| B51 | MONEY MANAGEMENT SERVICES, INC. CRD 106832 | AL | $442.7M | 5 | Pershing→ |
| C47 | FIRST HEARTLAND CONSULTANTS, INC. CRD 110377 | MO | $2.09B | 50 | Pershing→ |
| C47 | CHICKASAW CAPITAL MANAGEMENT, LLC CRD 127398 | TN | $2.55B | 14 | U.S. Bank→ |
| C45 | AXIENT INVESTMENT ADVISORS LLC CRD 336722 | AL | $454.0M | 13 | Pershing→ |
| C44 | HARBOUR GROUP INDUSTRIES, INC. CRD 160634 | MO | $448.3M | — | U.S. Bank→ |
| C41 | WORTHINGTON CAPITAL MANAGEMENT, LLC CRD 305391 | TN | $41.2M | — | U.S. Bank→ |
| C40 | COOK & BYNUM CAPITAL MANAGEMENT, LLC CRD 149454 | AL | $359.8M | — | Pershing→ |
| C39 | DETALUS ADVISORS, LLC CRD 117958 | MO | $2.22B | 12 | Pershing→ |
| C34 | ACR ALPINE CAPITAL RESEARCH, LLC CRD 110933 | MO | $10.79B | 8 | Pershing→ |
| C34 | STONEX ADVISORS INC. CRD 174182 | AL | $5.09B | 50 | Pershing→ |
| C33 | AB BROADLY SYNDICATED LOAN MANAGER LLC CRD 308135 | TN | $2.62B | — | U.S. Bank→ |
| C33 | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC CRD 297750 | MO | $705.4M | 9 | Pershing→ |
| C32 | ANDERSON GROWTH PARTNERS, LLC CRD 138600 | AL | $1.01B | 1 | Pershing→ |
| C32 | CREATIVE INVESTMENT GROUP LLC CRD 334028 | TN | $209.0M | 6 | Pershing→ |
| C32 | BCR WEALTH STRATEGIES, LLC CRD 119670 | AL | $528.1M | 7 | Pershing→ |
| C27 | JAG CAPITAL MANAGEMENT LLC CRD 159227 | MO | $1.90B | 13 | Pershing→ |
| C27 | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED CRD 146936 | MO | $18.92B | 50 | Pershing→ |
| C27 | FOCUS PARTNERS WEALTH, LLC CRD 159289 | MO | $181.86B | 50 | Pershing→ |
| C27 | THE GARBACZ GROUP, INC. CRD 26104 | MO | — | — | Pershing→ |
| C22 | THOMPSON STREET CAPITAL MANAGER LLC CRD 156679 | MO | $4.57B | — | U.S. Bank→ |
| C21 | COURAGE CAPITAL MANAGEMENT, LLC CRD 130449 | TN | $1.45B | — | U.S. Bank→ |
