| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C38 | SILVERBACK ASSET MANAGEMENT, LLC CRD 141407 | NC | $1.19B | — | JPMorgan→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C33 | CASSIA CAPITAL PARTNERS LLC CRD 159911 | NC | $251.2M | 4 | Pershing→ |
| C31 | FIRST CITIZENS INVESTOR SERVICES, INC. CRD 44430 | NC | $2.63B | 50 | Pershing→ |
| C31 | TRANSAMERICA RETIREMENT ADVISORS, LLC CRD 107319 | IA | $18.83B | 39 | Pershing→ |
| C29 | FC CAPITAL MANAGEMENT LLC CRD 161220 | NC | $1.61B | — | JPMorgan→ |
| C28 | HALIFAX INVESTMENT MANAGEMENT, L.L.C. CRD 152789 | NC | $1.90B | — | Folio Institutional→ |
| C27 | BELL PARTNERS INVESTMENT MANAGER, LLC CRD 329611 | NC | $6.12B | — | Folio Institutional→ |
| C27 | HORIZON INVESTMENTS LLC CRD 109552 | NC | $8.47B | 27 | Pershing→ |
| C25 | GLOBAL ENDOWMENT MANAGEMENT, LP CRD 157772 | NC | $12.88B | — | Folio Institutional→ |
| C22 | TRUEBRIDGE CAPITAL PARTNERS LLC CRD 155425 | NC | $11.24B | — | JPMorgan→ |
| C22 | RIDGEMONT PARTNERS MANAGEMENT, LLC CRD 157421 | NC | $10.26B | — | JPMorgan→ |
| C21 | BASEPOINT WEALTH, LLC CRD 289538 | IA | $883.8M | 13 | Pershing→ |
| C17 | FINANCIAL SYMMETRY INCORPORATED CRD 118443 | NC | $1.54B | 15 | Pershing→ |
| C17 | PLEXUS CAPITAL, LLC CRD 310241 | NC | $3.77B | — | JPMorgan→ |
