| A75 | MERRITHEW & THORSTEN, INC. CRD 133563 | CA | $155.0M | 2 | Pershing→ |
| A68 | EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLC CRD 140929 | CA | $169.8M | 2 | Pershing→ |
| A66 | THE PUTNEY FINANCIAL GROUP LLC CRD 111639 | CA | $205.4M | 6 | Pershing→ |
| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| B64 | PHILLIP B. WHITE CO., INC. CRD 300623 | CA | $318.7M | 2 | Pershing→ |
| B59 | DIPSEA CAPITAL, LLC CRD 257787 | CA | $58.3M | 2 | Apex Clearing→ |
| B58 | ASL FINANCIAL, LLC CRD 115479 | CA | $186.7M | 1 | Pershing→ |
| B58 | EVERY SECURITIES LLC CRD 333167 | CA | $122.7M | — | Pershing→ |
| B56 | ENGAGED CAPITAL, LLC CRD 161251 | CA | $432.3M | — | Pershing→ |
| B56 | FELL CAPITAL MANAGEMENT CRD 104986 | CA | $161.8M | 1 | Pershing→ |
| B55 | AVISEN ADVISORS, LLC CRD 113791 | CA | $389.0M | 10 | Pershing→ |
| B51 | TRIANGLE PEAK PARTNERS, LP CRD 147917 | CA | $271.9M | — | Pershing→ |
| C50 | TED BUCHAN & COMPANY, LLC CRD 140722 | CA | $413.2M | 2 | Pershing→ |
| C50 | BARRIER CAPITAL MANAGEMENT, LLC CRD 312294 | CA | $136.0M | — | Pershing→ |
| C48 | GALLIOTT CAPITAL ADVISORS, LLC CRD 313094 | CA | $249.0M | 4 | Pershing→ |
| C47 | WAGNER LOFTIN INVESTMENT SERVICES LLC CRD 109770 | CA | $396.4M | 6 | Pershing→ |
| C46 | GREENSTONE PARTNERS, LLC CRD 136566 | CA | $499.3M | — | Pershing→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C44 | AUDENT GLOBAL ASSET MANAGEMENT, LLC CRD 308166 | CA | $452.3M | 4 | Pershing→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C42 | ARGOS GLOBAL ADVISORS, LLC CRD 287672 | CA | $13.0M | 3 | Pershing→ |
| C42 | ARTA FINANCE WEALTH MANAGEMENT, LLC CRD 318714 | CA | $153.4M | 3 | Pershing→ |
| C42 | POTRERO CAPITAL RESEARCH, LLC CRD 125909 | CA | $419.6M | — | Pershing→ |
| C42 | WESTERLY CAPITAL MANAGEMENT LLC CRD 140089 | CA | $488.9M | — | Pershing→ |
| C42 | PROSSER CREEK ASSET MANAGEMENT LLC CRD 318883 | CA | $266.7M | — | Pershing→ |
| C41 | CRUX WEALTH ADVISORS CRD 330731 | CA | $547.7M | 11 | Pershing→ |
| C40 | JACKSON SQUARE CAPITAL, LLC CRD 300314 | CA | $564.3M | 5 | Pershing→ |
| C40 | TOP TIER CAPITAL PARTNERS, LLC CRD 144546 | CA | $7.27B | — | Pershing→ |
| C40 | BANYAN TREE ASSET MANAGEMENT, LLC CRD 168384 | CA | $1.03B | 3 | Pershing→ |
| C40 | GKV CAPITAL MANAGEMENT CO INC CRD 108767 | CA | $357.2M | 50 | Pershing→ |
| C39 | OSTROFE FINANCIAL CONSULTANTS INC CRD 110064 | CA | $386.4M | 3 | Pershing→ |
| C38 | FINEC ASSET MANAGEMENT LLC CRD 231789 | CA | $157.0M | 6 | Pershing→ |
| C37 | ARC ADVISORY LLC CRD 330258 | CA | $708.3M | — | Pershing→ |
| C36 | RBO & CO, LLC CRD 112172 | CA | $654.8M | — | Pershing→ |
| C34 | ALLY INVEST ADVISORS INC CRD 170301 | NC | $1.73B | 50 | Apex Clearing→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C33 | CASSIA CAPITAL PARTNERS LLC CRD 159911 | NC | $251.2M | 4 | Pershing→ |
| C32 | GOBI CAPITAL LLC CRD 151427 | CA | $2.69B | — | Pershing→ |
| C32 | CREATIVE INVESTMENT GROUP LLC CRD 334028 | TN | $209.0M | 6 | Pershing→ |
| C32 | BLUE SUMMIT FINANCIAL GROUP, INC. CRD 148782 | CA | $211.4M | 3 | Pershing→ |
| C31 | CAMELOT CAPITAL PARTNERS LLC CRD 281843 | CA | $1.54B | — | Pershing→ |
| C31 | FIRST CITIZENS INVESTOR SERVICES, INC. CRD 44430 | NC | $2.63B | 50 | Pershing→ |
| C29 | STRATEGY CAPITAL LLC CRD 169007 | CA | $1.34B | — | Pershing→ |
| C28 | BRIDGEWEALTH ADVISORY GROUP, LLC CRD 293514 | CA | $868.9M | 5 | Pershing→ |
| C28 | GRIFFIN BLACK, LLC CRD 134684 | CA | $355.5M | 5 | Pershing→ |
| C28 | DAFNA CAPITAL MANAGEMENT, LLC CRD 129053 | CA | $645.2M | 7 | Pershing→ |
| C28 | NWF ADVISORY SERVICES INC CRD 110410 | CA | $6.43B | 50 | Pershing→ |
| C27 | HORIZON INVESTMENTS LLC CRD 109552 | NC | $8.47B | 27 | Pershing→ |
| C27 | INDEPENDENT FINANCIAL GROUP, LLC CRD 7717 | CA | $12.93B | 50 | Pershing→ |
| C27 | LM ADVISORS LLC CRD 153940 | CA | $2.88B | 5 | Pershing→ |
