| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| A68 | THE HOGAN-KNOTTS FINANCIAL GROUP, INC. CRD 106758 | NJ | $331.6M | 2 | E*Trade→ |
| B60 | ALJEN ASSET MANAGEMENT LLC CRD 128962 | NJ | $230.2M | 3 | E*Trade→ |
| B60 | MILLINGTON SECURITIES, LLC CRD 147298 | NJ | $140.5M | — | E*Trade→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B59 | ACA/PRUDENT INVESTORS PLANNING CORPORATION CRD 47798 | NJ | $351.4M | 2 | E*Trade→ |
| B58 | JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC CRD 155392 | NJ | $161.7M | 15 | E*Trade→ |
| B56 | EXCEL CAPITAL MANAGEMENT CORP CRD 109229 | NJ | $192.5M | 2 | E*Trade→ |
| B56 | SHAPIRO FINANCIAL SECURITY GROUP, INC. CRD 120801 | NJ | $152.6M | 3 | E*Trade→ |
| B56 | MFG INVESTMENTS, LLC CRD 125122 | NJ | $146.5M | 5 | E*Trade→ |
| B56 | WEALTH MANAGEMENT ASSOCIATES, INC. CRD 117606 | NJ | $717.4M | 11 | E*Trade→ |
| B56 | MLP3, LLC CRD 296314 | NJ | $248.1M | 2 | E*Trade→ |
| B55 | GENEVA FINANCIAL GROUP LLC CRD 331944 | NJ | $233.7M | 1 | E*Trade→ |
| B55 | TSP CAPITAL MANAGEMENT GROUP, LLC CRD 131889 | NJ | $553.3M | 2 | E*Trade→ |
| B53 | REEDMARK ADVISORS, LLC CRD 173760 | NJ | $564.6M | 4 | E*Trade→ |
| B53 | COPPER BEECH FINANCIAL GROUP, LLC CRD 313156 | NJ | $197.4M | 3 | E*Trade→ |
| B53 | SINDIA CAPITAL ADVISERS, LLC CRD 333325 | NJ | $423.4M | 1 | E*Trade→ |
| B53 | AEM ASSET MANAGEMENT, LLC CRD 310360 | NJ | $117.9M | 2 | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B51 | GEREMIA FINANCIAL SERVICES, LLC CRD 156504 | NJ | $132.2M | 5 | E*Trade→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| C50 | BC ADVISORS, LLC CRD 142982 | NJ | $4.73B | 6 | E*Trade→ |
| C49 | BUCKMAN ADVISORY GROUP LLC CRD 131688 | NJ | $277.3M | 15 | E*Trade→ |
| C48 | VICTORY ASSET MANAGEMENT CO., INC. CRD 107203 | NJ | $102.5M | 5 | E*Trade→ |
| C48 | VALHUM ASSET MANAGEMENT, LLC CRD 323895 | NJ | $100.0M | — | E*Trade→ |
| C48 | COVINGTON & ASSOCIATES, INC. CRD 113357 | NJ | $308.2M | 2 | E*Trade→ |
| C48 | BARNEGAT FUND MANAGEMENT INC. CRD 158347 | NJ | $803.4M | — | E*Trade→ |
| C47 | PLAN2THRIVE FINANCIAL, LLC CRD 317005 | IA | $147.5M | 3 | E*Trade→ |
| C47 | LEXINGTON CAPITAL MANAGEMENT LP CRD 292364 | NJ | $153.4M | — | E*Trade→ |
| C46 | LORD ABBETT FIF ADVISOR LLC CRD 332700 | NJ | $190.4M | — | E*Trade→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C46 | RYAN HERITAGE, LLP CRD 317097 | NJ | $18.8M | — | E*Trade→ |
| C46 | MERCATOR MANAGEMENT (USA) LP CRD 318911 | NJ | $297.6M | — | JPMorgan→ |
| C45 | ONEX CREDIT ADVISOR, LLC CRD 330076 | NJ | $417.8M | — | E*Trade→ |
| C45 | AIGA CAPITAL PARTNERS LLC CRD 311692 | NJ | $289.2M | — | E*Trade→ |
| C45 | UGVP MANAGEMENT, LLC CRD 170880 | NJ | $634.9M | — | E*Trade→ |
| C45 | EVERGREEN CAPITAL ASSOCIATES LLC CRD 312909 | NJ | $243.6M | — | JPMorgan→ |
| C45 | ACTIVE WEALTH ADVISORS LLC CRD 336793 | NJ | $75.4M | 1 | E*Trade→ |
| C44 | MONIMUS CAPITAL MANAGEMENT, LP CRD 309855 | NJ | $204.2M | — | E*Trade→ |
| C44 | SHOREBRIDGE CAPITAL MANAGEMENT, LLC CRD 290660 | NJ | $735.1M | — | E*Trade→ |
| C44 | PUFF WEALTH MANAGEMENT LLC CRD 298177 | NJ | $134.8M | 3 | E*Trade→ |
| C44 | WEST HORIZON CAPITAL, LLC CRD 337734 | NJ | $282.8M | — | E*Trade→ |
| C43 | CHADLER INVESTMENT ADVISORY SOLUTIONS, LLC CRD 165763 | NJ | $232.0M | 2 | E*Trade→ |
| C43 | BLACK CORAL FINANCIAL ADVISORS, LLC CRD 154623 | NJ | $504.4M | 4 | E*Trade→ |
| C43 | GSG ADVISORS LLC CRD 131511 | NJ | $862.3M | 3 | E*Trade→ |
| C43 | SANDALWOOD SECURITIES, INC. CRD 27240 | NJ | $930.2M | — | E*Trade→ |
| C42 | SALVUS WEALTH MANAGEMENT, LLC CRD 171986 | NJ | $316.5M | 8 | E*Trade→ |
| C42 | BALLAST CAPITAL ADVISORS LLC CRD 282369 | IA | $328.7M | 3 | E*Trade→ |
| C41 | TANDEM CAPITAL MANAGEMENT CORP CRD 107856 | NJ | $279.7M | 4 | E*Trade→ |