| A78 | WESTHAMPTON CAPITAL, LLC CRD 119176 | NC | $238.5M | 4 | Fidelity→ |
| A70 | CONSTITUTION CAPITAL LLC CRD 310378 | CT | $241.3M | 3 | Fidelity→ |
| A65 | DIAMANT ASSET MANAGEMENT, INC. CRD 107788 | CT | $211.5M | 4 | Fidelity→ |
| B63 | LBB HOLDING COMPANY LLC CRD 282285 | CT | $199.5M | — | JPMorgan→ |
| B62 | DOWLING FINANCIAL SERVICES, INC CRD 155624 | CT | $179.3M | 2 | Fidelity→ |
| B60 | ACA II ADVISORS, LLC CRD 156128 | CT | $206.9M | — | JPMorgan→ |
| B60 | HARBER CAPITAL LLC CRD 158939 | NC | $492.7M | — | Fidelity→ |
| B59 | SREP CAPITAL MANAGEMENT, LLC CRD 296281 | CT | $157.9M | — | JPMorgan→ |
| B52 | LANSDOWNE WEALTH MANAGEMENT, LLC CRD 155422 | CT | $227.7M | 7 | Fidelity→ |
| B51 | TENGRAM CAPITAL PARTNERS L.P. CRD 166930 | CT | $110.7M | — | JPMorgan→ |
| B51 | MONTE FINANCIAL GROUP, LLC CRD 150119 | CT | $482.4M | 6 | Fidelity→ |
| C49 | ALPINE HILL ADVISORS LLC CRD 325412 | CT | $114.5M | 2 | Fidelity→ |
| C48 | WHITE OAK FINANCIAL MANAGEMENT, INC CRD 142615 | NC | $143.5M | 3 | Fidelity→ |
| C47 | TERRA WEALTH MANAGEMENT, LLC CRD 320643 | NC | $152.0M | 7 | Fidelity→ |
| C47 | LITVAK WEALTH, LLC CRD 170805 | CT | $536.1M | 4 | Fidelity→ |
| C46 | ITS ASSET MANAGEMENT LP CRD 106977 | CT | $297.8M | 2 | Fidelity→ |
| C46 | CDM FINANCIAL COUNSELING SERVICES, INC. CRD 126295 | CT | $315.4M | 2 | Fidelity→ |
| C46 | HOPLON ASSET MANAGEMENT, L.P. CRD 318798 | CT | $170.1M | — | JPMorgan→ |
| C45 | TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346 | CT | $321.0M | 3 | Fidelity→ |
| C45 | COOPER FINANCIAL SERVICES, INC. CRD 104671 | CT | $195.6M | 3 | Fidelity→ |
| C45 | COUNTERWEIGHT VENTURES, LLC CRD 327880 | NC | $207.2M | 2 | Fidelity→ |
| C45 | DAVIDSON ADVISORY GROUP, LLC CRD 333090 | NC | $223.5M | 2 | Fidelity→ |
| C44 | GRANDVIEW PROPERTY PARTNERS, LLC CRD 299814 | CT | $890.1M | 1 | JPMorgan→ |
| C43 | PIEDMONT CAPITAL MANAGEMENT, LLC CRD 155682 | NC | $495.6M | 3 | Fidelity→ |
| C43 | MONACHIL CAPITAL PARTNERS LP CRD 311376 | CT | $71.7M | — | JPMorgan→ |
| C43 | BLUE WEALTH INC. CRD 330324 | NC | $145.1M | 7 | Fidelity→ |
| C43 | HARBOUR POINT MANAGEMENT LP CRD 226521 | CT | $302.4M | — | JPMorgan→ |
| C42 | GARDEN INVESTMENT MANAGEMENT, L.P. CRD 330358 | CT | $507.7M | — | JPMorgan→ |
| C40 | EDGEWOOD MANAGEMENT LLC CRD 106647 | CT | $21.52B | 2 | JPMorgan→ |
| C40 | TASSEL CAPITAL MANAGEMENT, INC. CRD 121112 | NC | $266.0M | 4 | Fidelity→ |
| C38 | GFG ALTERNATIVE INVESTMENT ADVISORS LLC CRD 160435 | CT | $599.6M | — | JPMorgan→ |
| C38 | SILVERBACK ASSET MANAGEMENT, LLC CRD 141407 | NC | $1.19B | — | JPMorgan→ |
| C38 | JEFFREY N. MEHLER, CFP LLC CRD 126681 | CT | $416.2M | 3 | Fidelity→ |
| C38 | SOLAS CAPITAL MANAGEMENT, LLC CRD 159962 | CT | $629.0M | — | JPMorgan→ |
| C37 | WAYPOINT CAPITAL PARTNERS ADVISORS, LLC CRD 333573 | CT | $310.6M | — | JPMorgan→ |
| C36 | OAK CITY CONSULTING, LLC CRD 162220 | NC | $1.43B | 3 | Fidelity→ |
| C36 | H/2 CREDIT MANAGER LP CRD 133693 | CT | $4.52B | — | JPMorgan→ |
| C36 | RALEIGH CAPITAL MANAGEMENT INC. CRD 149538 | NC | $397.8M | 13 | Fidelity→ |
| C36 | PROSTAR CAPITAL (US) LLC CRD 166523 | CT | $757.4M | — | JPMorgan→ |
| C36 | POWELL FINANCIAL, INC. CRD 144230 | NC | $229.2M | 2 | Fidelity→ |
| C35 | EMPOWER FINANCIAL ADVISORY, LLC CRD 313968 | CT | $635.8M | 4 | Fidelity→ |
| C35 | CIGNA INVESTMENTS, INC. CRD 105811 | CT | $25.76B | — | JPMorgan→ |
| C34 | JGB CAPITAL MANAGEMENT L.P. CRD 163658 | CT | $421.0M | — | JPMorgan→ |
| C34 | ATLANTIC PRIVATE WEALTH, LLC CRD 311517 | NC | $894.0M | 4 | Fidelity→ |
| C34 | TIMONIER FAMILY OFFICE, LTD. CRD 150748 | NC | $450.3M | 4 | Fidelity→ |
| C34 | LIME ROCK MANAGEMENT LP CRD 157127 | CT | $5.48B | — | JPMorgan→ |
| C33 | BRADLEY FOSTER & SARGENT INC CRD 106928 | CT | $9.07B | 25 | Fidelity→ |
| C33 | GENERATIVE INVESTMENT PARTNERS LP CRD 312473 | CT | $293.9M | — | JPMorgan→ |
| C32 | CONTRARIAN CAPITAL MANAGEMENT LLC CRD 109979 | CT | $4.79B | — | JPMorgan→ |
| C32 | ESSEX FINANCIAL SERVICES, INC. CRD 127549 | CT | $4.17B | 33 | Fidelity→ |
