| C33 | INTELLICENTS INVESTMENT SOLUTIONS INC CRD 107498 | MN | $9.92B | 50 | Charles Schwab→ |
| C33 | PALADIN CAPITAL, LLC CRD 288037 | MN | $6.9M | 4 | Charles Schwab→ |
| C33 | WHEELER RETIREMENT PLANS LLC CRD 327889 | MN | $618.1M | 2 | E*Trade→ |
| C33 | COMPASS CAPITAL MANAGEMENT INC CRD 107823 | MN | $2.56B | 14 | Charles Schwab→ |
| C33 | SECURIAN ASSET MANAGEMENT, INC. CRD 109905 | MN | $41.56B | — | State Street→ |
| C33 | DEVENIR INVESTMENT ADVISORS, LLC CRD 132824 | MN | $12.99B | 2 | E*Trade→ |
| C33 | NORTH SKY CAPITAL, LLC CRD 133959 | MN | $986.1M | — | E*Trade→ |
| C33 | BRIGHT ANGEL ADVISORS LLC CRD 311704 | MN | $224.1M | 2 | Charles Schwab→ |
| C33 | STONEBRIDGE CAPITAL ADVISORS LLC CRD 111447 | MN | $2.52B | 1 | Charles Schwab→ |
| C33 | FLOURISH WEALTH MANAGEMENT INC. CRD 170591 | MN | $455.2M | 4 | Charles Schwab→ |
| C33 | CORDIS FINANCIAL, LLC CRD 294766 | MN | $360.7M | 5 | Charles Schwab→ |
| C33 | FFP WEALTH MANAGEMENT, LLC CRD 300253 | MN | $301.1M | 4 | Charles Schwab→ |
| C33 | BIRCHWOOD FINANCIAL PARTNERS, INC. CRD 169962 | MN | $853.2M | 9 | Charles Schwab→ |
| C33 | MARQUETTE ASSET MANAGEMENT, LLC CRD 282482 | MN | $871.6M | 3 | Charles Schwab→ |
| C32 | STILLWATER ASSET MANAGEMENT, LLC CRD 288535 | MN | $701.4M | — | U.S. Bank→ |
| C32 | PIPER HEARTLAND HEALTHCARE CAPITAL, LLC CRD 310044 | MN | $218.3M | — | E*Trade→ |
| C32 | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. CRD 107173 | MN | $104.49B | — | U.S. Bank→ |
| C32 | U.S. BANCORP ADVISORS, LLC CRD 14455 | MN | $1.80B | 50 | U.S. Bank→ |
| C32 | EHLERS INVESTMENT PARTNERS, LLC CRD 146385 | MN | $3.17B | 6 | Pershing→ |
| C32 | CEDRUS WEALTH GROUP LLC CRD 334995 | MN | $217.8M | 5 | Raymond James→ |
| C32 | SIT FIXED INCOME ADVISORS II, LLC CRD 108271 | MN | $14.97B | — | E*Trade→ |
| C32 | KP FINANCIAL MANAGEMENT, LLC DBA CAISSA WEALTH STRATEGIES CRD 150458 | MN | $297.0M | 4 | Charles Schwab→ |
| C32 | BALLAST ADVISORS, LLC CRD 285991 | MN | $674.5M | 6 | Charles Schwab→ |
| C32 | LEGACY WEALTH ASSET MANAGEMENT, LLC CRD 306732 | MN | $546.0M | 5 | Charles Schwab→ |
| C32 | STRONG TOWER ADVISORY SERVICES LLC CRD 315106 | MN | $759.2M | 7 | Pershing→ |
| C32 | E-WEALTH PARTNERS, LLC CRD 327053 | MN | $218.7M | 5 | Charles Schwab→ |
| C32 | FREEDOM FINANCIAL PARTNERS LLC CRD 327560 | MN | $377.9M | 4 | Charles Schwab→ |
| C31 | ADVISORY SOLUTIONS GROUP, LLC CRD 339919 | MN | $0 | 32 | E*Trade→ |
| C31 | TWELE CAPITAL MANAGEMENT, INC. CRD 130239 | MN | $578.5M | 3 | Charles Schwab→ |
| C31 | NORWEST CAPITAL ADVISORS, LLC CRD 323642 | MN | $3.84B | — | Wells Fargo→ |
| C31 | BEARING POINT CAPITAL, LLC CRD 332023 | MN | $1.11B | 6 | Raymond James→ |
| C31 | FINANCIAL PERSPECTIVES, INC. CRD 135549 | MN | $1.17B | 13 | E*Trade→ |
| C31 | QUARRY HILL ADVISORS, LLC CRD 288334 | MN | $394.8M | 3 | Charles Schwab→ |
| C31 | WAYZATA INVESTMENT PARTNERS LLC CRD 132046 | MN | $9.4M | 3 | JPMorgan→ |
| C30 | OKABENA INVESTMENT SERVICES INC CRD 111162 | MN | $2.12B | 4 | Charles Schwab→ |
| C30 | EXCEL FINANCIAL, LLC CRD 145301 | MN | $404.5M | 6 | Charles Schwab→ |
| C30 | CHRISTENSEN GROUP FINANCIAL, LLC CRD 318144 | MN | $24.8M | 5 | Altruist→ |
| C30 | PEREGRINE CAPITAL MANAGEMENT, LLC CRD 110052 | MN | $4.07B | 3 | State Street→ |
| C30 | EXCELSIOR RENEWABLE ENERGY MANAGEMENT COMPANY LP CRD 289890 | MN | $1.51B | — | E*Trade→ |
| C30 | STANDARD VALUATIONS INC CRD 112413 | MN | $0 | 1 | E*Trade→ |
| C30 | SILVEROAK WEALTH MANAGEMENT LLC CRD 110532 | MN | $2.00B | 7 | Charles Schwab→ |
| C30 | AMERIPRISE FINANCIAL SERVICES, LLC CRD 6363 | MN | $660.47B | 50 | E*Trade→ |
| C30 | ALLIANZ INVESTMENT MANAGEMENT LLC CRD 111925 | MN | $19.09B | — | E*Trade→ |
| C30 | GRADIENT ADVISORS, LLC CRD 152665 | MN | $289.3M | 50 | Charles Schwab→ |
| C30 | MICHAEL TRAXLER WEALTH MANAGEMENT, LLC CRD 285427 | MN | $194.7M | 4 | E*Trade→ |
| C30 | LIFELONG WEALTH ADVISORS, INC. CRD 331847 | MN | $710.4M | 9 | Charles Schwab→ |
| C29 | MAIRS AND POWER INC CRD 110351 | MN | $12.14B | 17 | Charles Schwab→ |
| C29 | WHITEBOX ADVISORS LLC CRD 121995 | MN | $15.74B | 1 | Goldman Sachs→ |
| C29 | MANN FINANCIAL SERVICES, INC. CRD 297878 | MN | $395.5M | 2 | Charles Schwab→ |
| C29 | ALIGN FINANCIAL, LLC CRD 309238 | MN | $433.7M | 4 | Charles Schwab→ |
