| A81 | RCM ROBINSON CAPITAL MANAGEMENT LLC CRD 112814 | CA | $61.8M | 1 | E*Trade→ |
| A74 | GARLIKOV ADVISORS INC CRD 112352 | OH | $207.6M | 3 | E*Trade→ |
| A74 | LESA SROUFE & COMPANY, INC. CRD 130232 | WA | $207.3M | 4 | E*Trade→ |
| A74 | RABE INVESTMENT CONSULTING GROUP CRD 316029 | OH | $129.9M | 2 | E*Trade→ |
| A72 | JRP CAPITAL CORP CRD 106285 | OH | $108.5M | — | E*Trade→ |
| A67 | CHARTIST INC CRD 105072 | CA | $169.7M | 2 | E*Trade→ |
| A67 | ATLANTIS WEALTH ADVISORS LLC CRD 169956 | OH | $150.2M | 4 | E*Trade→ |
| A66 | PRIVATE PORTFOLIOS, INC. CRD 111905 | CA | $293.5M | 2 | E*Trade→ |
| A66 | ORRELL CAPITAL MANAGMENT, INC. CRD 112487 | CA | $236.3M | 1 | E*Trade→ |
| B64 | SCHMITZ CAPITAL PARTNERS, LLC CRD 105702 | CA | $132.0M | 2 | E*Trade→ |
| B64 | MENCH FINANCIAL INC CRD 106689 | OH | $130.6M | 3 | E*Trade→ |
| B64 | SANDER CAPITAL ADVISORS, INC. CRD 112499 | WA | $210.0M | 2 | E*Trade→ |
| B64 | VORPAHL WING SECURITIES, INC. CRD 47548 | WA | $124.4M | 4 | E*Trade→ |
| B63 | VOYAGER MANAGEMENT, LLC CRD 135434 | CA | $208.6M | — | E*Trade→ |
| B63 | TENZING GLOBAL MANAGEMENT LLC CRD 159696 | CA | $228.1M | — | E*Trade→ |
| B63 | SEA CLIFF PARTNERS MANAGEMENT, LP CRD 316909 | CA | $239.4M | — | E*Trade→ |
| B61 | PACIFIC MANAGEMENT PARTNERS LLC CRD 172044 | CA | $214.0M | — | E*Trade→ |
| B61 | CONTINENTAL INVESTORS SERVICES, INC. CRD 29775 | WA | $196.8M | 19 | E*Trade→ |
| B61 | SAXON SECURITIES LLC CRD 155168 | CA | $94.6M | 1 | E*Trade→ |
| B60 | PHOCAS FINANCIAL CORPORATION CRD 135470 | CA | $682.7M | 3 | E*Trade→ |
| B60 | BRANSON FRANK A INC CRD 110451 | CA | $223.2M | 1 | E*Trade→ |
| B60 | SOUTH BAY FINANCIAL PARTNERS GROUP, INC. CRD 175015 | CA | $114.8M | 2 | E*Trade→ |
| B60 | DACHTLER WEALTH ADVISORS, LLC CRD 335863 | CA | $120.4M | 2 | E*Trade→ |
| B60 | COBURN BARRETT, LLC CRD 166464 | CA | $112.7M | 1 | E*Trade→ |
| B60 | STOCK FARM PARTNERS LLC CRD 300060 | CA | $137.7M | — | E*Trade→ |
| B60 | BRUESKE ADVISORY SERVICES, LLC CRD 300689 | WA | $35.8M | 4 | E*Trade→ |
| B59 | GLOBAL WEALTH STRATEGIES LLC CRD 127059 | CA | $147.0M | 1 | E*Trade→ |
| B59 | ALCOSTA CAPITAL MANAGEMENT, INC. CRD 128679 | CA | $210.2M | 1 | E*Trade→ |
| B59 | CONWAY CAPITAL MANAGEMENT, INC. CRD 133260 | CA | $231.9M | 1 | E*Trade→ |
| B59 | TRIAD INVESTMENT MANAGEMENT, LLC CRD 146786 | CA | $119.5M | 2 | E*Trade→ |
| B59 | ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLC CRD 159094 | CA | $59.2M | 1 | E*Trade→ |
| B59 | SEVEN HILLS CAPITAL ADVISORS, LLC CRD 175280 | OH | $130.0M | 1 | E*Trade→ |
| B59 | SENTINEL GLOBAL LP CRD 326444 | CA | $210.3M | — | E*Trade→ |
| B59 | NOVAWAVE CAPITAL LLC CRD 333205 | CA | $90.0M | — | E*Trade→ |
| B59 | GRATTAN FINANCIAL STRATEGIES, INC. CRD 108449 | CA | $352.8M | 2 | E*Trade→ |
| B59 | CAMELOT PORTFOLIOS, LLC CRD 145918 | OH | $272.2M | 3 | E*Trade→ |
| B59 | REGIS METRO ASSOCIATES, INC. CRD 160859 | CA | $617.8M | — | E*Trade→ |
| B58 | MCDONALD PARTNERS LLC CRD 135414 | OH | $1.28B | 29 | E*Trade→ |
| B58 | MAKAIRA PARTNERS, LLC CRD 153729 | CA | $209.8M | — | E*Trade→ |
| B58 | 3 MANAGEMENT CO, LLC CRD 324187 | CA | $88.6M | — | E*Trade→ |
| B58 | WINSLOW ASSET MANAGEMENT INC CRD 106337 | OH | $626.7M | 1 | E*Trade→ |
| B58 | VARIANT EQUITY ADVISORS, LLC CRD 297046 | CA | $338.4M | — | E*Trade→ |
| B58 | KUNATH KARREN RINNE & ATKIN LLC CRD 104531 | WA | $373.0M | 3 | E*Trade→ |
| B58 | PLAN LIFE & WEALTH MANAGEMENT, INC. CRD 44960 | CA | $195.4M | 6 | E*Trade→ |
| B57 | WARD & ASSOCIATES CRD 107878 | CA | $187.2M | 2 | E*Trade→ |
| B57 | SIMCOE CAPITAL, LLC CRD 121505 | WA | $109.4M | 3 | E*Trade→ |
| B57 | P3 ASSET MANAGEMENT, LLC CRD 327327 | WA | $40.3M | — | E*Trade→ |
| B57 | SHIMA CAPITAL MANAGEMENT LLC CRD 320929 | CA | $164.6M | — | E*Trade→ |
| B57 | RETIREMENT PLANS, INC. CRD 286214 | OH | $224.9M | 1 | E*Trade→ |
| B57 | SYNDICATED CAPITAL, INC. CRD 29037 | CA | $142.0M | 20 | E*Trade→ |