| B52 | SYCAMORE FINANCIAL GROUP, INC. CRD 14143 | IN | $787.4M | 6 | E*Trade→ |
| B52 | GEHRIG CAPITAL MANAGEMENT, INC. CRD 123250 | IN | $203.9M | 5 | Fidelity→ |
| B52 | NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC CRD 173350 | MN | $58.6M | — | E*Trade→ |
| B52 | MJT & ASSOCIATES FINANCIAL ADVISORY GROUP, INC. CRD 297716 | MN | $198.9M | 1 | Charles Schwab→ |
| B52 | WABASH CAPITAL, INC. CRD 107932 | IN | $173.0M | 3 | E*Trade→ |
| B52 | PALISADE ASSET MANAGEMENT, LLC CRD 136089 | MN | $1.27B | 7 | Charles Schwab→ |
| B52 | PALADIN WEALTH, LLC CRD 288387 | MN | $196.2M | 7 | Charles Schwab→ |
| B51 | VPWM ADVISORS, LLC CRD 167886 | MN | $326.6M | 15 | LPL Financial→ |
| B51 | MURPHY POHLAD ASSET MANAGEMENT LLC CRD 109973 | MN | $639.7M | 4 | Charles Schwab→ |
| B51 | BOULEVARD WEALTH MANAGEMENT, INC. CRD 164423 | MN | $119.5M | 4 | —→ |
| B50 | CAPITAL MANAGEMENT ASSOCIATES INC CRD 105010 | MN | $1.88B | 15 | Charles Schwab→ |
| B50 | ADVANCED ADVISOR GROUP, LLC CRD 140393 | MN | $10.9M | 50 | Fidelity→ |
| B50 | SYSTELLIGENCE, LLC CRD 283582 | MN | $783.9M | 3 | E*Trade→ |
| B50 | DSG CAPITAL ADVISORS, LLC CRD 332056 | MN | $780.3M | 7 | LPL Financial→ |
| B50 | SPEECE THORSON CAPITAL GROUP INC CRD 106052 | MN | $469.0M | 5 | E*Trade→ |
| B50 | ALDEBARAN CAPITAL, LLC CRD 122360 | IN | $166.9M | 2 | Charles Schwab→ |
| B50 | PEAK FINANCIAL CONSULTING, INC. CRD 291860 | MN | $132.3M | 2 | Charles Schwab→ |
| B50 | FNEX WEALTH, LLC CRD 334569 | IN | $122.3M | 1 | Charles Schwab→ |
| B50 | ADVISORNET FINANCIAL, INC. CRD 113074 | MN | $3.15B | 50 | Charles Schwab→ |
| B50 | FREEMAN, WILL & NIEMEIER, INC. CRD 121628 | IN | $284.2M | 1 | Charles Schwab→ |
| C50 | DGV SOLUTIONS LP CRD 174379 | MN | $944.4M | — | Northern Trust→ |
| C50 | NORTHLAND CAPITAL MANAGEMENT, LLC CRD 146452 | MN | $235.0M | 3 | E*Trade→ |
| C50 | FELTL ADVISORS, LLC CRD 165244 | MN | $165.6M | 15 | E*Trade→ |
| C49 | WHITE PINE CAPITAL LLC CRD 108417 | MN | $430.6M | 4 | Charles Schwab→ |
| C49 | GREENLEAF FINANCIAL GROUP, LLC CRD 137933 | IN | $175.2M | 2 | E*Trade→ |
| C49 | GTS FINANCIAL, LLC CRD 310222 | MN | $169.9M | 3 | Charles Schwab→ |
| C49 | TONKA CAPITAL PARTNERS, LLC CRD 298336 | MN | $139.8M | 3 | Wells Fargo→ |
| C49 | ALLODIUM INVESTMENT CONSULTANTS, LLC CRD 135812 | MN | $576.8M | 5 | Charles Schwab→ |
| C49 | HUNTER STREET PARTNERS, LP CRD 298142 | MN | $313.0M | — | U.S. Bank→ |
| C48 | MFG WEALTH MANAGEMENT, INC. CRD 125963 | IN | $130.6M | 3 | Charles Schwab→ |
| C48 | KESTREL WEALTH MANAGEMENT, LLC CRD 153503 | IN | $143.9M | 2 | Fidelity→ |
| C48 | HIGHMARK WEALTH MANAGEMENT LLC CRD 164790 | MN | $611.7M | 4 | E*Trade→ |
| C48 | PHILLIP JAMES CONSULTING CO. CRD 168228 | MN | $222.1M | 2 | Charles Schwab→ |
| C48 | KURE ADVISORY, LLC CRD 311320 | MN | $259.0M | 6 | Charles Schwab→ |
| C48 | SOLPACIFIC, LLC CRD 315184 | MN | $154.0M | — | E*Trade→ |
| C48 | ACCREDITED INVESTOR SERVICES, LLC CRD 148821 | MN | $591.0M | 10 | E*Trade→ |
| C48 | CAPITAL CITIES INVESTMENTS CRD 116185 | IN | $287.9M | 14 | Charles Schwab→ |
| C48 | VESTMENT FINANCIAL LLC CRD 168771 | MN | $304.3M | 13 | Charles Schwab→ |
| C48 | TRADEWELL SECURITIES, LLC CRD 332473 | IN | $275.8M | 5 | Charles Schwab→ |
| C48 | MURRAY FINANCIAL GROUP, LLC CRD 157626 | MN | $1.55B | 12 | Charles Schwab→ |
| C48 | PHILLIPS FINANCIAL MANAGEMENT, LLC CRD 131344 | IN | $2.64B | 15 | Charles Schwab→ |
| C47 | STAR CAPITAL INC. CRD 171057 | MN | $143.6M | 6 | Charles Schwab→ |
| C47 | ASYMMETRIC CAPITAL MANAGEMENT, LLC. CRD 285739 | MN | $231.2M | 1 | E*Trade→ |
| C47 | WEBB ADVISORS INCORPORATED CRD 106617 | MN | $397.2M | 3 | Charles Schwab→ |
| C47 | COMPASS FINANCIAL ADVISORS LLC CRD 109131 | IN | $282.5M | 7 | Pershing→ |
| C47 | MARKS GROUP WEALTH MANAGEMENT, INC. CRD 148679 | MN | $2.02B | 9 | Charles Schwab→ |
| C47 | IWEALTH FINANCIAL, LLC CRD 329980 | MN | $311.6M | 6 | LPL Financial→ |
| C47 | ASSURED RETIREMENT FINANCIAL GROUP, INC. CRD 179516 | MN | $241.0M | 4 | Charles Schwab→ |
| C47 | UAK DIVERSIFIED LLC CRD 300506 | MN | $113.0M | 2 | —→ |
| C46 | STREET CAPITAL PARTNERS, LLC CRD 309233 | IN | $238.9M | 4 | E*Trade→ |