| A65 | NEW ENGLAND SCHOONER, INC. CRD 129552 | MA | $165.2M | 4 | Pershing→ |
| B62 | IBS CAPITAL LLC CRD 160585 | MA | $123.0M | — | Pershing→ |
| B57 | KEIDAN FINANCIAL CONSULTANTS LLC CRD 108093 | OH | $574.9M | 2 | Pershing→ |
| B51 | FINANCIAL MANAGEMENT STRATEGIES, INC. CRD 120818 | OH | $714.2M | 19 | Pershing→ |
| C49 | HENDLEY & CO INC CRD 110465 | OH | $445.0M | 2 | Pershing→ |
| C48 | CLUTTERBUCK CAPITAL MANAGEMENT LLC CRD 140082 | OH | $233.4M | — | Pershing→ |
| C47 | FOUNTAIN SQUARE ASSET MANAGEMENT, LLC CRD 316955 | OH | $233.7M | 3 | Pershing→ |
| C41 | JAMES REED FINANCIAL SERVICES, INC. CRD 112179 | OH | $388.6M | 4 | Pershing→ |
| C41 | BEATON MANAGEMENT CO INC CRD 104728 | MA | $445.7M | — | Pershing→ |
| C40 | ARCADIA FUNDS, LLC CRD 166087 | MA | $192.8M | — | U.S. Bank→ |
| C39 | COLUMBIA CENT CLO ADVISERS, LLC CRD 310864 | MA | $3.00B | — | U.S. Bank→ |
| C39 | 71 WEST CAPITAL PARTNERS, LLC CRD 338756 | MA | $5.51B | 6 | Pershing→ |
| C38 | VANTAGE FINANCIAL GROUP, INC. CRD 105950 | OH | $866.9M | 21 | Pershing→ |
| C38 | KANAME CAPITAL, L.P. CRD 300565 | MA | $319.7M | — | Pershing→ |
| C34 | AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC") CRD 161853 | OH | $21.32B | — | U.S. Bank→ |
| C31 | TRANSAMERICA RETIREMENT ADVISORS, LLC CRD 107319 | IA | $18.83B | 39 | Pershing→ |
| C30 | MOODY ALDRICH PARTNERS, LLC CRD 106920 | MA | $864.3M | 2 | Pershing→ |
| C30 | WESBANCO SECURITIES, INC. CRD 43276 | OH | $285.9M | 50 | Pershing→ |
| C29 | ABRY PARTNERS III, LLC CRD 323712 | MA | $1.11B | — | U.S. Bank→ |
| C29 | FIRST EAGLE ALTERNATIVE CREDIT, LLC CRD 150900 | MA | $12.56B | — | U.S. Bank→ |
| C27 | VALMARK ADVISERS INC CRD 108050 | OH | $10.17B | 50 | Pershing→ |
| C26 | CHARLESBANK CAPITAL PARTNERS, LLC CRD 160256 | MA | $21.06B | — | U.S. Bank→ |
| C25 | GATEWAY WEALTH, INC. CRD 106022 | OH | — | 1 | Pershing→ |
| C25 | BOYD WATTERSON ASSET MANAGEMENT, LLC CRD 107808 | OH | $18.81B | 18 | U.S. Bank→ |
| C24 | JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC CRD 174433 | MA | $2.20B | 50 | Pershing→ |
| C22 | NEPC, LLC CRD 110562 | MA | $152.72B | 4 | U.S. Bank→ |
| C22 | MARCUS PARTNERS, LLC CRD 161326 | MA | $2.68B | — | U.S. Bank→ |
| C21 | BASEPOINT WEALTH, LLC CRD 289538 | IA | $883.8M | 13 | Pershing→ |
| C20 | BOLTON SECURITIES CORP CRD 129376 | MA | $8.28B | 50 | Pershing→ |
| C20 | KEY INVESTMENT SERVICES LLC CRD 136300 | OH | $8.88B | 50 | Pershing→ |
| C20 | CRAWFORD FUND MANAGEMENT, LLC CRD 158659 | MA | $356.1M | 3 | Pershing→ |
| C19 | NCA FINANCIAL PLANNERS CRD 120086 | OH | — | — | Pershing→ |
| C19 | EVOLUTION CREDIT PARTNERS MANAGEMENT, LLC CRD 292216 | MA | $4.12B | — | U.S. Bank→ |
