| A65 | PHASE III ADVISORY SERVICES, LTD CRD 122959 | IL | $210.9M | 3 | Pershing→ |
| A65 | BLUE GRANITE CAPITAL, LLC CRD 125607 | SC | $108.8M | 3 | Pershing→ |
| B64 | HANOVER ADVISORS, INC CRD 119655 | SC | $354.9M | 3 | Pershing→ |
| B64 | NEW VERNON INVESTMENT MANAGEMENT LLC CRD 160247 | IL | $115.5M | — | Pershing→ |
| B58 | SOUTH GEORGIA CAPITAL, LLC CRD 146765 | IL | $134.0M | 2 | Pershing→ |
| B55 | SIGNATURE FINANCIAL SERVICES, LTD CRD 123729 | IL | $274.0M | 13 | Pershing→ |
| B54 | NORRIS FINANCIAL GROUP, LLC CRD 129422 | SC | $353.0M | 3 | Pershing→ |
| C48 | FRONTAURA CAPITAL LLC CRD 162237 | IL | $256.6M | — | BNY Mellon→ |
| C44 | COZAD ASSET MANAGEMENT INC CRD 104764 | IL | $2.62B | 20 | Pershing→ |
| C44 | GRITSTONE ASSET MANAGEMENT LLC CRD 298500 | MD | $114.9M | 3 | Pershing→ |
| C44 | CROMWELL INVESTMENT ADVISORS, LLC CRD 314411 | MD | $368.9M | — | BNY Mellon→ |
| C42 | HARBOR INVESTMENT ADVISORY, LLC CRD 151085 | MD | $6.87B | 32 | Pershing→ |
| C40 | QRG CAPITAL MANAGEMENT, INC. CRD 305277 | IL | $11.41B | 2 | Pershing→ |
| C40 | SOAPSTONE MANAGEMENT L.P. CRD 162936 | MD | $610.1M | — | Pershing→ |
| C39 | SAVANT INVESTMENT ADVISERS, INC. CRD 121794 | IL | $162.5M | 3 | Pershing→ |
| C38 | FDX ADVISORS, INC. CRD 104601 | IL | $832.8M | — | Pershing→ |
| C37 | NEW VERNON WEALTH MANAGEMENT LLC CRD 164775 | IL | $781.0M | 1 | Pershing→ |
| C36 | PRECISE INVESTMENT MANAGEMENT, INC. CRD 282557 | IL | $186.3M | 8 | Pershing→ |
| C36 | PORT CAPITAL LLC CRD 206517 | IL | $2.85B | 1 | Pershing→ |
| C35 | ENVESTNET ASSET MANAGEMENT, INC. CRD 111694 | IL | $614.93B | 50 | Pershing→ |
| C33 | TENET WEALTH PARTNERS, LLC CRD 339818 | IL | $0 | 3 | Pershing→ |
| C32 | BENCHMARK INVESTMENT ADVISORS LLC CRD 159705 | IL | $329.2M | 3 | Pershing→ |
| C31 | REALTERM TRANSPORTATION LLC CRD 322689 | MD | $10.87B | — | BNY Mellon→ |
| C31 | ARCHFORD CAPITAL STRATEGIES, LLC CRD 164482 | IL | $1.49B | 16 | Pershing→ |
| C30 | EVANSTON CAPITAL MANAGEMENT, LLC CRD 120338 | IL | $4.49B | — | BNY Mellon→ |
| C28 | MESIROW ADVANCED STRATEGIES INC CRD 110754 | IL | $0 | 1 | BNY Mellon→ |
| C27 | T. ROWE PRICE (CANADA) INC. CRD 107290 | MD | $6.55B | 4 | BNY Mellon→ |
| C26 | MWA FINANCIAL SERVICES, INC. CRD 112630 | IL | $640.0M | 50 | Pershing→ |
| C22 | GCM GROSVENOR L.P. CRD 108654 | IL | $95.49B | 3 | BNY Mellon→ |
| C22 | WISHBONE MANAGEMENT, LP CRD 283479 | IL | $1.12B | — | Pershing→ |
| C21 | ALLSTATE INVESTMENT MANAGEMENT COMPANY CRD 107775 | IL | $26.46B | 14 | BNY Mellon→ |
| C16 | FLOWSTRAT FINANCIAL PLANNING, LLC CRD 304041 | IL | — | — | Pershing→ |
