| A65 | WRIGHT WEALTH STRATEGIES, LLC CRD 304289 | CA | $127.2M | 1 | LPL Financial→ |
| A65 | ENDURING WEALTH ADVISORS, LLC CRD 323320 | CA | $122.8M | 3 | LPL Financial→ |
| A65 | BUTTERWORTH FINANCIAL LLC CRD 325026 | MA | $103.3M | 1 | LPL Financial→ |
| B61 | KEITH HAMILTON, INC. CRD 155865 | CA | $188.9M | 2 | LPL Financial→ |
| B61 | THE SHER WEALTH MANAGEMENT GROUP, INC. CRD 172369 | MA | $145.6M | 2 | LPL Financial→ |
| B59 | 7 STREETS FINANCIAL, LLC CRD 282577 | CA | $88.4M | — | LPL Financial→ |
| B57 | GOLDMAN LANCASTER, INC. CRD 136134 | CA | $360.5M | 3 | LPL Financial→ |
| B55 | BERESH, PATRICK MICHAEL CRD 137495 | CA | $117.2M | 1 | LPL Financial→ |
| B53 | ALESSANDRA CAPITAL MANAGEMENT, LLC CRD 123305 | CA | $153.5M | 2 | LPL Financial→ |
| B52 | PETIX & BOTTE COMPANY CRD 170020 | CA | $411.9M | 4 | LPL Financial→ |
| B52 | RUBICON ADVISORS, GP CRD 174447 | CA | $420.7M | 11 | LPL Financial→ |
| B52 | SUMMIT WEALTH MANAGEMENT GROUP, INC. CRD 170029 | CA | $249.5M | 4 | LPL Financial→ |
| B50 | LEWIS FINANCIAL, LLC CRD 170324 | CA | $133.9M | 3 | LPL Financial→ |
| B50 | KERUX, LLC CRD 327724 | CA | $428.0M | 3 | LPL Financial→ |
| C50 | SHEPHERD FINANCIAL PARTNERS, LLC CRD 169093 | MA | $1.38B | 8 | LPL Financial→ |
| C50 | SOLANO WEALTH INVESTMENT ADVISORS, LLC CRD 322037 | CA | $331.9M | 2 | LPL Financial→ |
| C50 | ARISTOTLE CAPITAL BOSTON, LLC CRD 173198 | MA | $1.83B | 2 | State Street→ |
| C49 | ROTHWELL INVESTMENT ADVISORS LLC CRD 337504 | MA | $187.7M | 3 | LPL Financial→ |
| C49 | ALGORITHMIC INVESTMENT MODELS, LLC CRD 306354 | MA | $87.8M | 7 | LPL Financial→ |
| C49 | NAPIER FINANCIAL, LLC CRD 336725 | MA | $550.1M | 8 | LPL Financial→ |
| C48 | ANCHOR CAPITAL ADVISORS LLC CRD 105540 | MA | $2.37B | 17 | LPL Financial→ |
| C47 | TORTUGA WEALTH MANAGEMENT, INC. CRD 153737 | CA | $222.9M | 4 | LPL Financial→ |
| C47 | BYRNE FINANCIAL FREEDOM, LLC CRD 167893 | MA | $546.4M | 6 | LPL Financial→ |
| C47 | ESSEX INVESTMENT MANAGEMENT COMPANY, LLC CRD 109962 | MA | $712.7M | — | State Street→ |
| C47 | NAVIGATION GROUP LLC CRD 130982 | CA | $1.01B | 3 | LPL Financial→ |
| C46 | RICE HALL JAMES & ASSOCIATES LLC CRD 125410 | CA | $1.74B | 6 | State Street→ |
| C46 | ALPHA WEALTH MANAGEMENT AND PLANNING LLC CRD 163917 | CA | $319.6M | 6 | LPL Financial→ |
| C46 | SUN GROUP WEALTH PARTNERS LLC CRD 166372 | CA | $224.5M | 3 | LPL Financial→ |
| C45 | STERLING FINANCIAL GROUP, INC. CRD 300327 | CA | $16.1M | 4 | LPL Financial→ |
| C45 | SPECTRUM WEALTH ADVISORY GROUP, LLC CRD 298632 | CA | $445.4M | 4 | LPL Financial→ |
| C45 | LAKE AVENUE FINANCIAL LLC CRD 315746 | CA | $154.7M | 5 | LPL Financial→ |
| C44 | LEEWARD INVESTMENTS, LLC CRD 312557 | MA | $2.87B | 2 | LPL Financial→ |
| C44 | R SQUARED BM LLC CRD 308920 | CA | $3.35B | 4 | State Street→ |
| C42 | LEEDS CAPITAL GROUP, LLC CRD 327004 | CA | $179.7M | 2 | LPL Financial→ |
| C42 | METROPOLITAN WEST ASSET MANAGEMENT LLC CRD 104571 | CA | $78.52B | — | State Street→ |
| C42 | THE BAUPOST GROUP, L.L.C. CRD 109530 | MA | $24.68B | — | State Street→ |
| C42 | HONTE ADVISORS LLC CRD 308341 | CA | $417.7M | — | State Street→ |
| C42 | WINTHROP ADVISORY GROUP, LLC CRD 288178 | MA | $3.10B | 27 | LPL Financial→ |
| C41 | FLAGSHIP PRIVATE WEALTH, LLC CRD 175277 | MA | $447.2M | 4 | LPL Financial→ |
| C41 | FISHER & WIENS WEALTH MANAGEMENT, LLC CRD 286079 | CA | $250.3M | 1 | LPL Financial→ |
| C41 | HESEN & HASLAM, LLC CRD 286235 | CA | $283.7M | 2 | LPL Financial→ |
| C41 | MEKETA FIDUCIARY MANAGEMENT, LLC CRD 323605 | CA | $20.14B | — | State Street→ |
| C41 | VALIDUS GROWTH INVESTORS, LLC CRD 166575 | CA | $352.9M | 2 | LPL Financial→ |
| C40 | TENNENBAUM CAPITAL PARTNERS, LLC CRD 113203 | CA | $3.16B | — | State Street→ |
| C40 | CLOUGH CAPITAL PARTNERS, LP CRD 131257 | MA | $1.51B | — | State Street→ |
| C40 | FLAGSHIP HARBOR ADVISORS, LLC CRD 155733 | MA | $3.42B | 50 | LPL Financial→ |
| C40 | TIDEMARK, LLC CRD 327611 | CA | $462.5M | 7 | LPL Financial→ |
| C39 | MAREST CAPITAL, LLC CRD 315958 | CA | $239.8M | 2 | LPL Financial→ |
| C39 | STRATEGIC GLOBAL ADVISORS, LLC CRD 286019 | CA | $3.03B | — | State Street→ |
| C39 | POTENTIA RIA, LLC CRD 329135 | CA | $569.1M | 9 | LPL Financial→ |
