| A75 | COMPREHENSIVE CAPITAL MANAGEMENT, INC. CRD 119890 | NJ | $77.5M | 8 | Pershing→ |
| A73 | WHALEN CAPITAL, INC. CRD 130016 | WI | $75.1M | 8 | E*Trade→ |
| A72 | GROESBECK INVESTMENT MANAGEMENT CORP CRD 106679 | NJ | $54.7M | 2 | E*Trade→ |
| B64 | TAVERIK CAPITAL, LLC CRD 156594 | SC | $97.5M | 2 | Charles Schwab→ |
| B59 | BYRON PLACE CAPITAL MANAGEMENT, LLC CRD 282078 | NJ | $48.4M | 1 | E*Trade→ |
| B56 | GRAND SLAM ASSET MANAGEMENT, LLC CRD 161122 | NJ | $35.0M | — | Wells Fargo→ |
| B55 | NOVUS ADVISORS, LLC CRD 157908 | SC | $91.3M | 3 | Charles Schwab→ |
| B53 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY II, LLC CRD 292786 | WI | $81.7M | — | E*Trade→ |
| B52 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY, LLC CRD 326646 | WI | $83.7M | — | E*Trade→ |
| B50 | GOOSE HOLLOW CAPITAL MANAGEMENT LLC CRD 312912 | NJ | $41.0M | — | E*Trade→ |
| C48 | PEGASUS GROUP, LLC CRD 113499 | NJ | $91.3M | 2 | Charles Schwab→ |
| C46 | YORKVILLE AMERICA EQUITIES, LLC CRD 336431 | NJ | $42.6M | — | E*Trade→ |
| C46 | SIMS CAPITAL MANAGEMENT LLC CRD 129398 | WI | $56.4M | 1 | Charles Schwab→ |
| C46 | RYAN HERITAGE, LLP CRD 317097 | NJ | $18.8M | — | E*Trade→ |
| C45 | ACTIVE WEALTH ADVISORS LLC CRD 336793 | NJ | $75.4M | 1 | E*Trade→ |
| C44 | ANTHONY CAPITAL MANAGEMENT, LLC CRD 312256 | WI | $37.9M | — | E*Trade→ |
| C40 | BAIRD PRINCIPAL GROUP MANAGEMENT COMPANY I, LLC CRD 269982 | WI | $22.4M | — | E*Trade→ |
| C38 | PRIVATE ADVISOR NETWORK, LLC CRD 299133 | NJ | $0 | — | E*Trade→ |
| C38 | LOGIQ CAPITAL LLC CRD 337680 | NJ | $0 | — | E*Trade→ |
| C38 | MODERN CAPITAL MANAGEMENT, CO. CRD 306631 | SC | $90.7M | 5 | Charles Schwab→ |
| C38 | CYBORGWEALTH, LLC CRD 150897 | NJ | $0 | 2 | E*Trade→ |
| C38 | PROSPERA FUNDS, INC. CRD 331765 | SC | $4.6M | 1 | E*Trade→ |
| C37 | ACORN ASSET MANAGEMENT LLC CRD 340572 | NJ | $0 | 1 | E*Trade→ |
| C36 | PIONEX INVESTMENTS INC. CRD 318475 | NJ | $0 | — | E*Trade→ |
| C35 | COAST ADVISORY LLC CRD 340229 | WI | $0 | 1 | E*Trade→ |
| C34 | THE GMS GROUP, LLC CRD 8000 | NJ | $19.8M | 50 | Pershing→ |
| C34 | BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC CRD 145166 | WI | $1.3M | — | E*Trade→ |
| C33 | BLUEVINE ADVISORY LLC CRD 326599 | NJ | $8.9M | — | Morgan Stanley→ |
| C32 | FRANCIS LLC CRD 130687 | WI | $0 | 17 | E*Trade→ |
| C31 | PGIM REAL ESTATE ADVISORS LLC CRD 327165 | NJ | $0 | — | E*Trade→ |
| C31 | CMG WEALTH ADVISORS LLC CRD 340600 | WI | $0 | — | E*Trade→ |
| C31 | CURCIO WEBB LLC CRD 109066 | NJ | $0 | — | E*Trade→ |
| C30 | PIONEER ADVISORY LLC CRD 337502 | NJ | $95K | 1 | E*Trade→ |
| C30 | ISECTORS, LLC CRD 147589 | WI | $0 | 2 | E*Trade→ |
| C30 | LORD ABBETT CLO MANAGEMENT LP CRD 334025 | NJ | $0 | — | E*Trade→ |
| C30 | FLIGHT LINE FINANCIAL, LLC CRD 169289 | NJ | $0 | 1 | E*Trade→ |
| C28 | BELLWETHER CONSULTING LLC CRD 111188 | NJ | $0 | — | E*Trade→ |
| C27 | MATTY AI INC. CRD 317016 | SC | $39K | 1 | E*Trade→ |
| C26 | WEALTH INTELLIGENTLY NAVIGATED, LLC CRD 340998 | SC | $0 | 2 | E*Trade→ |
| C23 | ALOOOLA, LLC CRD 325090 | NJ | $51.2M | — | E*Trade→ |
| C23 | FIDUCIOSO ADVISORS, INC CRD 157342 | NJ | $0 | — | E*Trade→ |
| C22 | CSI GROUP ADVISORS, LLC CRD 338012 | NJ | $0 | 7 | E*Trade→ |
| C19 | PRUCO SECURITIES, LLC CRD 5685 | NJ | $0 | 50 | E*Trade→ |
| C17 | ERNST & YOUNG INVESTMENT ADVISERS LLP CRD 110921 | NJ | $0 | 50 | E*Trade→ |
| C15 | NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC CRD 2881 | WI | $0 | 50 | E*Trade→ |
| C13 | ETF MODEL SOLUTIONS, LLC CRD 168410 | WI | $18.1M | 10 | E*Trade→ |
