| B59 | SAUBERAN & COMPANY, LLC CRD 106317 | NY | $5.8M | 1 | E*Trade→ |
| B57 | KAHN BROTHERS ASSET MANAGEMENT CORP CRD 105620 | NY | $18.5M | — | Pershing→ |
| C48 | PINNACLE ADVISORS LLC CRD 107275 | NY | $433K | 5 | E*Trade→ |
| C48 | FACTORPOINT PLANNING, LLC CRD 341229 | NY | $0 | 2 | E*Trade→ |
| C48 | META INVESTMENT MANAGEMENT COMPANY LLC CRD 312540 | NY | $3.9M | — | E*Trade→ |
| C48 | SCALYR TECHNOLOGIES INC. CRD 326836 | MA | $190K | — | E*Trade→ |
| C47 | PROCAPITA PARTNERS, LLC CRD 300292 | NY | $1.5M | — | Charles Schwab→ |
| C46 | CANTOR FITZGERALD ENERGY ADVISORS, LLC CRD 338226 | NY | $0 | — | E*Trade→ |
| C46 | PASSIVE MANAGEMENT LLC CRD 314627 | NY | $22.6M | 2 | E*Trade→ |
| C45 | UNITED ADVISORS INVESTMENT MANAGEMENT, LLC CRD 164908 | NY | $0 | — | E*Trade→ |
| C45 | PARC STREET ADVISORS LLC CRD 340376 | NY | $0 | — | E*Trade→ |
| C45 | SPP CREDIT ADVISORS LLC CRD 314442 | NY | $15.4M | — | E*Trade→ |
| C44 | ALAIA CAPITAL, LLC CRD 226775 | NY | $0 | — | E*Trade→ |
| C43 | PENSION FUND EVALUATIONS, INC. CRD 10985 | NY | $0 | — | E*Trade→ |
| C43 | ADAPTIVE ADVISERS, LLC CRD 318716 | MA | $450K | — | E*Trade→ |
| C43 | GEN INVEST LLC CRD 333196 | NY | $40K | — | E*Trade→ |
| C43 | LIONHUNTER CAPITAL MANAGEMENT LLC CRD 341117 | NY | $0 | — | E*Trade→ |
| C42 | ARBORSTONE FINANCIAL, LLC CRD 338225 | MA | $0 | 4 | Charles Schwab→ |
| C42 | E. MAGNUS OPPENHEIM & CO. INC. CRD 14268 | NY | $9.5M | 1 | E*Trade→ |
| C42 | HOUSE HANOVER LLC CRD 284838 | MA | $19.7M | — | E*Trade→ |
| C42 | MOUNT STREET PORTFOLIO ADVISERS LLC CRD 299192 | NY | $18.6M | — | E*Trade→ |
| C42 | WILLOW PARTNER ADVISORS, LLC CRD 333917 | MA | $0 | 1 | E*Trade→ |
| C42 | OMEN ADVISORY, LLC CRD 337532 | NY | $36K | — | E*Trade→ |
| C42 | OXBOW HOLDINGS, INC. CRD 339061 | MA | $0 | 1 | E*Trade→ |
| C42 | TINICUM VENTURE PARTNERS LLC CRD 321701 | NY | $8.6M | — | E*Trade→ |
| C42 | MSA POWER FUNDS LLC CRD 326791 | NY | $3.0M | — | E*Trade→ |
| C41 | HURRICANE ADVISOR SOLUTIONS LLC CRD 338267 | NY | $0 | — | E*Trade→ |
| C41 | QUANT ALPHA LLC CRD 336290 | NY | $417 | — | E*Trade→ |
| C41 | PEO PARTNERS, LLC CRD 311201 | NY | $13.3M | — | E*Trade→ |
| C40 | PPSGRP LLC CRD 340003 | NY | $0 | 3 | E*Trade→ |
| C40 | GREG JENNINGS, LLC CRD 341031 | NY | $0 | 2 | E*Trade→ |
| C40 | ML WEALTH LLC CRD 289521 | NY | $12.4M | — | E*Trade→ |
| C40 | AR�NE CAPITAL MANAGEMENT LP CRD 337916 | NY | $13.0M | — | Goldman Sachs→ |
| C40 | WEALTHMEUP ADVISORS LLC CRD 335157 | NY | $76K | — | E*Trade→ |
| C40 | BERENSON CAPITAL MANAGEMENT, LLC CRD 340994 | NY | $0 | — | E*Trade→ |
| C39 | KF GROUP, LP CRD 304186 | NY | $0 | — | E*Trade→ |
| C39 | TE ADVISORS LLC CRD 336139 | MA | $11K | — | E*Trade→ |
| C39 | BEAR STEARNS ASSET MANAGEMENT INC. CRD 113359 | NY | $0 | — | JPMorgan→ |
| C38 | ECOBRIDGE CAPITAL MANAGEMENT LP CRD 331127 | NY | $0 | — | E*Trade→ |
| C38 | MRBL MANAGEMENT, LLC CRD 332534 | NY | $0 | — | E*Trade→ |
| C38 | PM WEALTH ADVISORS LLC CRD 335598 | NY | $0 | 1 | E*Trade→ |
| C38 | MUSAFFA LLC CRD 338525 | NY | $2K | 1 | E*Trade→ |
| C38 | FRAMEWORK DIGITAL ADVISORS LLC CRD 338868 | NY | $0 | — | E*Trade→ |
| C38 | MAZARS USA WEALTH ADVISORS LLC CRD 133936 | NY | $0 | — | E*Trade→ |
| C38 | ONE STONE GLOBAL LLC CRD 175052 | MA | $0 | — | E*Trade→ |
| C38 | LIONSHARES LLC CRD 335459 | NY | $6.0M | — | E*Trade→ |
| C38 | TAP CAPITAL LLC CRD 339267 | NY | $0 | — | E*Trade→ |
| C38 | TYLER STREET CAPITAL CRD 340011 | MA | $0 | 1 | E*Trade→ |
| C38 | ASPIRE WEALTH ADVISORY GROUP, LLC CRD 338618 | NY | $6.2M | 1 | Charles Schwab→ |
| C37 | HARRISON FIDUCIARY GROUP LLC CRD 155845 | NY | $0 | — | E*Trade→ |
