| A67 | GALLO PARTNERS LP CRD 329774 | NJ | $179.0M | — | Morgan Stanley→ |
| A65 | RS ASSET MANAGEMENT, LLC CRD 157768 | CO | $107.2M | 2 | LPL Financial→ |
| B59 | RSW INVESTMENTS HOLDINGS, LLC CRD 302023 | NJ | $2.30B | 2 | Morgan Stanley→ |
| B55 | SEAMOUNT FINANCIAL GROUP INC CRD 107834 | CO | $745.2M | 6 | LPL Financial→ |
| B55 | COLLIER FINANCIAL, INC CRD 175207 | CO | $160.5M | 1 | LPL Financial→ |
| B53 | LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC. CRD 171967 | NJ | $237.4M | 1 | LPL Financial→ |
| B51 | CIMARRON WEALTH MANAGEMENT, INC. CRD 299627 | CO | $327.3M | 10 | LPL Financial→ |
| B50 | CAMBIAR INVESTORS, LLC CRD 115093 | CO | $2.92B | 3 | Morgan Stanley→ |
| C47 | VISION RETIREMENT, LLC CRD 173064 | NJ | $633.7M | 7 | LPL Financial→ |
| C46 | ABNER HERRMAN & BROCK, LLC CRD 8517 | NJ | $2.74B | 5 | LPL Financial→ |
| C46 | CAPITAL FINANCIAL GROUP, INC. CRD 111709 | CO | $237.4M | 3 | LPL Financial→ |
| C44 | EMERALD HILL CAPITAL PARTNERS HOLDINGS, LLC CRD 298843 | CO | $476.0M | — | Morgan Stanley→ |
| C44 | PASSAIC PARTNERS LLC CRD 313290 | NJ | $2.24B | — | Morgan Stanley→ |
| C41 | ALIGN ADVISOR GROUP, LLC CRD 336638 | NJ | $127.5M | 2 | LPL Financial→ |
| C38 | CREDIT CAPITAL INVESTMENTS, LLC CRD 160537 | NJ | $351.3M | — | Morgan Stanley→ |
| C38 | MARSHALL INVESTMENT MANAGEMENT, LLC CRD 174817 | CO | $298.0M | 8 | LPL Financial→ |
| C37 | DODDS WEALTH, LLC CRD 323632 | CO | $706.2M | 7 | LPL Financial→ |
| C34 | DIADEMA PARTNERS LP CRD 331527 | NJ | $397.9M | — | Morgan Stanley→ |
| C33 | BLUEVINE ADVISORY LLC CRD 326599 | NJ | $8.9M | — | Morgan Stanley→ |
| C32 | WOMEN'S WEALTH ADVISOR CRD 317291 | NJ | $120.8M | 7 | LPL Financial→ |
| C32 | VARRA WEALTH MANAGEMENT LLC CRD 324044 | CO | $305.6M | 7 | LPL Financial→ |
| C28 | HIGGINS & SCHMIDT WEALTH STRATEGIES LLC CRD 286063 | CO | $279.5M | 4 | LPL Financial→ |
| C28 | ATLAS PRIVATE WEALTH ADVISORS, LLC CRD 283744 | NJ | $859.8M | 19 | LPL Financial→ |
| C26 | MORGAN STANLEY INSTITUTIONAL INVESTMENT ADVISORS LLC CRD 149122 | CO | $14.73B | 26 | Morgan Stanley→ |
| C26 | PGIM CUSTOM HARVEST LLC CRD 290235 | NJ | $6.90B | — | Morgan Stanley→ |
| C25 | DENVER WEALTH MANAGEMENT, INC. CRD 284868 | CO | $529.8M | 9 | LPL Financial→ |
| C24 | VAN LEEUWEN & COMPANY, LLC CRD 126447 | NJ | — | — | LPL Financial→ |
| C18 | COOK STREET CONSULTING, INC. CRD 112829 | CO | — | — | Morgan Stanley→ |
| C17 | AVANT-GARDE ADVISORS LLC CRD 151527 | CO | — | — | LPL Financial→ |
| C12 | YG PARTNERS, LLC CRD 168677 | NJ | — | — | Morgan Stanley→ |
