| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A72 | GARDEN STATE RETIREMENT SPECIALISTS, LLC CRD 128414 | NJ | $109.3M | 2 | Pershing→ |
| A69 | RDM CAPITAL ASSOCIATES INC CRD 106941 | NJ | $164.5M | 3 | Pershing→ |
| A68 | PCG ASSET MANAGEMENT, LLC CRD 148208 | NJ | $143.1M | 4 | Pershing→ |
| A65 | BRIDGEWAY WEALTH MANAGEMENT, LLC CRD 326547 | IA | $164.6M | 2 | Raymond James→ |
| B59 | ASSET MANAGEMENT CONSULTING SERVICES, INC. CRD 128793 | NJ | $144.2M | 2 | Pershing→ |
| B57 | GULFSTREAM CM, LLC CRD 165459 | NJ | $244.2M | 4 | Pershing→ |
| B54 | NEW VERNON ADVISERS LP CRD 160231 | NJ | $902.1M | — | Pershing→ |
| B54 | VENTURE INVESTMENT MANAGEMENT CO., L.L.C. CRD 160002 | NJ | $636.8M | — | Raymond James→ |
| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | VETERI PLACE CORPORATION CRD 160664 | NJ | $150.7M | — | Pershing→ |
| C49 | SAIPH CAPITAL, LLC CRD 312119 | NJ | $459.4M | 2 | Pershing→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C44 | PARISI GRAY WEALTH MANAGEMENT, LLC CRD 286388 | NJ | $796.0M | 2 | Pershing→ |
| C40 | CORA CAPITAL ADVISORS LLC CRD 318134 | NJ | $722.9M | 8 | Pershing→ |
| C40 | W. H. REAVES & CO., INC. CRD 3140 | NJ | $5.94B | 1 | Pershing→ |
| C40 | QUAD-CITIES INVESTMENT GROUP, LLC CRD 154113 | IA | $425.5M | 7 | Raymond James→ |
| C35 | KENNEDY INVESTMENT GROUP, INC. CRD 322605 | NJ | $633.2M | 5 | Raymond James→ |
| C34 | THE GMS GROUP, LLC CRD 8000 | NJ | $19.8M | 50 | Pershing→ |
| C33 | EAGLE WEALTH STRATEGIES, LLC CRD 323814 | NJ | $653.8M | 9 | Raymond James→ |
| C31 | TRANSAMERICA RETIREMENT ADVISORS, LLC CRD 107319 | IA | $18.83B | 39 | Pershing→ |
| C30 | BLACKHILL CAPITAL, INC CRD 105208 | NJ | $2.00B | 2 | Pershing→ |
| C26 | BRAVE ASSET MANAGEMENT, INC. CRD 108512 | NJ | $624.3M | 6 | Pershing→ |
| C24 | VALLEY WEALTH MANAGERS, INC. CRD 108879 | NJ | $2.69B | 49 | Pershing→ |
| C21 | YORKVILLE ADVISORS GLOBAL, LP CRD 165390 | NJ | $900.0M | — | Raymond James→ |
| C21 | BASEPOINT WEALTH, LLC CRD 289538 | IA | $883.8M | 13 | Pershing→ |
| C21 | VALUEALIGNED PARTNERS CRD 125128 | NJ | — | 1 | Pershing→ |
