| A70 | HMS FINANCIAL SERVICES, LLC CRD 131569 | SC | $118.5M | 1 | E*Trade→ |
| A66 | YON DRAKE & ASSOCIATES INC CRD 111491 | SC | $304.7M | 2 | E*Trade→ |
| B63 | BRICKELL KEY ASSET MANAGEMENT LLC CRD 295209 | SC | $119.9M | — | E*Trade→ |
| B60 | THE CAVANAUGH GROUP INC CRD 105931 | SC | $485.7M | 2 | E*Trade→ |
| B59 | BOWSIDE CAPITAL, LLC CRD 170509 | SC | $230.2M | — | E*Trade→ |
| B58 | IMPRINT WEALTH LLC CRD 322130 | SC | $131.6M | 2 | E*Trade→ |
| B56 | PRIMETRUST ADVISORS LLC CRD 141625 | SC | $421.6M | 2 | E*Trade→ |
| B55 | IVY EVERGREEN, LLC CRD 324430 | SC | $155.0M | — | E*Trade→ |
| B51 | BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. CRD 13609 | IA | $906.4M | 50 | E*Trade→ |
| B50 | SQN VENTURE PARTNERS, LLC CRD 301483 | SC | $137.3M | — | E*Trade→ |
| C47 | PLAN2THRIVE FINANCIAL, LLC CRD 317005 | IA | $147.5M | 3 | E*Trade→ |
| C46 | FRONTLINE HEALTHCARE PARTNERS, LLC CRD 311770 | SC | $168.1M | — | E*Trade→ |
| C46 | BFC PLANNING, INC. CRD 119682 | IA | $3.84B | 50 | E*Trade→ |
| C42 | BALLAST CAPITAL ADVISORS LLC CRD 282369 | IA | $328.7M | 3 | E*Trade→ |
| C41 | GROUND SWELL CAPITAL, LLC CRD 159812 | SC | $949.2M | 6 | E*Trade→ |
| C39 | AEGON USA REALTY ADVISORS, LLC CRD 286438 | IA | $394.5M | — | E*Trade→ |
| C38 | DMKC ADVISORY SERVICES, LLC CRD 145112 | IA | $902.5M | 11 | E*Trade→ |
| C38 | GLOBAL VIEW INVESTMENT ADVISORS, LLC CRD 145499 | SC | $553.8M | 4 | E*Trade→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C37 | 360 FINANCIAL PARTNERS, LLC CRD 169280 | SC | $206.5M | 3 | E*Trade→ |
| C36 | PERFORMA LIMITED (US), LLC CRD 154232 | SC | $4.49B | — | E*Trade→ |
| C36 | AOT INVEST LLC CRD 319016 | IA | $93.9M | 1 | E*Trade→ |
| C34 | VAN METER ASSOCIATES, LLC CRD 134191 | IA | — | 2 | E*Trade→ |
| C33 | VOLOFIN CAPITAL MANAGEMENT (US) LLC CRD 309922 | SC | $1.01B | — | E*Trade→ |
| C33 | GOEPPER BURKHARDT LLC CRD 127896 | SC | $380.3M | 3 | E*Trade→ |
| C31 | DES MOINES INVESTMENTS, LLC CRD 146322 | IA | $246.0M | 3 | E*Trade→ |
| C30 | BTC CAPITAL MANAGEMENT, INC. CRD 127158 | IA | $4.60B | 22 | E*Trade→ |
| C27 | MATTY AI INC. CRD 317016 | SC | $39K | 1 | E*Trade→ |
| C27 | BINNACLE INVESTMENTS, INC. CRD 313185 | IA | $264.1M | 5 | E*Trade→ |
| C27 | ALPHABIT INVESTMENTS, LLC CRD 334827 | IA | $7.7M | 2 | E*Trade→ |
| C27 | ALTRIARCH ASSET MANAGEMENT, LLC CRD 328482 | SC | $349.1M | — | E*Trade→ |
| C26 | SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLC CRD 321109 | IA | $122.05B | — | E*Trade→ |
| C26 | WEALTH INTELLIGENTLY NAVIGATED, LLC CRD 340998 | SC | $0 | 2 | E*Trade→ |
| C25 | FBL WEALTH MANAGEMENT, LLC CRD 291396 | IA | $9.2M | 50 | E*Trade→ |
| C23 | PRINCIPAL ADVISED SERVICES, LLC CRD 297324 | IA | $1.42B | 50 | E*Trade→ |
| C19 | SITUSAMC REAL ESTATE VALUATION SERVICES, LLC CRD 106747 | IA | $0 | — | E*Trade→ |
| C15 | GAMBIT SECURITIES, INC. CRD 149584 | SC | — | — | E*Trade→ |
| C14 | AZALEA CAPITAL CRD 164102 | SC | — | 2 | E*Trade→ |
