154172 | NY | $6.71B | — | State Street→ |
| C39 | ROCKLINE WEALTH MANAGEMENT LLC CRD 324004 | NY | $749.6M | 4 | LPL Financial→ |
| C38 | LAZARD ASSET MANAGEMENT (CANADA)INC CRD 106340 | NY | $2.28B | — | State Street→ |
| C38 | SWS CAPITAL MANAGEMENT, LLC CRD 119043 | NY | $413.1M | — | State Street→ |
| C38 | EPOCH INVESTMENT PARTNERS, INC. CRD 131556 | NY | $29.73B | 1 | State Street→ |
| C38 | JENNISON ASSOCIATES LLC CRD 107959 | NY | $214.84B | — | State Street→ |
| C38 | FORESIGHT GLOBAL INVESTORS, INC. CRD 281818 | NY | $955.2M | — | State Street→ |
| C37 | BARON CAPITAL MANAGEMENT, INC. CRD 110791 | NY | $5.76B | — | State Street→ |
| C37 | THE QUARRY LP CRD 323449 | NY | $1.01B | — | State Street→ |
| C36 | 20 GATES MANAGEMENT LLC CRD 155480 | NY | $4.97B | — | State Street→ |
| C36 | MOERUS CAPITAL MANAGEMENT LLC CRD 282399 | NY | $893.1M | — | State Street→ |
| C35 | ALLIANCEBERNSTEIN L.P. CRD 108477 | TN | $763.40B | 50 | State Street→ |
| C35 | BLACKROCK REALTY ADVISORS INC CRD 109457 | NY | $1.12B | — | State Street→ |
| C35 | DW PARTNERS, LP CRD 155459 | NY | $2.27B | — | State Street→ |
| C35 | APG ASSET MANAGEMENT US, INC CRD 160795 | NY | $141.33B | — | State Street→ |
| C35 | HOLISTIC WEALTH ADVISORS CRD 332918 | NY | $278.7M | 7 | LPL Financial→ |
| C35 | ALESCO ADVISORS, LLC, AN ESL COMPANY CRD 339091 | NY | $5.61B | 13 | LPL Financial→ |
| C34 | HAZELVIEW SECURITIES (US) LLC CRD 174811 | NY | $276.3M | — | State Street→ |
| C34 | KNOX WEALTH PARTNERS ADVISORY, LLC CRD 288580 | TN | $272.9M | 7 | LPL Financial→ |
| C33 | TETRAGON FINANCIAL MANAGEMENT LP CRD 156041 | NY | $4.26B | — | State Street→ |
| C33 | BOW WAVE CAPITAL MANAGEMENT, LP CRD 305782 | NY | $1.89B | — | State Street→ |
| C33 | DWS INVESTMENT MANAGEMENT AMERICAS, INC. CRD 104518 | NY | $199.66B | — | State Street→ |
| C33 | ALLY BRIDGE GROUP (PE) LLC CRD 315273 | NY | $1.35B | — | State Street→ |
| C33 | BLUE SQUARE ASSET MANAGEMENT, LLC CRD 296802 | NY | $410.3M | 7 | State Street→ |
| C33 | TIAA-CREF INVESTMENT MANAGEMENT LLC CRD 107168 | NY | $292.13B | — | State Street→ |
| C32 | GAM USA INC. CRD 110458 | NY | $1.55B | — | State Street→ |
| C32 | CORBIN CAPITAL PARTNERS, L.P. CRD 130819 | NY | $11.22B | — | State Street→ |
| C31 | INVESCO SENIOR SECURED MANAGEMENT, INC. CRD 107590 | NY | $29.38B | — | State Street→ |
| C31 | ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC CRD 313420 | NY | $10.53B | — | State Street→ |
| C31 | BEHRMAN BROTHERS MANAGEMENT COMPANY L.P. CRD 161083 | NY | $1.95B | — | State Street→ |
| C31 | WILLOW TREE CAPITAL CORP ADVISORS LLC CRD 328528 | NY | $1.17B | — | State Street→ |
| C30 | NINETY ONE NORTH AMERICA, INC. CRD 167922 | NY | $38.74B | — | State Street→ |
