| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| A66 | SLAYTON LEWIS INC CRD 114596 | UT | $334.4M | 2 | E*Trade→ |
| B62 | SMEDLEY FINANCIAL SERVICES INC CRD 110870 | UT | $341.8M | 6 | E*Trade→ |
| B60 | ALJEN ASSET MANAGEMENT LLC CRD 128962 | NJ | $230.2M | 3 | E*Trade→ |
| B60 | MILLINGTON SECURITIES, LLC CRD 147298 | NJ | $140.5M | — | E*Trade→ |
| B60 | REEF INVESTMENT MANAGEMENT LLC CRD 309186 | UT | $234.3M | 1 | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B59 | ACA/PRUDENT INVESTORS PLANNING CORPORATION CRD 47798 | NJ | $351.4M | 2 | E*Trade→ |
| B58 | UNITED VALUE CAPITAL, LLC CRD 300533 | UT | $122.0M | — | E*Trade→ |
| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B57 | OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLC CRD 165355 | UT | $128.2M | 3 | E*Trade→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B56 | MLP3, LLC CRD 296314 | NJ | $248.1M | 2 | E*Trade→ |
| B55 | GENEVA FINANCIAL GROUP LLC CRD 331944 | NJ | $233.7M | 1 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B55 | CHEROKEE & WALKER MANAGEMENT, LLC CRD 160962 | UT | $100.8M | 4 | E*Trade→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B53 | COPPER BEECH FINANCIAL GROUP, LLC CRD 313156 | NJ | $197.4M | 3 | E*Trade→ |
| B53 | SINDIA CAPITAL ADVISERS, LLC CRD 333325 | NJ | $423.4M | 1 | E*Trade→ |
| B53 | AEM ASSET MANAGEMENT, LLC CRD 310360 | NJ | $117.9M | 2 | E*Trade→ |
| B51 | THISTLE CREEK CAPITAL, LLC CRD 331449 | UT | $161.0M | — | E*Trade→ |
| B51 | GEREMIA FINANCIAL SERVICES, LLC CRD 156504 | NJ | $132.2M | 5 | E*Trade→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| B50 | BLUE DIAMOND CAPITAL INVESTMENT ADVISORS, LLC CRD 333059 | UT | $301.4M | 2 | E*Trade→ |
| C50 | BC ADVISORS, LLC CRD 142982 | NJ | $4.73B | 6 | E*Trade→ |
| C49 | BUCKMAN ADVISORY GROUP LLC CRD 131688 | NJ | $277.3M | 15 | E*Trade→ |
| C48 | FIDUCIARY ADVISORS, LLC CRD 104189 | UT | $520.2M | 1 | E*Trade→ |
| C48 | VICTORY ASSET MANAGEMENT CO., INC. CRD 107203 | NJ | $102.5M | 5 | E*Trade→ |
| C48 | VALHUM ASSET MANAGEMENT, LLC CRD 323895 | NJ | $100.0M | — | E*Trade→ |
| C48 | COVINGTON & ASSOCIATES, INC. CRD 113357 | NJ | $308.2M | 2 | E*Trade→ |
| C48 | WASATCH VENTURE MANAGEMENT, LLC CRD 326762 | UT | $337.3M | — | E*Trade→ |
| C48 | BARNEGAT FUND MANAGEMENT INC. CRD 158347 | NJ | $803.4M | — | E*Trade→ |
| C47 | PERIOPE, LC CRD 144256 | UT | $177.2M | 3 | E*Trade→ |
| C47 | LEXINGTON CAPITAL MANAGEMENT LP CRD 292364 | NJ | $153.4M | — | E*Trade→ |
| C46 | LORD ABBETT FIF ADVISOR LLC CRD 332700 | NJ | $190.4M | — | E*Trade→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
| C46 | RYAN HERITAGE, LLP CRD 317097 | NJ | $18.8M | — | E*Trade→ |
| C45 | ONEX CREDIT ADVISOR, LLC CRD 330076 | NJ | $417.8M | — | E*Trade→ |
| C45 | AIGA CAPITAL PARTNERS LLC CRD 311692 | NJ | $289.2M | — | E*Trade→ |
| C45 | UGVP MANAGEMENT, LLC CRD 170880 | NJ | $634.9M | — | E*Trade→ |
| C45 | ACTIVE WEALTH ADVISORS LLC CRD 336793 | NJ | $75.4M | 1 | E*Trade→ |
| C44 | BANNER CAPITAL MANAGEMENT, LLC CRD 326949 | UT | $527.2M | — | E*Trade→ |
| C44 | MONIMUS CAPITAL MANAGEMENT, LP CRD 309855 | NJ | $204.2M | — | E*Trade→ |
| C44 | WASATCH INVESTMENT FUND MANAGER, LLC CRD 325037 | UT | $254.6M | — | E*Trade→ |
| C44 | SHOREBRIDGE CAPITAL MANAGEMENT, LLC CRD 290660 | NJ | $735.1M | — | E*Trade→ |
| C44 | BURRUS FINANCIAL SERVICES, INC. CRD 141435 | UT | $240.7M | 2 | E*Trade→ |
