| A77 | BH ASSET MANAGEMENT, LLC CRD 152117 | NY | $117.0M | — | Fidelity→ |
| A75 | TERRA NOVA ASSET MANAGEMENT LLC CRD 111676 | NY | $220.2M | 2 | Fidelity→ |
| A73 | REIK & CO., LLC CRD 142414 | NY | $322.1M | 4 | Fidelity→ |
| A73 | BHK SECURITIES, LLC CRD 139665 | AL | $128.4M | 5 | Wells Fargo→ |
| A71 | MUNICIPAL ASSET MANAGEMENT INC CRD 108320 | NY | $112.8M | 3 | Wells Fargo→ |
| A66 | ADIRONDACK RESEARCH & MANAGEMENT INC. CRD 130987 | NY | $126.1M | — | Fidelity→ |
| B61 | DYNAMIC TRADING MANAGEMENT, LLC. CRD 142638 | NY | $116.6M | 1 | Fidelity→ |
| B60 | TIMBER POINT CAPITAL MANAGEMENT LLC CRD 307366 | NY | $188.3M | — | Fidelity→ |
| B59 | GAGNON ADVISORS, LLC CRD 161697 | NY | $187.3M | — | Fidelity→ |
| B57 | WALNUT INVESTMENT SERVICES LLC CRD 113666 | NY | $94.0M | 2 | Fidelity→ |
| B56 | BISCHOFF WEALTH MANAGEMENT GROUP, LLC CRD 171652 | IN | $222.0M | 1 | Wells Fargo→ |
| B55 | FIVE ELEVEN FAMILY OFFICE LLC CRD 334002 | NY | $162.7M | 3 | Fidelity→ |
| B55 | PURA VIDA INVESTMENTS, LLC CRD 166703 | NY | $91.5M | — | Fidelity→ |
| B52 | GEHRIG CAPITAL MANAGEMENT, INC. CRD 123250 | IN | $203.9M | 5 | Fidelity→ |
| B52 | EMPERY ASSET MANAGEMENT, LP CRD 148180 | NY | $262.5M | — | Fidelity→ |
| B52 | BRANT POINT INVESTMENT MANAGEMENT LLC CRD 157572 | NY | $453.3M | — | Wells Fargo→ |
| B52 | CP CAPITAL (US) PARTNERS LP CRD 158979 | NY | $393.6M | — | Wells Fargo→ |
| B51 | SHUFRO, ROSE & CO., LLC CRD 3403 | NY | $2.46B | 12 | Fidelity→ |
| B51 | CRESCENT HILL PARTNERS LLC CRD 166276 | NY | $298.8M | 1 | Fidelity→ |
| B51 | RETIREMENT PLANNING GROUP, LLC CRD 310647 | NY | $375.4M | 4 | Fidelity→ |
| C49 | LIFECAPITAL PARTNERS LLC CRD 337455 | NY | $133.2M | 3 | Fidelity→ |
| C49 | TRUBEE WEALTH ADVISORS, INC. CRD 3618 | NY | $911.5M | 17 | Wells Fargo→ |
| C49 | LINCOLNSHIRE MANAGEMENT, INC. CRD 157144 | NY | $494.4M | — | Wells Fargo→ |
| C48 | CORE ALPHA, INC. CRD 119635 | NY | $146.1M | 3 | Fidelity→ |
| C48 | OBERON ASSET MANAGEMENT, LLC CRD 123494 | NY | $232.7M | 1 | Fidelity→ |
| C48 | KESTREL WEALTH MANAGEMENT, LLC CRD 153503 | IN | $143.9M | 2 | Fidelity→ |
| C48 | BRIGHTON SECURITIES CORP. CRD 3875 | NY | $931.0M | 31 | Wells Fargo→ |
| C48 | INDEPENDENT FAMILY OFFICE, LLC CRD 144811 | NY | $760.1M | 3 | Fidelity→ |
| C47 | MERKKURI WEALTH ADVISORS LLC CRD 330164 | NY | $204.1M | 3 | Fidelity→ |
| C47 | HUNTING HILL GLOBAL CAPITAL, LLC CRD 167481 | NY | $373.0M | — | Fidelity→ |
| C46 | AN EXCEPTIONAL LIFE FINANCIAL, LLC CRD 288742 | IN | $258.9M | 4 | Fidelity→ |
| C46 | MAIN STREET FINANCIAL LLC CRD 118130 | NY | $71.1M | 3 | Fidelity→ |
| C46 | MOUNTAIN VIEW STRATEGIC WEALTH, LLC CRD 154295 | NY | $62.5M | 1 | Fidelity→ |
| C46 | LK FINANCIAL PLANNING LLC CRD 160539 | NY | $86.9M | 1 | Fidelity→ |
| C46 | BROADWAY ADVISOR GROUP CRD 324281 | NY | $214.9M | 2 | Fidelity→ |
| C45 | NEXWAVE CAPITAL PARTNERS LLC CRD 241788 | NY | $997.8M | — | Fidelity→ |
| C45 | COUNTRYSIDE FINANCIAL LLC CRD 337489 | NY | $73.2M | 3 | Fidelity→ |
| C44 | PARK LANE ADVISORS, LLC CRD 338445 | AL | $623.9M | — | Fidelity→ |
| C42 | LAWLEY RETIREMENT ADVISORS, LLC CRD 282786 | NY | $2.13B | 9 | Fidelity→ |
| C42 | TACONIC ADVISORS INC. CRD 123961 | NY | $246.3M | 4 | Fidelity→ |
| C41 | STEADMONT ADVISORS, LLC CRD 328882 | AL | $430.7M | 4 | Fidelity→ |
| C41 | GRIFFIN ASSET MANAGEMENT, LLC CRD 104548 | NY | $1.05B | 4 | Fidelity→ |
| C41 | FOUR POINTS ADVISORS, LLC CRD 171720 | NY | $40.0M | 11 | Wells Fargo→ |
| C41 | THE PITTI GROUP WEALTH MANAGEMENT, LLC CRD 314685 | NY | $374.3M | 4 | Wells Fargo→ |
| C41 | CONGRESS PARK CAPITAL LLC CRD 150309 | NY | $422.3M | 3 | Fidelity→ |
| C40 | OPTIMA ASSET MANAGEMENT LLC CRD 299826 | NY | $891.6M | — | Fidelity→ |
| C40 | TWO POINT CAPITAL MANAGEMENT, INC. CRD 131816 | NY | $310.5M | 2 | Fidelity→ |
| C40 | KIMELMAN & BAIRD, LLC CRD 2440 | NY | $1.48B | 6 | Fidelity→ |
| C40 | STERLING INVESTMENT COUNSEL, LLC CRD 282624 | NY | $1.03B | 5 | Fidelity→ |
| C40 | PELKONEN AND ASSOCIATES LLC CRD 305933 | NY | $293.3M | 3 | Fidelity→ |
