| A66 | WALTON FINANCIAL CRD 331634 | AL | $182.9M | 1 | E*Trade→ |
| A66 | BIRMINGHAM CAPITAL MANAGEMENT CO INC CRD 108508 | AL | $273.6M | 5 | E*Trade→ |
| B64 | NCP MANAGEMENT HOLDINGS, INC. CRD 160075 | AL | $232.6M | — | E*Trade→ |
| B58 | BRIGHT INVESTMENTS, LLC CRD 269955 | AL | $151.5M | 4 | E*Trade→ |
| B53 | EVEN HERD LLC CRD 329728 | OK | $55.9M | — | E*Trade→ |
| B52 | ARCHAMBO FINANCIAL ADVISORS, INC. CRD 129927 | OK | $163.1M | 7 | E*Trade→ |
| B51 | ACCESS FINANCIAL RESOURCES INC. CRD 109495 | OK | $410.6M | 7 | E*Trade→ |
| B50 | SPUR CAPITAL PARTNERS, LLC CRD 115959 | OK | $879.9M | — | E*Trade→ |
| C49 | DRAWBRIDGE CAPITAL, LLC CRD 128636 | OK | $224.6M | 6 | E*Trade→ |
| C46 | MCKINNEY CAPITAL, LLC CRD 315545 | AL | $91.0M | — | E*Trade→ |
| C43 | OAKWORTH ASSET MANAGEMENT, LLC CRD 335388 | AL | $846.3M | 21 | E*Trade→ |
| C42 | ABACUS INVESTMENTS LLC CRD 327805 | AL | $105.9M | — | E*Trade→ |
| C41 | JOHNSON STERLING, INC. CRD 106379 | AL | $3.90B | 6 | E*Trade→ |
| C41 | CORPORATE CONSULTING GROUP, INC. CRD 123761 | OK | $240.8M | 1 | E*Trade→ |
| C40 | MCDONALD FINANCIAL SERVICES, LLC CRD 282899 | AL | $443.5M | 8 | LPL Financial→ |
| C39 | ONEASCENT CAPITAL LLC CRD 323220 | AL | $55.6M | 2 | E*Trade→ |
| C38 | F.I.G. FINANCIAL ADVISORY SERVICES, INC. CRD 105506 | OK | $162.4M | 3 | E*Trade→ |
| C38 | FEATHERINGILL CAPITAL, LLC CRD 299523 | AL | $142.9M | — | E*Trade→ |
| C38 | BISON CAPITAL GROUP, LLC CRD 315170 | OK | $306.2M | — | E*Trade→ |
| C38 | FRUGAL FINANCIAL RETIREMENT PLAN SERVICES, LLC CRD 168390 | AL | $194.9M | 3 | E*Trade→ |
| C36 | PORTER WHITE INVESTMENT ADVISORS, INC. CRD 110876 | AL | $748.2M | 4 | E*Trade→ |
| C35 | TAO PRIVATE WEALTH, LLC CRD 340979 | OK | $0 | — | E*Trade→ |
| C32 | HUMPHREYS CAPITAL, LLC CRD 309323 | OK | $252.4M | — | E*Trade→ |
| C31 | MM ADVISORS, LLC CRD 337688 | AL | $0 | — | E*Trade→ |
| C31 | NAVIGATE PRIVATE FUND ADVISORS LLC CRD 313687 | AL | $0 | 3 | E*Trade→ |
| C30 | LYONS VIEW CAPITAL, LLC CRD 324582 | AL | $0 | 2 | E*Trade→ |
| C30 | NBC SECURITIES, INC. CRD 17870 | AL | $1.78B | 50 | E*Trade→ |
| C28 | RESOURCE MANAGEMENT SERVICE, LLC CRD 130791 | AL | $5.92B | — | E*Trade→ |
| C28 | NAVIGATE 401K, LLC CRD 309466 | AL | $317.9M | 4 | E*Trade→ |
| C27 | CLOUD INVESTMENTS, LLC CRD 281915 | AL | $404.0M | 6 | E*Trade→ |
| C27 | ARLINGTON PARTNERS LLC CRD 109335 | AL | $2.31B | 7 | E*Trade→ |
| C27 | FORGE FINANCIAL SERVICES, LLC CRD 306480 | OK | $1.46B | 15 | LPL Financial→ |
| C25 | HARBERT FUND ADVISORS, LLC CRD 110577 | AL | $7.82B | — | E*Trade→ |
| C24 | REGIONS INVESTMENT MANAGEMENT, INC. CRD 111715 | AL | $20.14B | 4 | E*Trade→ |
| C23 | RETIREMENT INVESTMENT ADVISORS INC CRD 106316 | OK | $1.49B | 8 | E*Trade→ |
| C19 | ROBERT WILLIAM GAY CRD 168880 | OK | — | — | E*Trade→ |
| C19 | WARWICK INVESTMENT GROUP, LLC CRD 226670 | OK | $2.05B | — | E*Trade→ |
| C14 | KJLK & CO. CRD 329634 | OK | — | — | E*Trade→ |
| C13 | COMPASS COACHING AND CONSULTING, LLC CRD 327213 | OK | — | 1 | E*Trade→ |
| C12 | AMERICAN VALUE CAPITAL CRD 174345 | OK | — | — | E*Trade→ |
| C12 | MEDORA VALUE EQUITY, LLC CRD 284184 | AL | — | 1 | E*Trade→ |
| C12 | VARSITY FINANCIAL CRD 323366 | OK | — | — | E*Trade→ |
| C12 | CAVANAL HILL INVESTMENT MANAGEMENT, INC. CRD 110774 | OK | $15.23B | 33 | E*Trade→ |
| C9 | CAPTION MANAGEMENT, LLC CRD 173841 | OK | $3.41B | — | E*Trade→ |
