| A65 | BLUE GRANITE CAPITAL, LLC CRD 125607 | SC | $108.8M | 3 | Pershing→ |
| B64 | HANOVER ADVISORS, INC CRD 119655 | SC | $354.9M | 3 | Pershing→ |
| B63 | CRUISER CAPITAL ADVISORS, LLC CRD 168739 | CT | $104.4M | — | Pershing→ |
| B57 | SEARLE & CO. CRD 13035 | CT | $629.9M | 13 | Pershing→ |
| B54 | NORRIS FINANCIAL GROUP, LLC CRD 129422 | SC | $353.0M | 3 | Pershing→ |
| B50 | MATSON FINANCIAL ADVISORS, INC. CRD 122480 | CT | $518.9M | 3 | Pershing→ |
| C50 | PRIVATE CAPITAL ASSET MANAGEMENT LLC CRD 317930 | CT | $13.0M | — | Pershing→ |
| C48 | GREYLOCK CAPITAL MANAGEMENT, LLC CRD 137825 | CT | $313.9M | — | Pershing→ |
| C48 | GREENHAVEN ROAD INVESTMENT MANAGEMENT, LP CRD 288555 | CT | $299.5M | — | Pershing→ |
| C47 | FIRST HEARTLAND CONSULTANTS, INC. CRD 110377 | MO | $2.09B | 50 | Pershing→ |
| C44 | JACKSON, GRANT INVESTMENT ADVISERS, INC. CRD 108156 | CT | $577.7M | 4 | Pershing→ |
| C44 | AYRTON CAPITAL LLC CRD 286298 | CT | $358.9M | — | Pershing→ |
| C40 | HERBERT J. SIMS CAPITAL MANAGEMENT, INC. CRD 134510 | CT | $436.9M | 37 | Pershing→ |
| C39 | DETALUS ADVISORS, LLC CRD 117958 | MO | $2.22B | 12 | Pershing→ |
| C38 | VOYA FINANCIAL ADVISORS, INC. CRD 2882 | CT | $3.87B | 50 | Pershing→ |
| C35 | CAS INVESTMENT PARTNERS, LLC CRD 170071 | CT | $2.45B | — | Pershing→ |
| C34 | ACR ALPINE CAPITAL RESEARCH, LLC CRD 110933 | MO | $10.79B | 8 | Pershing→ |
| C34 | TITAN ADVISORS, LLC CRD 135805 | CT | $1.53B | 1 | Pershing→ |
| C34 | PRIVATE CAPITAL ADVISORS, INC. CRD 125771 | CT | $1.28B | 1 | Pershing→ |
| C33 | BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC CRD 297750 | MO | $705.4M | 9 | Pershing→ |
| C28 | CLEAR HARBOR ASSET MANAGEMENT, LLC CRD 152242 | CT | $2.05B | 15 | Pershing→ |
| C27 | JAG CAPITAL MANAGEMENT LLC CRD 159227 | MO | $1.90B | 13 | Pershing→ |
| C27 | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED CRD 146936 | MO | $18.92B | 50 | Pershing→ |
| C27 | FOCUS PARTNERS WEALTH, LLC CRD 159289 | MO | $181.86B | 50 | Pershing→ |
| C27 | STEWARD PARTNERS INVESTMENT ADVISORY, LLC CRD 283004 | CT | $33.52B | 50 | Pershing→ |
| C27 | THE GARBACZ GROUP, INC. CRD 26104 | MO | — | — | Pershing→ |
| C26 | CARRONADE CAPITAL MANAGEMENT, LP CRD 309174 | CT | $3.43B | — | Pershing→ |
| C26 | PARNASSUS LLC CRD 167146 | CT | — | — | Pershing→ |
| C24 | CHILTON INVESTMENT SERVICES, LLC CRD 159306 | CT | $8.15B | 3 | Pershing→ |
| C12 | ROSSMORE PRIVATE CAPITAL, LLC CRD 288453 | CT | $1.92B | 4 | Pershing→ |
