| B54 | ASCENT CAPITAL PARTNERS, LLC CRD 291218 | AZ | $172.0M | 8 | JPMorgan→ |
| B51 | MONEY MANAGEMENT SERVICES, INC. CRD 106832 | AL | $442.7M | 5 | Pershing→ |
| C45 | BRADLEY WEALTH LLC CRD 131808 | AZ | $196.7M | 3 | Pershing→ |
| C45 | AXIENT INVESTMENT ADVISORS LLC CRD 336722 | AL | $454.0M | 13 | Pershing→ |
| C40 | COOK & BYNUM CAPITAL MANAGEMENT, LLC CRD 149454 | AL | $359.8M | — | Pershing→ |
| C40 | INDIGO PARTNERS LLC CRD 163648 | AZ | $1.66B | — | JPMorgan→ |
| C40 | ABLE FINANCIAL GROUP, LLC CRD 323646 | AZ | $732.9M | 9 | Pershing→ |
| C40 | SOCIAL LEVERAGE ADVISORS, LLC CRD 292690 | AZ | $443.7M | — | JPMorgan→ |
| C36 | GALLOWAY ASSET MANAGEMENT LLC CRD 141091 | AZ | $17.9M | 26 | Pershing→ |
| C34 | STONEX ADVISORS INC. CRD 174182 | AL | $5.09B | 50 | Pershing→ |
| C32 | ANDERSON GROWTH PARTNERS, LLC CRD 138600 | AL | $1.01B | 1 | Pershing→ |
| C32 | BCR WEALTH STRATEGIES, LLC CRD 119670 | AL | $528.1M | 7 | Pershing→ |
| C32 | J. P. DAVIS, INC. CRD 289548 | AZ | $242.0M | 4 | Pershing→ |
| C26 | GI MANAGER L.P. CRD 161573 | AZ | $35.74B | — | JPMorgan→ |
| C21 | BDT & ASSOCIATES, INC. CRD 288008 | AZ | $371.1M | 11 | Pershing→ |
| C18 | S.E. THORN & CO. CRD 113754 | AZ | — | 4 | Pershing→ |
| C15 | ASTEROZOA MANAGEMENT LLC CRD 316870 | AZ | $103.9M | 3 | Pershing→ |
