| B65 | VN CAPITAL MANAGEMENT, LLC CRD 166761 | NC | $63.0M | — | Pershing→ |
| C46 | UWHARRIE INVESTMENT ADVISORS, INC. CRD 117592 | NC | $337.8M | 17 | Pershing→ |
| C43 | NATIONS FINANCIAL GROUP, INC. CRD 44181 | IA | $4.77B | 50 | Wells Fargo→ |
| C43 | CAPITAL INVESTMENT COUNSEL INC CRD 104591 | NC | $1.02B | 4 | Pershing→ |
| C38 | THREE MAGNOLIAS FINANCIAL ADVISORS, LLC CRD 114471 | NC | $487.1M | 5 | Wells Fargo→ |
| C34 | FIRST CITIZENS ASSET MANAGEMENT, INC CRD 140777 | NC | $465.1M | 50 | Pershing→ |
| C33 | CASSIA CAPITAL PARTNERS LLC CRD 159911 | NC | $251.2M | 4 | Pershing→ |
| C32 | TRADEWINDS, LLC CRD 316415 | NC | $659.4M | 10 | Wells Fargo→ |
| C31 | FIRST CITIZENS INVESTOR SERVICES, INC. CRD 44430 | NC | $2.63B | 50 | Pershing→ |
| C31 | TRANSAMERICA RETIREMENT ADVISORS, LLC CRD 107319 | IA | $18.83B | 39 | Pershing→ |
| C27 | HORIZON INVESTMENTS LLC CRD 109552 | NC | $8.47B | 27 | Pershing→ |
| C26 | CC MANAGEMENT GP, LLC CRD 168693 | NC | $1.39B | — | Wells Fargo→ |
| C23 | ABSHER WEALTH MANAGEMENT, LLC CRD 304642 | NC | $1.26B | 7 | Wells Fargo→ |
| C23 | PRINCIPAL REAL ESTATE INVESTORS, LLC CRD 109008 | IA | $105.65B | — | Wells Fargo→ |
| C23 | WELLS FARGO INVESTMENT INSTITUTE, INC. CRD 133204 | NC | $43.00B | 49 | Wells Fargo→ |
| C21 | BASEPOINT WEALTH, LLC CRD 289538 | IA | $883.8M | 13 | Pershing→ |
| C17 | FINANCIAL SYMMETRY INCORPORATED CRD 118443 | NC | $1.54B | 15 | Pershing→ |
