| C49 | WBI INVESTMENTS, LLC CRD 106336 | NJ | $539.6M | 6 | Pershing→ |
| C49 | GOODHAVEN CAPITAL MANAGEMENT, LLC CRD 156032 | NJ | $405.3M | — | Fidelity→ |
| C49 | SORENSON IMPACT ADVISORY, LLC CRD 324124 | UT | $255.1M | 1 | Fidelity→ |
| C49 | BUCKMAN ADVISORY GROUP LLC CRD 131688 | NJ | $277.3M | 15 | E*Trade→ |
| C49 | WORTH VENTURE PARTNERS, LLC CRD 168610 | NJ | $456.1M | — | Goldman Sachs→ |
| C49 | VETERI PLACE CORPORATION CRD 160664 | NJ | $150.7M | — | Pershing→ |
| C49 | SAIPH CAPITAL, LLC CRD 312119 | NJ | $459.4M | 2 | Pershing→ |
| C49 | NAVIGATE FINANCIAL LLC CRD 325945 | UT | $337.9M | 2 | Charles Schwab→ |
| C48 | PEGASUS GROUP, LLC CRD 113499 | NJ | $91.3M | 2 | Charles Schwab→ |
| C48 | GCI FINANCIAL GROUP, INC. CRD 124193 | NJ | $145.1M | 3 | Charles Schwab→ |
| C48 | MICHAEL J. PORRO & CO. FINANCIAL ADVISORS, INC. CRD 125584 | NJ | $168.7M | 2 | Charles Schwab→ |
| C48 | PERSONAL FINANCIAL SOLUTIONS, LLC CRD 129095 | NJ | $155.6M | 2 | Charles Schwab→ |
| C48 | TANDEM INVESTMENT PARTNERS, LLC CRD 172309 | NJ | $200.2M | 3 | Charles Schwab→ |
| C48 | JRS WEALTH MANAGEMENT LLC CRD 306294 | UT | $135.0M | 2 | —→ |
| C48 | AHARA ADVISORS LLC CRD 312385 | NJ | $185.4M | 2 | Charles Schwab→ |
| C48 | FIDUCIARY ADVISORS, LLC CRD 104189 | UT | $520.2M | 1 | E*Trade→ |
| C48 | VICTORY ASSET MANAGEMENT CO., INC. CRD 107203 | NJ | $102.5M | 5 | E*Trade→ |
| C48 | MD WEALTH ADVISORS INC CRD 304595 | NJ | $105.2M | 1 | —→ |
| C48 | VALHUM ASSET MANAGEMENT, LLC CRD 323895 | NJ | $100.0M | — | E*Trade→ |
| C48 | COVINGTON & ASSOCIATES, INC. CRD 113357 | NJ | $308.2M | 2 | E*Trade→ |
| C48 | WASATCH VENTURE MANAGEMENT, LLC CRD 326762 | UT | $337.3M | — | E*Trade→ |
| C48 | HFM INVESTMENT ADVISORS, LLC CRD 289103 | NJ | $404.1M | 7 | Charles Schwab→ |
| C48 | SYSTEMATIC FINANCIAL MANAGEMENT LP CRD 106146 | NJ | $4.21B | 5 | Charles Schwab→ |
| C48 | VESTGEN INVESTMENT MANAGEMENT, LLC CRD 118851 | NJ | $786.6M | 2 | Pershing→ |
| C48 | BARNEGAT FUND MANAGEMENT INC. CRD 158347 | NJ | $803.4M | — | E*Trade→ |
| C47 | ROUNDANGLE ADVISORS LLC CRD 282178 | NJ | $215.5M | 2 | Charles Schwab→ |
| C47 | GENESIS FINANCIAL GROUP, LLC CRD 327996 | NJ | $171.3M | 1 | Charles Schwab→ |
| C47 | SUN FINANCIAL, INC. CRD 333404 | UT | $217.5M | 3 | Charles Schwab→ |
| C47 | PERIOPE, LC CRD 144256 | UT | $177.2M | 3 | E*Trade→ |
| C47 | DIAMOND WEALTH MANAGEMENT, LLC CRD 288603 | UT | $212.0M | 6 | Charles Schwab→ |
| C47 | TILSON FINANCIAL GROUP INC CRD 110890 | NJ | $750.6M | 8 | Charles Schwab→ |
| C47 | VISION RETIREMENT, LLC CRD 173064 | NJ | $633.7M | 7 | LPL Financial→ |
| C47 | LEXINGTON CAPITAL MANAGEMENT LP CRD 292364 | NJ | $153.4M | — | E*Trade→ |
| C47 | BRAVIAS CAPITAL GROUP, LLC CRD 289589 | NJ | $212.0M | 6 | Charles Schwab→ |
| C47 | ANCHORED FINANCIAL PLANNING LLC CRD 336537 | NJ | $182.9M | 2 | Charles Schwab→ |
| C47 | LIFTPOINT FAMILY WEALTH ADVISORS, LLC CRD 337973 | NJ | $187.7M | 2 | Fidelity→ |
| C46 | LORD ABBETT FIF ADVISOR LLC CRD 332700 | NJ | $190.4M | — | E*Trade→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
| C46 | ABNER HERRMAN & BROCK, LLC CRD 8517 | NJ | $2.74B | 5 | LPL Financial→ |
| C46 | NCM CAPITAL MANAGEMENT, LLC CRD 151109 | NJ | $539.4M | 3 | Fidelity→ |
| C46 | LEATHERBACK INVESTMENTS LLC CRD 299608 | NJ | $169.6M | 2 | Charles Schwab→ |
| C46 | HARDING LOEVNER LP CRD 104543 | NJ | $32.06B | — | State Street→ |
| C46 | BLUESHIFT ASSET MANAGEMENT, LLC CRD 290637 | NJ | $694.4M | — | Goldman Sachs→ |
| C46 | HILLCREST WEALTH ADVISORS - NY, LLC CRD 126818 | NJ | $390.7M | 1 | Charles Schwab→ |
| C46 | QUANTUM CAPITAL MANAGEMENT, LLC CRD 111083 | NJ | $1.00B | 1 | Charles Schwab→ |
| C46 | COTTONWOOD CAPITAL ADVISORS, LLC CRD 311272 | UT | $279.0M | 2 | Wells Fargo→ |
| C46 | RYAN HERITAGE, LLP CRD 317097 | NJ | $18.8M | — | E*Trade→ |
| C46 | MERCATOR MANAGEMENT (USA) LP CRD 318911 | NJ | $297.6M | — | JPMorgan→ |
| C45 | ONEX CREDIT ADVISOR, LLC CRD 330076 | NJ | $417.8M | — | E*Trade→ |
| C45 | AIGA CAPITAL PARTNERS LLC CRD 311692 | NJ | $289.2M | — | E*Trade→ |